0000732812-16-000080.txt : 20160212
0000732812-16-000080.hdr.sgml : 20160212
20160212145853
ACCESSION NUMBER: 0000732812-16-000080
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL INTERNATIONAL SARL
CENTRAL INDEX KEY: 0001065349
IRS NUMBER: 000000000
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04461
FILM NUMBER: 161418097
BUSINESS ADDRESS:
STREET 1: 333 SOUTH HOPE STREET
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 2134869200
MAIL ADDRESS:
STREET 1: 333 SOUTH HOPE ST
STREET 2: 55TH FL
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CAPITAL INTERNATIONAL S A
DATE OF NAME CHANGE: 19980702
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001065349
XXXXXXXX
12-31-2015
12-31-2015
CAPITAL INTERNATIONAL SARL
333 SOUTH HOPE ST
55TH FL
LOS ANGELES
CA
90071
13F HOLDINGS REPORT
028-04461
N
Fabrice Remy
Vice President and Senior Counsel
213-486-9200
Fabrice Remy
Los Angeles
CA
02-12-2016
3
157
1183951
false
1
0000732812
028-00218
CAPITAL GROUP COMPANIES INC
2
0000949308
028-05044
CAPITAL GROUP INTERNATIONAL INC
3
0000017283
028-00157
CAPITAL RESEARCH & MANAGEMENT CO
INFORMATION TABLE
2
cisa.xml
ABBVIE INC
COMMON STOCK
00287Y109
622
10500SH
DFND
1,2
1050000
ACCENTURE PLC CL A
COMMON STOCK
B4BNMY3
8423
80600SH
DFND
1,2
8060000
AES CORP (THE)
COMMON STOCK
00130H105
38813
4055700SH
DFND
1,2
405570000
AGIOS PHARMACEUTICALS INC
COMMON STOCK
00847X104
7576
116700SH
DFND
1,2
11670000
ALIBABA GROUP HOLDING LTD ADR
COMMON STOCK
01609W102
12678
155995SH
DFND
1,2
15599500
ALLEGHENY TECHNOLOGIES INC
COMMON STOCK
01741R102
341
30322SH
DFND
1,2
3032200
ALPHABET INC CL A
COMMON STOCK
02079K305
8493
10916SH
DFND
1,2
1091600
ALPHABET INC CL C
COMMON STOCK
02079K107
18314
24133SH
DFND
1,2
2413300
ALTRIA GROUP INC
COMMON STOCK
02209S103
1835
31520SH
DFND
1,2
3152000
AMAZON.COM INC
COMMON STOCK
023135106
18705
27675SH
DFND
1,2
2767500
AMERICA MOVIL SAB DE CV L ADR
COMMON STOCK
02364W105
49535
3523100SH
DFND
1,2
352310000
AMERICAN TOWER CORP (REIT)
COMMON STOCK
03027X100
9703
100080SH
DFND
1,2
10008000
ANADARKO PETROLEUM CORP
COMMON STOCK
032511107
2264
46600SH
DFND
1,2
4660000
AON PLC CL A
COMMON STOCK
B5BT0K0
3338
36200SH
DFND
1,2
3620000
APPLE INC
COMMON STOCK
037833100
9998
94980SH
DFND
1,2
9498000
ARCOS DORADOS HOLDINGS INC CL A
COMMON STOCK
B529PQ0
7398
2378900SH
DFND
1,2
237890000
ARTHUR J GALLAGHER & CO
COMMON STOCK
363576109
897
21900SH
DFND
1,2
2190000
ASML HOLDING NV (USD)
COMMON STOCK
B908F01
2823
31799SH
DFND
1,2
3179900
ASTRAZENECA PLC ADR
COMMON STOCK
046353108
1888
55600SH
DFND
1,2
5560000
AT&T INC
COMMON STOCK
00206R102
279
8100SH
