0000732812-16-000108.txt : 20160815
0000732812-16-000108.hdr.sgml : 20160815
20160815170333
ACCESSION NUMBER: 0000732812-16-000108
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 161833733
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
06-30-2016
06-30-2016
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
08-15-2016
3
164
1174017
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ABBVIE INC
COMMON STOCK
00287Y109
532
8600SH
DFND
1,2
860000
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
3111
27463SH
DFND
1,2
2746300
AES CORP (THE)
COMMON STOCK
00130H105
49571
3972000SH
DFND
1,2
397200000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
6175
147400SH
DFND
1,2
14740000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
22362
281175SH
DFND
1,2
28117500
ALPHABET INC CL A
COMMON STOCK
02079K305
6097
8666SH
DFND
1,2
866600
ALPHABET INC CL C
COMMON STOCK
02079K107
15558
22479SH
DFND
1,2
2247900
ALTRIA GROUP INC
COMMON STOCK
02209S103
2263
32820SH
DFND
1,2
3282000
AMAZON.COM INC
COMMON STOCK
023135106
17608
24605SH
DFND
1,2
2460500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
42677
3481000SH
DFND
1,2
348100000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
10052
88480SH
DFND
1,2
8848000
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5% SER B) 02-15-18 (REIT)
CONV PREFRD STCK
03027X407
371
3300SH
DFND
1,2
330000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2242
42100SH
DFND
1,2
4210000
AON PLC CL A
COMMON STOCK
B5BT0K0
3670
33600SH
DFND
1,2
3360000
APPLE INC
COMMON STOCK
037833100
8076
84480SH
DFND
1,2
8448000
ARCOS DORADOS HOLDINGS INC CL A
COMMON STOCK
B529PQ0
5429
1138200SH
DFND
1,2
113820000
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
1042
21900SH
DFND
1,2
2190000
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
2979
30028SH
DFND
1,2
3002800
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
1807
59850SH
DFND
1,2
5985000
AT&T INC
COMMON STOCK
00206R102
575
13300SH
DFND
1,2
1330000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
11949
1529981SH
DFND
1,2
152998100
BB&T CORPORATION
COMMON STOCK
054937107
627
17600SH
DFND
1,2
1760000
BRF SA ON ADR
COMMON STOCK
10552T107
1261
90500SH
DFND
1,2
9050000
BROADCOM LTD
COMMON STOCK
BD9WQP4
8679
55852SH
DFND
1,2
5585200
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
5582
94520SH
DFND
1,2
9452000
CANADIAN NATURAL RESOURCES LTD
COMMON STOCK
136385101
2779
90500SH
DFND
1,2
9050000
CATERPILLAR INC
COMMON STOCK
149123101
371
4900SH
DFND
1,2
490000
CBS CORP CL B N/V
COMMON STOCK
124857202
4540
83400SH
DFND
1,2
8340000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
51124
8285852SH
DFND
1,2
828585200
CENOVUS ENERGY INC
COMMON STOCK
15135U109
541
39300SH
DFND
1,2
3930000
CENTURYLINK INC
COMMON STOCK
156700106
528
18200SH
DFND
1,2
1820000
CERNER CORPORATION
COMMON STOCK
156782104
7331
125100SH
DFND
1,2
12510000
CHEVRON CORP
COMMON STOCK
166764100
7711
73554SH
DFND
1,2
7355400
CHUBB LTD
COMMON STOCK
B3BQMF6
4293
32840SH
DFND
1,2
3284000
CIT GROUP INC
COMMON STOCK
125581801
7521
235700SH
DFND
1,2
23570000
CME GROUP INC CL A
COMMON STOCK
12572Q105
21349
219190SH
DFND
1,2
21919000
CMS ENERGY CORP
COMMON STOCK
125896100
651
14200SH
DFND
1,2
1420000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
