0001104659-23-009359.txt : 20230201 0001104659-23-009359.hdr.sgml : 20230201 20230201175603 ACCESSION NUMBER: 0001104659-23-009359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoag Jay C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35727 FILM NUMBER: 23578084 MAIL ADDRESS: STREET 1: 250 MIDDLEFIELD ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: HOAG JAY C DATE OF NAME CHANGE: 19990329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETFLIX INC CENTRAL INDEX KEY: 0001065280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-VIDEO TAPE RENTAL [7841] IRS NUMBER: 770467272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-540-3700 MAIL ADDRESS: STREET 1: 121 ALBRIGHT WAY CITY: LOS GATOS STATE: CA ZIP: 95032-7606 FORMER COMPANY: FORMER CONFORMED NAME: NETFLIX COM INC DATE OF NAME CHANGE: 20000229 4 1 tm235071-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-01-30 0 0001065280 NETFLIX INC NFLX 0001082906 Hoag Jay C C/O TECHNOLOGY CROSSOVER VENTURES 250 MIDDLEFIELD ROAD MENLO PARK CA 94025 1 0 0 0 Common Stock 2023-01-30 4 J 0 237382 0 D 0 I TCV VII, L.P. Common Stock 2023-01-30 4 J 0 123276 0 D 0 I TCV VII (A), L.P. Common Stock 2023-01-30 4 J 0 2052 0 D 0 I TCV Member Fund, L.P. Common Stock 2023-01-30 4 J 0 8486 0 A 468491 I The Hoag Family Trust V/A DTD 08/02/1994 Common Stock 2023-01-30 4 J 0 8486 0 A 164324 I Hamilton Investments Limited Partnership Common Stock 512347 I Orange Investor, L.P. Common Stock 138163 I Orange (A) Investor, L.P. Common Stock 31822 I Orange (B) Investor, L.P. Common Stock 37668 I Orange (MF) Investor, L.P. Common Stock 2023-01-31 4 M 0 232 117.22 A 232 D Common Stock 2023-01-31 4 M 0 213 127.49 A 445 D Common Stock 2023-01-31 4 M 0 193 140.78 A 638 D Common Stock 2023-01-31 4 M 0 191 142.65 A 829 D Common Stock 2023-01-31 4 M 0 185 146.92 A 1014 D Common Stock 2023-01-31 4 M 0 175 155.35 A 1189 D Common Stock 2023-01-31 4 M 0 167 162.99 A 1356 D Common Stock 2023-01-31 4 M 0 186 146.17 A 1542 D Common Stock 2023-01-31 4 M 0 149 182.03 A 1691 D Common Stock 2023-01-31 4 M 0 156 174.74 A 1847 D Common Stock 2023-01-31 4 M 0 154 177.01 A 2001 D Common Stock 2023-01-31 4 M 0 129 198.00 A 2130 D Common Stock 2023-01-31 4 M 0 137 186.82 A 2267 D Non-qualified Stock Option (right to buy) 117.22 2023-01-31 4 M 0 232 0 D 2016-12-01 2026-12-01 Common Stock 232 301 D Non-qualified Stock Option (right to buy) 127.49 2023-01-31 4 M 0 213 0 D 2017-01-03 2027-01-03 Common Stock 213 277 D Non-qualified Stock Option (right to buy) 140.78 2023-01-31 4 M 0 193 0 D 2017-02-01 2027-02-01 Common Stock 193 251 D Non-qualified Stock Option (right to buy) 142.65 2023-01-31 4 M 0 191 0 D 2017-03-01 2027-03-01 Common Stock 191 247 D Non-qualified Stock Option (right to buy) 146.92 2023-01-31 4 M 0 185 0 D 2017-04-03 2027-04-03 Common Stock 185 241 D Non-qualified Stock Option (right to buy) 155.35 2023-01-31 4 M 0 175 0 D 2017-05-01 2027-05-01 Common Stock 175 227 D Non-qualified Stock Option (right to buy) 162.99 2023-01-31 4 M 0 167 0 D 2017-06-01 2027-06-01 Common Stock 167 216 D Non-qualified Stock Option (right to buy) 146.17 2023-01-31 4 M 0 186 0 D 2017-07-03 2027-07-03 Common Stock 186 242 D Non-qualified Stock Option (right to buy) 182.03 2023-01-31 4 M 0 149 0 D 2017-08-01 2027-08-01 Common Stock 149 194 D Non-qualified Stock Option (right to buy) 174.74 2023-01-31 4 M 0 156 0 D 2017-09-01 2027-09-01 Common Stock 156 202 D Non-qualified Stock Option (right to buy) 177.01 2023-01-31 4 M 0 154 0 D 2017-10-02 2027-10-02 Common Stock 154 199 D Non-qualified Stock Option (right to buy) 198.00 2023-01-31 4 M 0 129 0 D 2017-11-01 2027-11-01 Common Stock 129 187 D Non-qualified Stock Option (right to buy) 186.82 2023-01-31 4 M 0 137 0 D 2017-12-01 2027-12-01 Common Stock 137 197 D Non-qualified Stock Option (right to buy) 201.07 2023-01-31 4 M 0 109 0 D 2018-01-02 2028-01-02 Common Stock 109 202 D Non-qualified Stock Option (right to buy) 265.07 2023-01-31 4 M 0 83 0 D 2018-02-01 2028-02-01 Common Stock 83 153 D Non-qualified Stock Option (right to buy) 290.39 2023-01-31 4 M 0 75 0 D 2018-03-01 2028-03-01 Common Stock 75 140 D Non-qualified Stock Option (right to buy) 280.29 2023-01-31 4 M 0 78 0 D 2018-04-02 2028-04-02 Common Stock 78 145 D Non-qualified Stock Option (right to buy) 313.30 2023-01-31 4 M 0 70 0 D 2018-05-01 2028-05-01 Common Stock 70 129 D Non-qualified Stock Option (right to buy) 338.38 2023-01-31 4 M 0 65 0 D 2018-08-01 2028-08-01 Common Stock 65 120 D Non-qualified Stock Option (right to buy) 317.38 2023-01-31 4 M 0 69 0 D 2018-11-01 2028-11-01 Common Stock 69 128 D Non-qualified Stock Option (right to buy) 290.30 2023-01-31 4 M 0 76 0 D 2018-12-03 2028-12-03 Common Stock 76 140 D Non-qualified Stock Option (right to buy) 267.66 2023-01-31 4 M 0 82 0 D 2019-01-02 2029-01-02 Common Stock 82 151 D Non-qualified Stock Option (right to buy) 339.85 2023-01-31 4 M 0 65 0 D 2019-02-01 