DFND
1,2
810000
BANCO BRADESCO SA PN ADR
COMMON STOCK
059460303
7857
1633380SH
DFND
1,2
163338000
BB&T CORPORATION
COMMON STOCK
054937107
469
12400SH
DFND
1,2
1240000
BRF SA ON ADR
COMMON STOCK
10552T107
1328
96100SH
DFND
1,2
9610000
BROADCOM CORP CL A
COMMON STOCK
111320107
2099
36300SH
DFND
1,2
3630000
CANADIAN NATIONAL RAILWAY CO (USD)
COMMON STOCK
136375102
3656
65420SH
DFND
1,2
6542000
CATERPILLAR INC
COMMON STOCK
149123101
204
3000SH
DFND
1,2
300000
CBS CORP CL B N/V
COMMON STOCK
124857202
3836
81400SH
DFND
1,2
8140000
CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR)
COMMON STOCK
151290889
48393
8688109SH
DFND
1,2
868810900
CENOVUS ENERGY INC
COMMON STOCK
15135U109
3880
307950SH
DFND
1,2
30795000
CENTURYLINK INC
COMMON STOCK
156700106
458
18200SH
DFND
1,2
1820000
CERNER CORPORATION
COMMON STOCK
156782104
8460
140600SH
DFND
1,2
14060000
CHEVRON CORP
COMMON STOCK
166764100
6834
75967SH
DFND
1,2
7596700
CHUBB LTD
COMMON STOCK
B3BQMF6
4258
36440SH
DFND
1,2
3644000
CME GROUP INC CL A
COMMON STOCK
12572Q105
18067
199415SH
DFND
1,2
19941500
CMS ENERGY CORP
COMMON STOCK
125896100
354
9800SH
DFND
1,2
980000
COBALT INTERNATIONAL ENERGY INC
COMMON STOCK
19075F106
18733
3469107SH
DFND
1,2
346910700
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19
CORP CONV BOND
19075FAA4
3831
6714000PRN
DFND
1,2
671400000
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24
CORP CONV BOND
19075FAB2
10163
19086000PRN
DFND
1,2
1908600000
COCA-COLA CO
COMMON STOCK
191216100
7804
181650SH
DFND
1,2
18165000
COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A
COMMON STOCK
192446102
5300
88300SH
DFND
1,2
8830000
COMCAST CORP CL A
COMMON STOCK
20030N101
5674
100550SH
DFND
1,2
10055000
CONOCOPHILLIPS
COMMON STOCK
20825C104
12502
267765SH
DFND
1,2
26776500
CORE LABORATORIES
COMMON STOCK
2182531
14734
135500SH
DFND
1,2
13550000
COVANTA HOLDING CORP
COMMON STOCK
22282E102
409
26400SH
DFND
1,2
2640000
CROWN CASTLE INTL CORP (REIT)
COMMON STOCK
22822V101
1141
13200SH
DFND
1,2
1320000
CTRIP.COM INTL ADR
COMMON STOCK
22943F100
5916
127700SH
DFND
1,2
12770000
DANAHER CORP
COMMON STOCK
235851102
15608
168050SH
DFND
1,2
16805000
DAVITA HEALTHCARE PARTNERS INC
COMMON STOCK
23918K108
3105
44540SH
DFND
1,2
4454000
DELPHI AUTOMOTIVE PLC
COMMON STOCK
B783TY6
9485
110640SH
DFND
1,2
11064000
DOW CHEMICAL CO
COMMON STOCK
260543103
350
6800SH
DFND
1,2
680000
DREAMWORKS ANIMATION SKG INC CL A
COMMON STOCK
26153C103
2064
80094SH
DFND
1,2
8009400
DUKE ENERGY CORP
COMMON STOCK
26441C204
614
8600SH
DFND
1,2
860000
EATON CORP PLC
COMMON STOCK
B8KQN82
12186
234166SH
DFND
1,2
