-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VeSBzxMLLNywhHggxPMvWAKOVnz+mCd3JeIeRiP9Cao4ktbW9l3CnY13pArOSOAY dGrhp7vtGgv5gPlkRM3w5Q== 0001082906-06-000027.txt : 20061122 0001082906-06-000027.hdr.sgml : 20061122 20061122145446 ACCESSION NUMBER: 0001082906-06-000027 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060629 FILED AS OF DATE: 20061122 DATE AS OF CHANGE: 20061122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETFLIX INC CENTRAL INDEX KEY: 0001065280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-VIDEO TAPE RENTAL [7841] IRS NUMBER: 770467272 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 WINCHESTER CIRCLE STREET 2: . CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-540-3700 MAIL ADDRESS: STREET 1: 100 WINCHESTER CIRCLE CITY: LOS GATOS STATE: CA ZIP: 95032-7606 FORMER COMPANY: FORMER CONFORMED NAME: NETFLIX COM INC DATE OF NAME CHANGE: 20000229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV IV STRATEGIC PARTNERS LP CENTRAL INDEX KEY: 0001251071 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49802 FILM NUMBER: 061236123 BUSINESS ADDRESS: STREET 1: 528 RAMONA ST CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TCV IV LP CENTRAL INDEX KEY: 0001251077 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49802 FILM NUMBER: 061236124 BUSINESS ADDRESS: STREET 1: 528 RAMONA ST CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-614-8218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TECHNOLOGY CROSSOVER MANAGEMENT IV LLC CENTRAL INDEX KEY: 0001123171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49802 FILM NUMBER: 061236125 BUSINESS ADDRESS: STREET 1: 575 HIGH ST CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506148200 MAIL ADDRESS: STREET 1: 575 HIGH ST CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KIMBALL RICK CENTRAL INDEX KEY: 0001197937 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49802 FILM NUMBER: 061236126 BUSINESS ADDRESS: STREET 1: 528 RAMONA ST CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506148200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOAG JAY C CENTRAL INDEX KEY: 0001082906 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49802 FILM NUMBER: 061236127 BUSINESS ADDRESS: BUSINESS PHONE: 6506148200 MAIL ADDRESS: STREET 1: 528 RAMONA STREET CITY: PALO ALTO STATE: CA ZIP: 94301 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2006-06-29 2006-06-30 0001065280 NETFLIX INC NFLX 0001082906 HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 1 0 1 1 May be part of 13(g) group 0001197937 KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of 13(g) group 0001123171 TECHNOLOGY CROSSOVER MANAGEMENT IV LLC C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of 13(g) group 0001251077 TCV IV LP C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of 13(g) group 0001251071 TCV IV STRATEGIC PARTNERS LP C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO CA 94301 0 0 1 1 May be part of 13(g) group Common Stock 2006-06-29 4 X 0 24060 1.50 A 24060 I TCV II, V.O.F. Common Stock 2006-06-29 4 F 0 1317 D 22743 I TCV II, V.O.F. Common Stock 2006-06-29 4 X 0 740733 1.50 A 740733 I Technology Crossover Ventures II, L.P. Common Stock 2006-06-29 4 F 0 40536 D 700197 I Technology Crossover Ventures II, L.P. Common Stock 2006-06-29 4 X 0 113095 1.50 A 113095 I Technology Crossover Ventures II, C.V. Common Stock 2006-06-29 4 F 0 6189 D 106906 I Technology Crossover Ventures II, C.V. Common Stock 2006-06-29 4 X 0 569485 1.50 A 569485 I TCV II (Q), L.P. Common Stock 2006-06-29 4 F 0 31164 D 538321 I TCV II (Q), L.P. Common Stock 2006-06-29 4 X 0 101063 1.50 A 101063 I TCV II Strategic Partners, L.P. Common Stock 2006-06-29 4 F 0 5531 D 95532 I TCV II Strategic Partners, L.P. Common Stock 2006-06-29 4 X 0 6942574 1.50 A 9318184 I TCV IV, L.P. Common Stock 2006-06-29 4 F 0 379919 D 8938265 I TCV IV, L.P. Common Stock 2006-06-29 4 X 0 258878 1.50 A 347464 I TCV IV Strategic Partners, L.P. Common Stock 2006-06-29 4 F 0 14167 D 333297 I TCV IV