4561
3403407SH
DFND
1,2
340340700
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19
CORP CONV BOND
19075FAA4
2551
6714000PRN
DFND
1,2
671400000
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24
CORP CONV BOND
19075FAB2
9667
28431000PRN
DFND
1,2
2843100000
COCA-COLA CO
COMMON STOCK
191216100
8066
177950SH
DFND
1,2
17795000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
4894
85500SH
DFND
1,2
8550000
COMCAST CORP CL A
COMMON STOCK
20030N101
5988
91850SH
DFND
1,2
9185000
CONOCOPHILLIPS
COMMON STOCK
20825C104
9024
206965SH
DFND
1,2
20696500
CORE LABORATORIES
COMMON STOCK
2182531
14916
120400SH
DFND
1,2
12040000
COVANTA HOLDING CORP
COMMON STOCK
22282E102
543
33000SH
DFND
1,2
3300000
CREDICORP LTD
COMMON STOCK
2232878
7068
45800SH
DFND
1,2
4580000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
2018
19900SH
DFND
1,2
1990000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
5603
136000SH
DFND
1,2
13600000
DANAHER CORP
COMMON STOCK
235851102
15933
157750SH
DFND
1,2
15775000
DAVITA HEALTHCARE PARTNERS INC
COMMON STOCK
23918K108
3057
39540SH
DFND
1,2
3954000
DOW CHEMICAL CO
COMMON STOCK
260543103
353
7100SH
DFND
1,2
710000
DUKE ENERGY CORP
COMMON STOCK
26441C204
969
11300SH
DFND
1,2
1130000
EATON CORP PLC
COMMON STOCK
B8KQN82
12368
207066SH
DFND
1,2
20706600
ELI LILLY AND CO
COMMON STOCK
532457108
9523
120921SH
DFND
1,2
12092100
ENBRIDGE INC
COMMON STOCK
29250N105
11772
279270SH
DFND
1,2
27927000
ENERSIS AMERICAS SA ADR
COMMON STOCK
29274F104
13302
1550325SH
DFND
1,2
155032500
ENERSIS CHILE SA ADR
COMMON STOCK
29278D105
9038
1550325SH
DFND
1,2
155032500
ENSCO PLC CL A
COMMON STOCK
B4VLR19
5189
534350SH
DFND
1,2
53435000
EOG RESOURCES INC
COMMON STOCK
26875P101
7091
85000SH
DFND
1,2
8500000
EXXON MOBIL CORP
COMMON STOCK
30231G102
8362
89200SH
DFND
1,2
8920000
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
2270
203774SH
DFND
1,2
20377400
GANNETT CO INC
COMMON STOCK
36473H104
427
30900SH
DFND
1,2
3090000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
907
28800SH
DFND
1,2
2880000
GERDAU SA PN ADR
COMMON STOCK
373737105
595
327000SH
DFND
1,2
32700000
GILEAD SCIENCES INC
COMMON STOCK
375558103
7750
92900SH
DFND
1,2
9290000
GOLAR LNG LTD (USD)
COMMON STOCK
2367963
4514
291200SH
DFND
1,2
29120000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
15387
103561SH
DFND
1,2
10356100
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
1801
252200SH
DFND
1,2
25220000
HALLIBURTON CO
COMMON STOCK
406216101
2858
63105SH
DFND
1,2
6310500
HELMERICH & PAYNE
COMMON STOCK
423452101
577
8600SH
DFND
1,2
860000
HEXCEL CORPORATION
COMMON STOCK
428291108
8053
193400SH
DFND
1,2
19340000
HOME DEPOT INC
COMMON STOCK
437076102
2401
18800SH
DFND
1,2
1880000
HP INC
COMMON STOCK
40434L105
659
52500SH
DFND
1,2
5250000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
4106
571800SH
DFND
1,2
57180000
IDEX CORP
COMMON STOCK
45167R104
2222
27062SH
DFND
1,2
2706200
ILLUMINA INC
COMMON STOCK
452327109
6905
49185SH
DFND
1,2
4918500
INCYTE CORP
COMMON STOCK
45337C102
19446
243131SH
DFND
1,2
24313100
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
6348
24800SH
DFND
1,2
2480000
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
1346
8870SH
DFND
1,2
887000
