-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHyxdIOjl9jOhrFKVis6Yk3p6/9OZoUppOilxkG0qLIVg7WhoRfF2JGniZ4PfScD 7bvRwMKCtrLamqK2a+tKfw== 0001019056-02-000581.txt : 20020809 0001019056-02-000581.hdr.sgml : 20020809 20020809155113 ACCESSION NUMBER: 0001019056-02-000581 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020806 ITEM INFORMATION: Other events FILED AS OF DATE: 20020809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIRECTPLACEMENT INC CENTRAL INDEX KEY: 0001065191 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 870401453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-25449 FILM NUMBER: 02724867 BUSINESS ADDRESS: STREET 1: 3655 NOBEL DR STREET 2: SUITE 540 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-623-1600 MAIL ADDRESS: STREET 1: 3655 NOBEL DR STREET 2: STE 540 CITY: SAN DIEGO STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: PPI CAPITAL GROUP INC DATE OF NAME CHANGE: 19980630 8-K 1 form8_k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 6, 2002 -------------- DIRECTPLACEMENT, INC. ------------------------------------------------------ (Exact name of registrant as specified in its charter) Delaware 0-25449 33-085665 (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) Formation) 3655 Nobel Drive, Suite 540, San Diego, California 92122 -------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (858) 623-1600 -------------- (Former name or former address, if changes since last report) Item 5. Other Events On August 6, 2002, the Board of Directors (the "Board") of DirectPlacement, Inc., a Delaware corporation (the "Company"), elected to close the trading desk operations of DP Securities, Inc., a wholly owned subsidiary of the Company. The Board's decision was based in part upon the recent termination of its head of trading and the unit's failure to meet performance expectations. Future trading desk requirements, if any, will be handled by PCS Securities, Inc., a wholly owned subsidiary of the Company. 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly authorized and caused the undersigned to sign this Report on the Registrant's behalf. DIRECTPLACEMENT, INC. By:/s/ BRIAN M. OVERSTREET --------------------------------------- Name: Brian M. Overstreet Title: President and Chief Executive Officer Dated: August 8, 2002 3 -----END PRIVACY-ENHANCED MESSAGE-----