0000899243-19-001820.txt : 20190123
0000899243-19-001820.hdr.sgml : 20190123
20190123212619
ACCESSION NUMBER: 0000899243-19-001820
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180727
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOBIUS VI LLC
CENTRAL INDEX KEY: 0001116442
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538512
BUSINESS ADDRESS:
STREET 1: 200 WEST EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509622000
MAIL ADDRESS:
STREET 1: A/O MOBIUS VENTURO CAPITAL 2 PALO ALTO
STREET 2: STE 500 3000 EL CAMINO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P
CENTRAL INDEX KEY: 0001135836
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538513
BUSINESS ADDRESS:
STREET 1: 200 W EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509622000
MAIL ADDRESS:
STREET 1: C/O MOBIUS VENTURE CAPITAL 2 PALO ALTO
STREET 2: STE 500 3000 EL CAMINO REAL
CITY: PALO ALTO
STATE: CA
ZIP: 94306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P
CENTRAL INDEX KEY: 0001135834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538514
BUSINESS ADDRESS:
STREET 1: 200 W EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509622000
MAIL ADDRESS:
STREET 1: C/O MOBIUS VENTURE CAPITAL 2 PALO ALTO
STREET 2: STE 500 3000 EL CAMINO REAL
CITY: PALO ALTO
STATE: CA
ZIP: 94306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOBIUS TECHNOLOGY VENTURES VI LP
CENTRAL INDEX KEY: 0001135833
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538515
BUSINESS ADDRESS:
STREET 1: 200 W EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509622000
MAIL ADDRESS:
STREET 1: C/O MOBIUS VANTURE CAPITAL 2 PALO ALLO
STREET 2: STE. 500 3000 ELCAMINO REAL
CITY: PALO ALTO
STATE: CA
ZIP: 94306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFTBANK U S VENTURES VI L P
CENTRAL INDEX KEY: 0001135837
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538516
BUSINESS ADDRESS:
STREET 1: 200 W EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 6509622000
MAIL ADDRESS:
STREET 1: 200 W EVELYN AVE
STREET 2: STE 200
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FELD BRADLEY A
CENTRAL INDEX KEY: 0001065270
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538517
MAIL ADDRESS:
STREET 1: C/O FOUNDRY GROUP
STREET 2: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MENDELSON JASON A
CENTRAL INDEX KEY: 0001248191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38598
FILM NUMBER: 19538518
MAIL ADDRESS:
STREET 1: C/O FOUNDRY GROUP
STREET 2: 1050 WALNUT STREET, SUITE 210
CITY: BOULDER
STATE: CO
ZIP: 80302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bloom Energy Corp
CENTRAL INDEX KEY: 0001664703
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620]
IRS NUMBER: 770565408
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-543-1500
MAIL ADDRESS:
STREET 1: 1299 ORLEANS DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-07-27
0
0001664703
Bloom Energy Corp
BE
0001116442
MOBIUS VI LLC
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001135836
MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001135834
MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001135833
MOBIUS TECHNOLOGY VENTURES VI LP
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001135837
SOFTBANK U S VENTURES VI L P
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001065270
FELD BRADLEY A
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
0001248191
MENDELSON JASON A
1050 WALNUT STREET, SUITE 210
BOULDER
CO
80302
0
0
1
0
Class A Common Stock
2019-01-18
4
C
0
1423663
0.00
A
1423663
I
Mobius Technology Ventures VI, L.P.
Class A Common Stock
2019-01-18
4
C
0
1531414
0.00
A
1531414
I
SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock
2019-01-18
4
C
0
58392
0.00
A
58392
I
Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock
2019-01-18
4
C
0
55624
0.00
A
55624
I
Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock
2019-01-22
4
S
0
69558
11.86
D
1354105
I
Mobius Technology Ventures VI, L.P.
Class A Common Stock
2019-01-22
4
S
0
74603
11.86
D
1456811
I
SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock
2019-01-22
4
S
0
2845
11.86
D
55547
I
Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock
2019-01-22
4
S
0
2710
11.86
D
52914
I
Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock
2019-01-22
4
S
0
46
12.42
D
1354059
I
Mobius Technology Ventures VI, L.P.