23416600
ELI LILLY AND CO
COMMON STOCK
532457108
14553
172721SH
DFND
1,2
17272100
EMERSON ELECTRIC CO
COMMON STOCK
291011104
102
2140SH
DFND
1,2
214000
ENBRIDGE INC
COMMON STOCK
29250N105
5712
172460SH
DFND
1,2
17246000
ENERSIS SA ADR
COMMON STOCK
29274F104
19307
1589085SH
DFND
1,2
158908500
ENSCO PLC CL A
COMMON STOCK
B4VLR19
11058
718500SH
DFND
1,2
71850000
EOG RESOURCES INC
COMMON STOCK
26875P101
6789
95900SH
DFND
1,2
9590000
EXXON MOBIL CORP
COMMON STOCK
30231G102
7678
98500SH
DFND
1,2
9850000
FREEPORT-MCMORAN INC
COMMON STOCK
35671D857
1552
229174SH
DFND
1,2
22917400
GANNETT CO INC
COMMON STOCK
36473H104
847
52000SH
DFND
1,2
5200000
GENERAL ELECTRIC CO
COMMON STOCK
369604103
657
21100SH
DFND
1,2
2110000
GERDAU SA PN ADR
COMMON STOCK
373737105
411
342700SH
DFND
1,2
34270000
GILEAD SCIENCES INC
COMMON STOCK
375558103
12555
124077SH
DFND
1,2
12407700
GOLAR LNG LTD (USD)
COMMON STOCK
2367963
2831
179300SH
DFND
1,2
17930000
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
31468
174600SH
DFND
1,2
17460000
GRANA Y MONTERO SAA ADR
COMMON STOCK
38500P208
766
260500SH
DFND
1,2
26050000
HALLIBURTON CO
COMMON STOCK
406216101
2413
70900SH
DFND
1,2
7090000
HELMERICH & PAYNE
COMMON STOCK
423452101
182
3400SH
DFND
1,2
340000
HEXCEL CORPORATION
COMMON STOCK
428291108
10502
226100SH
DFND
1,2
22610000
HOME DEPOT INC
COMMON STOCK
437076102
2843
21500SH
DFND
1,2
2150000
ICICI BANK LTD ADR
COMMON STOCK
45104G104
17549
2241200SH
DFND
1,2
224120000
IDEX CORP
COMMON STOCK
45167R104
2326
30362SH
DFND
1,2
3036200
ILLUMINA INC
COMMON STOCK
452327109
10612
55285SH
DFND
1,2
5528500
INCYTE CORP
COMMON STOCK
45337C102
29503
272047SH
DFND
1,2
27204700
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
6956
27145SH
DFND
1,2
2714500
INTERNATIONAL BUSINESS MACHINES CORP
COMMON STOCK
459200101
491
3570SH
DFND
1,2
357000
IRON MOUNTAIN INC (REIT)
COMMON STOCK
46284V101
1017
37671SH
DFND
1,2
3767100
ITAU UNIBANCO HOLDING SA PN ADR
COMMON STOCK
465562106
9920
1523858SH
DFND
1,2
152385800
JABIL CIRCUIT INC
COMMON STOCK
466313103
2222
95400SH
DFND
1,2
9540000
JD.COM INC A ADR
COMMON STOCK
47215P106
4780
148150SH
DFND
1,2
14815000
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
8493
128619SH
DFND
1,2
12861900
KINDER MORGAN INC
COMMON STOCK
49456B101
486
32600SH
DFND
1,2
3260000
LAMAR ADVERTISING CO CL A (REIT)
COMMON STOCK
512816109
564
9400SH
DFND
1,2
940000
LAS VEGAS SANDS CORP
COMMON STOCK
517834107
1390
31700SH
DFND
1,2
3170000
LIBERTY GLOBAL PLC CL A
COMMON STOCK
B8W6766
9925
234309SH
DFND
1,2
23430900
LIBERTY GLOBAL PLC CL C
COMMON STOCK
B8W67B1
303
7423SH
DFND
1,2