INVESCO LTD
COMMON STOCK
B28XP76
335
13100SH
DFND
1,2
1310000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
2154
54071SH
DFND
1,2
5407100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
15101
1599722SH
DFND
1,2
159972200
JD.COM INC A ADR
COMMON STOCK
47215P106
20414
961550SH
DFND
1,2
96155000
JOHNSON & JOHNSON
COMMON STOCK
478160104
4791
39500SH
DFND
1,2
3950000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
6979
112307SH
DFND
1,2
11230700
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
305
4600SH
DFND
1,2
460000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
2538
58350SH
DFND
1,2
5835000
LIBERTY GLOBAL PLC - LILAC CL A
COMMON STOCK
BTC0M71
781
24215SH
DFND
1,2
2421500
LIBERTY GLOBAL PLC - LILAC CL C (NON-VOTING)
COMMON STOCK
BTC0MD7
30
926SH
DFND
1,2
92600
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
5641
194109SH
DFND
1,2
19410900
LIBERTY GLOBAL PLC CL C (NON-VOTING)
COMMON STOCK
B8W67B1
213
7423SH
DFND
1,2
742300
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
6352
86000SH
DFND
1,2
8600000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
B3SPXZ3
402
5400SH
DFND
1,2
540000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
6661
97300SH
DFND
1,2
9730000
MEDTRONIC PLC
COMMON STOCK
BTN1Y11
6907
79600SH
DFND
1,2
7960000
MELCO CROWN ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
11225
892300SH
DFND
1,2
89230000
MERCADOLIBRE INC
COMMON STOCK
58733R102
24223
172200SH
DFND
1,2
17220000
MERCURY GENERAL CORP
COMMON STOCK
589400100
650
12220SH
DFND
1,2
1222000
MICROSOFT CORP
COMMON STOCK
594918104
22897
447460SH
DFND
1,2
44746000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
4569
100400SH
DFND
1,2
10040000
MONSANTO CO
COMMON STOCK
61166W101
9596
92800SH
DFND
1,2
9280000
MOODYS CORP
COMMON STOCK
615369105
4550
48550SH
DFND
1,2
4855000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
120
4600SH
DFND
1,2
460000
NETAPP INC
COMMON STOCK
64110D104
1340
54500SH
DFND
1,2
5450000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
2056
49100SH
DFND
1,2
4910000
NEW YORK COMMUNITY BANCORP INC
COMMON STOCK
649445103
186
12400SH
DFND
1,2
1240000
NEWELL BRANDS INC
COMMON STOCK
651229106
8449
173955SH
DFND
1,2
17395500
NIELSEN HOLDINGS PLC
COMMON STOCK
BWFY550
14993
288500SH
DFND
1,2
28850000
NII HOLDINGS INC
COMMON STOCK
62913F508
1444
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
2396
43400SH
DFND
1,2
4340000
NOBLE ENERGY INC
COMMON STOCK
655044105
4792
133593SH
DFND
1,2
13359300
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
366
4300SH
DFND
1,2
430000
NORWEGIAN CRUISE LINE HOLDINGS LTD
COMMON STOCK
B9CGTC3
2255
56600SH
DFND
1,2
5660000
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
96
1165SH
DFND
1,2
116500
NUCOR CORP
COMMON STOCK
670346105
367
7425SH
DFND
1,2
742500
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
8142
107750SH
DFND
1,2
10775000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
4748
538310SH
DFND
1,2
53831000
PACWEST BANCORP
COMMON STOCK
695263103
823
20700SH
DFND
1,2
2070000
PAYCHEX INC
COMMON STOCK
704326107
1369
23000SH
DFND
1,2
2300000
PEPSICO INC
COMMON STOCK
713448108
2405
22700SH
DFND
1,2
2270000
PFIZER INC
COMMON STOCK
717081103
2725
77400SH
DFND
1,2
7740000
PG&E CORP
COMMON STOCK