Class A Common Stock
2019-01-22
4
S
0
51
12.42
D
1456760
I
SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock
2019-01-22
4
S
0
2
12.42
D
55545
I
Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock
2019-01-22
4
S
0
1
12.42
D
52913
I
Mobius Technology Ventures Advisors Fund VI L.P.
Class A Common Stock
2019-01-23
4
S
0
21241
11.94
D
1332818
I
Mobius Technology Ventures VI, L.P.
Class A Common Stock
2019-01-23
4
S
0
22782
11.94
D
1433978
I
SOFTBANK U.S. Ventures VI L.P.
Class A Common Stock
2019-01-23
4
S
0
869
11.94
D
54676
I
Mobius Technology Ventures Side Fund VI L.P.
Class A Common Stock
2019-01-23
4
S
0
827
11.94
D
52086
I
Mobius Technology Ventures Advisors Fund VI L.P.
Series C Convertible Preferred Stock
2018-07-27
4
C
0
1358073
0.00
D
Class B Common Stock
1358073
0
I
By Mobius Technology Ventures VI, L.P.
Class B Common Stock
2018-07-27
4
C
0
1358073
0.00
A
Class A Common Stock
1358073
1358073
I
By Mobius Technology Ventures VI, L.P.
Series D Convertible Preferred Stock
2018-07-27
4
C
0
28812
0.00
D
Class B Common Stock
28812
0
I
By Mobius Technology Ventures VI, L.P.
Class B Common Stock
2018-07-27
4
C
0
28812
0.00
A
Class A Common Stock
28812
1386885
I
By Mobius Technology Ventures VI, L.P.
Series E Convertible Preferred Stock
2018-07-27
4
C
0
36778
0.00
D
Class B Common Stock
36778
0
I
By Mobius Technology Ventures VI, L.P.
Class B Common Stock
2018-07-27
4
C
0
36778
0.00
A
Class A Common Stock
36778
1423663
I
By Mobius Technology Ventures VI, L.P.
Series F Convertible Preferred Stock
2018-07-27
4
C
0
4180
0.00
D
Class B Common Stock
4180
0
I
By Mobius Technology Ventures VI, L.P.
Class B Common Stock
2018-07-27
4
C
0
4180
0.00
A
Class A Common Stock
4180
1427843
I
By Mobius Technology Ventures VI, L.P.
Series C Convertible Preferred Stock
2018-07-27
4
C
0
1456582
0.00
D
Class B Common Stock
1456582
0
I
By SOFTBANK U.S. Ventures VI L.P.
Class B Common Stock
2018-07-27
4
C
0
1456582
0.00
A
Class A Common Stock
1456582
1456582
I
By SOFTBANK U.S. Ventures VI L.P.
Series D Convertible Preferred Stock
2018-07-27
4
C
0
30902
0.00
D
Class B Common Stock
30902
0
I
By SOFTBANK U.S. Ventures VI L.P.
Class B Common Stock
2018-07-27
4
C
0
30902
0.00
A
Class A Common Stock
30902
1487484
I
By SOFTBANK U.S. Ventures VI L.P.
Series E Convertible Preferred Stock
2018-07-27
4
C
0
39446
0.00
D
Class B Common Stock
39446
0
I
By SOFTBANK U.S. Ventures VI L.P.
Class B Common Stock
2018-07-27
4
C
0
39446
0.00
A
Class A Common Stock
39446
1526930
I
By SOFTBANK U.S. Ventures VI L.P.
Series F Convertible Preferred Stock
2018-07-27
4
C
0
4484
0.00
D
Class B Common Stock
4484
0
I
By SOFTBANK U.S. Ventures VI L.P.
Class B Common Stock
2018-07-27
4
C
0
4484
0.00
A
Class A Common Stock
4484
1531414
I
By SOFTBANK U.S. Ventures VI L.P.
Series C Convertible Preferred Stock
2018-07-27
4
C
0
55540
0.00
D
Class B Common Stock
55540
0
I
By Mobius Technology Ventures Side Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
55540
0.00
A
Class A Common Stock
55540
55540
I
By Mobius Technology Ventures Side Fund VI L.P.