742300
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
5882
112100SH
DFND
1,2
11210000
LYONDELLBASELL INDUSTRIES NV
COMMON STOCK
B3SPXZ3
469
5400SH
DFND
1,2
540000
MARSH & MCLENNAN COMPANIES INC
COMMON STOCK
571748102
6111
110200SH
DFND
1,2
11020000
MEDTRONIC PLC
COMMON STOCK
BTN1Y11
6723
87400SH
DFND
1,2
8740000
MELCO CROWN ENTERTAINMENT LTD ADR
COMMON STOCK
585464100
20815
1239000SH
DFND
1,2
123900000
MERCADOLIBRE INC
COMMON STOCK
58733R102
21141
184900SH
DFND
1,2
18490000
MERCURY GENERAL CORP
COMMON STOCK
589400100
546
11720SH
DFND
1,2
1172000
MICROSOFT CORP
COMMON STOCK
594918104
34961
630160SH
DFND
1,2
63016000
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
5058
112800SH
DFND
1,2
11280000
MONSANTO CO
COMMON STOCK
61166W101
10345
105000SH
DFND
1,2
10500000
MOODYS CORP
COMMON STOCK
615369105
5484
54650SH
DFND
1,2
5465000
MOSAIC COMPANY (THE)
COMMON STOCK
61945C103
1380
50000SH
DFND
1,2
5000000
NETAPP INC
COMMON STOCK
64110D104
2971
112000SH
DFND
1,2
11200000
NEW ORIENTAL EDU & TECH GRP INC ADR
COMMON STOCK
647581107
1666
53100SH
DFND
1,2
5310000
NEWELL RUBBERMAID INC
COMMON STOCK
651229106
13008
295100SH
DFND
1,2
29510000
NIELSEN HOLDINGS PLC
COMMON STOCK
BWFY550
15620
335200SH
DFND
1,2
33520000
NII HOLDINGS INC
COMMON STOCK
62913F508
2293
454029SH
DFND
1,2
45402900
NIKE INC CL B
COMMON STOCK
654106103
3050
48800SH
DFND
1,2
4880000
NOBLE ENERGY INC
COMMON STOCK
655044105
4462
135493SH
DFND
1,2
13549300
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
279
3300SH
DFND
1,2
330000
NOVARTIS AG NAMEN ADR
COMMON STOCK
66987V109
100
1165SH
DFND
1,2
116500
NUCOR CORP
COMMON STOCK
670346105
227
5625SH
DFND
1,2
562500
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
1278
18900SH
DFND
1,2
1890000
ON SEMICONDUCTOR CORP
COMMON STOCK
682189105
3459
353010SH
DFND
1,2
35301000
PACWEST BANCORP
COMMON STOCK
695263103
707
16400SH
DFND
1,2
1640000
PAYCHEX INC
COMMON STOCK
704326107
973
18400SH
DFND
1,2
1840000
PEPSICO INC
COMMON STOCK
713448108
2488
24900SH
DFND
1,2
2490000
PFIZER INC
COMMON STOCK
717081103
1769
54800SH
DFND
1,2
5480000
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
21026
239176SH
DFND
1,2
23917600
PNC FINANCIAL SERVICES GROUP INC
COMMON STOCK
693475105
238
2500SH
DFND
1,2
250000
POTASH CORP OF SASKATCHEWAN INC
COMMON STOCK
73755L107
1974
115400SH
DFND
1,2
11540000
PRAXAIR INC
COMMON STOCK
74005P104
1751
17100SH
DFND
1,2
1710000
PRICELINE GROUP INC (THE)
COMMON STOCK
741503403
14914
11698SH
DFND
1,2
1169800
PROCTER & GAMBLE CO
COMMON STOCK
742718109
5530
69642SH
DFND
1,2
6964200
PUMA BIOTECHNOLOGY INC
COMMON STOCK