2029-02-01 Common Stock 65 119 D Non-qualified Stock Option (right to buy) 336.63 2023-01-31 4 M 0 65 0 D 2019-06-03 2029-06-03 Common Stock 65 121 D Non-qualified Stock Option (right to buy) 319.50 2023-01-31 4 M 0 68 0 D 2019-08-01 2029-08-01 Common Stock 68 127 D Non-qualified Stock Option (right to buy) 289.29 2023-01-31 4 M 0 76 0 D 2019-09-03 2029-09-03 Common Stock 76 140 D Non-qualified Stock Option (right to buy) 269.58 2023-01-31 4 M 0 81 0 D 2019-10-01 2029-10-01 Common Stock 81 151 D Non-qualified Stock Option (right to buy) 286.81 2023-01-31 4 M 0 76 0 D 2019-11-01 2029-11-01 Common Stock 76 142 D Non-qualified Stock Option (right to buy) 309.99 2023-01-31 4 M 0 71 0 D 2019-12-02 2029-12-02 Common Stock 71 131 D In kind pro-rata distribution from TCV VII, L.P. ("TCV VII") to its partners, without consideration. These shares are directly held by TCV VII. Jay C. Hoag is a Class A Director of Technology Crossover Management VII, Ltd. ("Management VII") and a limited partner of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII. Mr. Hoag may be deemed to beneficially own the shares held by TCV VII but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. In kind pro-rata distribution from TCV VII (A), L.P. ("TCV VII (A)") to its partners, without consideration. These shares are directly held by TCV VII (A). Jay C. Hoag is a Class A Director of Management VII and a limited partner of TCM VII. Management VII is the sole general partner of TCM VII, which is the sole general partner of TCV VII (A). Mr. Hoag may be deemed to beneficially own the shares held by TCV VII (A) but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. In kind pro-rata distribution from TCV Member Fund, L.P. ("Member Fund") to its partners, without consideration. These shares are directly held by Member Fund. Jay C. Hoag is a limited partner of Member Fund and a Class A Director of Management VII. Management VII is a general partner of Member Fund. Mr. Hoag may be deemed to beneficially own the shares held by Member Fund but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Acquisition by The Hoag Family Trust V/A DTD 08/02/1994 pursuant to an in kind pro-rata distribution by each of the Member Fund and TCM VII, without consideration. These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Jay C. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Acquisition by Hamilton Investments Limited Partnership pursuant to an in kind pro-rata distribution by each of the Member Fund and TCM VII, without consideration. These shares are held by Hamilton Investments Limited Partnership. Jay C. Hoag is the general partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by Orange Investor, L.P. ("Orange Investor"). Jay C. Hoag is a Class A Director of Technology Crossover Management VIII, Ltd. ("Management VIII") and a limited partner of Technology Crossover Management VIII, L.P ("TCM VIII"). Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange Investor GP, LLC ("Orange GP"), which in turn is the sole general partner of Orange Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by Orange (A) Investor, L.P. ("Orange (A) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (A) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (A) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by Orange (B) Investor, L.P. ("Orange (B) Investor"). Jay C. Hoag is a Class A Director of Management VIII and a limited partner of TCM VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (B) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (B) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. These shares are directly held by Orange (MF) Investor, L.P. ("Orange (MF) Investor"). Jay C. Hoag is a Class A Director of Management VIII. Management VIII is the sole general partner of TCM VIII, which in turn is the sole general partner of TCV VIII, L.P., which in turn is the sole member of Orange GP, which in turn is the sole general partner of Orange (MF) Investor. Mr. Hoag may be deemed to beneficially own the shares held by Orange (MF) Investor but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Jay C. Hoag has sole voting and dispositive power over the options he holds directly. However, TCV VII Management, L.L.C. has a right to 100% of the pecuniary interest in such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. Jay C. Hoag has sole voting and dispositive power over the remaining options he holds directly. However, TCV VIII Management, L.L.C. has a right to 100% of the pecuniary interest in such remaining options. Mr. Hoag is a Member of TCV VIII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein. This is the first part of a Form 4 filing for the Reporting Person. There are two parts to this Form 4 filing because of the constraint of a 30 transaction line maximum for tables in a Form 4. /s/ Frederic D. Fenton Authorized signatory for Jay C. Hoag 2023-02-01