Series D Convertible Preferred Stock
2018-07-27
4
C
0
1178
0.00
D
Class B Common Stock
1178
0
I
By Mobius Technology Ventures Side Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
1178
0.00
A
Class A Common Stock
1178
56718
I
By Mobius Technology Ventures Side Fund VI L.P.
Series E Convertible Preferred Stock
2018-07-27
4
C
0
1504
0.00
D
Class B Common Stock
1504
0
I
By Mobius Technology Ventures Side Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
1504
0.00
A
Class A Common Stock
1504
58222
I
By Mobius Technology Ventures Side Fund VI L.P.
Series F Convertible Preferred Stock
2018-07-27
4
C
0
170
0.00
D
Class B Common Stock
170
0
I
By Mobius Technology Ventures Side Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
170
0.00
A
Class A Common Stock
170
58392
I
By Mobius Technology Ventures Side Fund VI L.P.
Series C Convertible Preferred Stock
2018-07-27
4
C
0
52908
0.00
D
Class B Common Stock
52908
0
I
By Mobius Technology Ventures Advisors Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
52908
0.00
A
Class A Common Stock
52908
52908
I
By Mobius Technology Ventures Advisors Fund VI L.P.
Series D Convertible Preferred Stock
2018-07-27
4
C
0
1122
0.00
D
Class B Common Stock
1122
0
I
By Mobius Technology Ventures Advisors Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
1122
0.00
A
Class A Common Stock
1122
54030
I
By Mobius Technology Ventures Advisors Fund VI L.P.
Series E Convertible Preferred Stock
2018-07-27
4
C
0
1432
0.00
D
Class B Common Stock
1432
0
I
By Mobius Technology Ventures Advisors Fund VI L.P.
Class B Common Stock
2018-07-27
4
C
0
1432
0.00
A
Class A Common Stock
1432
55462
I
By Mobius Technology Ventures Advisors Fund VI L.P
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.40 to $12.39 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.82 - $12.08 per share. Each Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The securities are held by Mobius Technology Ventures VI, L.P. ("Mobius Technology VI").
The securities are held by SOFTBANK U.S. Ventures VI, L.P. ("Softbank").
The securities are held by Mobius Technology Ventures Side Fund VI, L.P. ("Mobius Side Fund").
The securities are held by Mobius Technology Ventures Advisors Fund VI, L.P. ("Mobius Advisors Fund").
Mobius VI LLC ("Mobius VI") is the General Partner of Mobius Technology VI, Softbank, Mobius Side Fund and Mobius Advisors Fund (collectively, the "Mobius Funds"). Mobius VI may be deemed to indirectly beneficially own the securities owned by the Mobius Funds. Bradley A. Feld and Jason A. Mendelson are Managing Directors of Mobius VI and each share voting and dispositive power over the securities held by Mobius Funds. Each reporting person disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
Each share of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock and Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into the Issuer's Class B Common Stock, on a 1 for 1 basis, immediately prior to the Closing of the Issuer's initial public offering on July 27, 2018 ("IPO") and had no expiration date.
The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis at the holder's option or upon any transfer except for certain permitted transfers. All the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than five percent (5%) of the aggregate number of shares of Class A common stock and Class B common stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Issuer's Secretary or Chairman of the Board to so convert all shares of Class B common stock, or (iv) immediately following the date of the death of KR Sridhar.
Form 1 of 2.
Mobius VI LLC, /s/ Jason A. Mendelson
2019-01-23
Mobius Technology Ventures Advisors Fund VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson
2019-01-23
Mobius Technology Ventures Side Fund VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson
2019-01-23
Mobius Technology Ventures VI, L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson
2019-01-23
SOFTBANK U.S. Ventures VI L.P., By: Mobius VI LLC, its General Partner, /s/ Jason A. Mendelson
2019-01-23
/s/ Bradley A. Feld, Bradley A. Feld
2019-01-23
/s/ Jason A. Mendelson, Jason A. Mendelson
2019-01-23