Strategic Partners, L.P. The original Form 4 reported the net number of shares acquired pursuant to the "net exercise" provision of the warrant. This amended Form 4 is being filed solely for the purpose of reporting the gross number of shares acquired and the number of shares surrendered back to the Issuer pursuant to such exercise. The total net number of shares acquired pursuant to the warrant has not changed. The reporting person acquired 24,060 shares and surrendered back to the Issuer 1,317 shares, for a net exercise of 22,743 shares. The reporting person acquired 740,733 shares and surrendered back to the Issuer 40,536 shares, for a net exercise of 700,197 shares. The reporting person acquired 113,095 shares and surrendered back to the Issuer 6,189 shares, for a net exercise of 106,906 shares. The reporting person acquired 569,485 shares and surrendered back to the Issuer 31,164 shares, for a net exercise of 538,321 shares. The reporting person acquired 101,063 shares and surrendered back to the Issuer 5,531 shares, for a net exercise of 95,532 shares. The reporting person acquired 6,942,574 shares and surrendered back to the Issuer 379,919 shares, for a net exercise of 6,562,655 shares. The reporting person acquired 258,878 shares and surrendered back to the Issuer 14,167 shares, for a net exercise of 244,711 shares. These shares are held directly by TCV II, V.O.F. Jay C. Hoag ("Hoag") and Richard H. Kimball ("Kimball") are managing members of Technology Crossover Management II, L.L.C. ("TCM II") which is the sole investment general partner of TCV II, V.O.F. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, V.O.F. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Not applicable. These shares are held directly by Technology Crossover Ventures II, L.P. ("TCV II, L.P."). Hoag and Kimball are managing members of TCM II which is the sole general partner of TCV II, L.P. Hoag, Kimball, and TCM II may be deemed to beneficially own the shares held by TCV II, L.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. These shares are held directly by Technology Crossover Ventures II, C.V. ("TCV II, C.V."). Hoag and Kimball are managing members of TCM II which is the sole investment general partner of TCV II, C.V. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, C.V. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. These shares are held directly by TCV II (Q), L.P. Hoag and Kimball are managing members of TCM II which is the sole general partner of TCV II (Q), L.P. Hoag, Kimball, and TCM II may be deemed to beneficially own the shares held by TCV II (Q), L.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. These shares are held directly by TCV II Strategic Partners, L.P. ("TCV II, S.P."). Hoag and Kimball are managing members of TCM II which is the sole general partner of TCV II, S.P. Hoag, Kimball and TCM II may be deemed to beneficially own the shares held by TCV II, S.P. but Hoag, Kimball and TCM II disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. These shares are held directly by TCV IV, L.P. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the sole general partner of TCV IV, L.P. Hoag, Kimball, and TCM IV may be deemed to beneficially own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. These shares are held directly by TCV IV Strategic Partners, L.P. ("TCV IV, S.P."). Hoag and Kimball are managing members of TCM IV which is the sole general partner of TCV IV, S.P. Hoag, Kimball and TCM IV may be deemed to beneficially own the shares held by TCV IV, S.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. Carla S. Newell Authorized signatory for Jay C. Hoag 2006-11-22 Carla S. Newell Authorized signatory for Richard H. Kimball 2006-11-22 Carla S. Newell Authorized signatory for Technology Crossover Management IV, L.L.C. 2006-11-22 Carla S. Newell Authorized signatory for TCV IV, L.P. 2006-11-22 Carla S. Newell Authorized signatory for TCV IV Strategic Partners, L.P. 2006-11-22 -----END PRIVACY-ENHANCED MESSAGE-----