69331C108
237
3700SH
DFND
1,2
370000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
21765
213966SH
DFND
1,2
21396600
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
1973
121700SH
DFND
1,2
12170000
PRAXAIR INC
COMMON STOCK
74005P104
1708
15200SH
DFND
1,2
1520000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
12931
10358SH
DFND
1,2
1035800
PROCTER & GAMBLE CO
COMMON STOCK
742718109
6159
72742SH
DFND
1,2
7274200
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
593
11000SH
DFND
1,2
1100000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
10778
160500SH
DFND
1,2
16050000
ROYAL DUTCH SHELL PLC B ADR
COMMON STOCK
780259107
1120
20000SH
DFND
1,2
2000000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
6782
97520SH
DFND
1,2
9752000
SCHLUMBERGER LTD
COMMON STOCK
806857108
17445
220600SH
DFND
1,2
22060000
SEADRILL LTD
COMMON STOCK
B09RMQ1
1745
545778SH
DFND
1,2
54577800
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
546
168628SH
DFND
1,2
16862800
SEMPRA ENERGY
COMMON STOCK
816851109
4763
41775SH
DFND
1,2
4177500
ST JUDE MEDICAL
COMMON STOCK
790849103
5656
72515SH
DFND
1,2
7251500
STARBUCKS CORP
COMMON STOCK
855244109
12249
214451SH
DFND
1,2
21445100
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
3645
144200SH
DFND
1,2
14420000
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
3390
69300SH
DFND
1,2
6930000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
17136
653300SH
DFND
1,2
65330000
TENARIS SA ADR
COMMON STOCK
88031M109
12070
418500SH
DFND
1,2
41850000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
3453
55110SH
DFND
1,2
5511000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
6719
25480SH
DFND
1,2
2548000
TRIMBLE NAVIGATION LTD
COMMON STOCK
896239100
1966
80700SH
DFND
1,2
8070000
UBS GROUP AG
COMMON STOCK
BRJL176
5662
438870SH
DFND
1,2
43887000
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
1494
96600SH
DFND
1,2
9660000
UNION PACIFIC CORP
COMMON STOCK
907818108
4906
56225SH
DFND
1,2
5622500
VALE SA PNA ADR
COMMON STOCK
91912E204
53459
13331500SH
DFND
1,2
1333150000
VERISIGN INC
COMMON STOCK
92343E102
7658
88575SH
DFND
1,2
8857500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
5225
93579SH
DFND
1,2
9357900
VIACOM INC CL B
COMMON STOCK
92553P201
614
14800SH
DFND
1,2
1480000
VISA INC CL A
COMMON STOCK
92826C839
21005
283200SH
DFND
1,2
28320000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
5850
59800SH
DFND
1,2
5980000
WEATHERFORD INTERNATIONAL PLC
COMMON STOCK
BLNN369
1188
214000SH
DFND
1,2
21400000
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875% 07-01-21
CORP CONV BOND
947075AH0
10260
9418000PRN
DFND
1,2
941800000
WELLS FARGO & CO
COMMON STOCK
949746101
11131
235187SH
DFND
1,2
23518700
WHIRLPOOL CORP
COMMON STOCK
963320106
1750
10500SH
DFND
1,2
1050000
WYNN RESORTS LTD
COMMON STOCK
983134107
7469
82400SH
DFND
1,2
8240000
XILINX INC
COMMON STOCK
983919101
8179
177300SH
DFND
1,2
17730000
YANDEX NV A
COMMON STOCK
B5BSZB3
29091
1331391SH
DFND
1,2
133139100
YANDEX NV CV SR UNSEC 1.125% 12-15-18
CORP CONV BOND
98474TAB3
9474
10112000PRN
DFND
1,2
1011200000
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
17084
889800SH
DFND
1,2
88980000
YUM! BRANDS INC
COMMON STOCK
988498101
1841
22200SH
DFND
1,2
2220000