74587V107
8468
108005SH
DFND
1,2
10800500
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
508
11000SH
DFND
1,2
1100000
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
2754907
18106
178900SH
DFND
1,2
17890000
RYANAIR HOLDINGS PLC ADR
COMMON STOCK
783513203
4281
49520SH
DFND
1,2
4952000
SCHLUMBERGER LTD
COMMON STOCK
806857108
10860
155700SH
DFND
1,2
15570000
SEADRILL LTD
COMMON STOCK
B09RMQ1
1826
529132SH
DFND
1,2
52913200
SEADRILL LTD (USD)
COMMON STOCK
B0HWHV8
644
189828SH
DFND
1,2
18982800
SEMPRA ENERGY
COMMON STOCK
816851109
4416
46975SH
DFND
1,2
4697500
ST JUDE MEDICAL
COMMON STOCK
790849103
6320
102315SH
DFND
1,2
10231500
STARBUCKS CORP
COMMON STOCK
855244109
16397
273151SH
DFND
1,2
27315100
SUN LIFE FINANCIAL INC
COMMON STOCK
866796105
165
5300SH
DFND
1,2
530000
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
5030
165400SH
DFND
1,2
16540000
TABLEAU SOFTWARE INC CL A
COMMON STOCK
87336U105
4193
44500SH
DFND
1,2
4450000
TAIWAN SEMICONDUCTOR MFG CO ADR
COMMON STOCK
874039100
15591
685300SH
DFND
1,2
68530000
TENARIS SA ADR
COMMON STOCK
88031M109
11573
486260SH
DFND
1,2
48626000
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
932
17000SH
DFND
1,2
1700000
TOWERS WATSON & CO CL A
COMMON STOCK
891894107
2813
21900SH
DFND
1,2
2190000
TRANSDIGM GROUP INC
COMMON STOCK
893641100
5825
25500SH
DFND
1,2
2550000
UBS GROUP AG
COMMON STOCK
BRJL176
9205
472051SH
DFND
1,2
47205100
UMPQUA HOLDINGS CORP
COMMON STOCK
904214103
1417
89100SH
DFND
1,2
8910000
UNION PACIFIC CORP
COMMON STOCK
907818108
4936
63125SH
DFND
1,2
6312500
VALE SA PNA ADR
COMMON STOCK
91912E204
24441
9584600SH
DFND
1,2
958460000
VERISIGN INC
COMMON STOCK
92343E102
8725
99875SH
DFND
1,2
9987500
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
3505
75779SH
DFND
1,2
7577900
VIACOM INC CL B
COMMON STOCK
92553P201
399
9700SH
DFND
1,2
970000
VISA INC CL A
COMMON STOCK
92826C839
22110
285100SH
DFND
1,2
28510000
WALT DISNEY COMPANY (THE)
COMMON STOCK
254687106
7051
67100SH
DFND
1,2
6710000
WELLS FARGO & CO
COMMON STOCK
949746101
15998
294300SH
DFND
1,2
29430000
WHIRLPOOL CORP
COMMON STOCK
963320106
1733
11800SH
DFND
1,2
1180000
WYNN RESORTS LTD
COMMON STOCK
983134107
5293
76500SH
DFND
1,2
7650000
XILINX INC
COMMON STOCK
983919101
8384
178500SH
DFND
1,2
17850000
YANDEX NV A
COMMON STOCK
B5BSZB3
22838
1452791SH
DFND
1,2
145279100
YANDEX NV CV SR UNSEC 1.125% 12-15-18
CORP CONV BOND
98474TAB3
8778
10112000PRN
DFND
1,2
1011200000
YPF SOCIEDAD ANONIMA D ADR
COMMON STOCK
984245100
18215
1158700SH
DFND
1,2
115870000
YUM! BRANDS INC
COMMON STOCK
988498101
1819
24900SH
DFND
1,2
2490000