0001144204-14-059278.txt : 20141002 0001144204-14-059278.hdr.sgml : 20141002 20141002161949 ACCESSION NUMBER: 0001144204-14-059278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141001 FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALBANY MOLECULAR RESEARCH INC CENTRAL INDEX KEY: 0001065087 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 141742717 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 CORPORATE CIRCLE STREET 2: P O BOX 15098 CITY: ALBANY STATE: NY ZIP: 12203-5154 BUSINESS PHONE: 5184640279 MAIL ADDRESS: STREET 1: 21 CORPORATE CIRCLE STREET 2: P O BOX 15098 CITY: ALBANY STATE: NY ZIP: 12203-5154 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CABLE STUART M CENTRAL INDEX KEY: 0001245693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35622 FILM NUMBER: 141136656 MAIL ADDRESS: STREET 1: 9710 TWO NOTCH ROAD CITY: COLUMBIA STATE: SC ZIP: 29223 4 1 v390580_4.xml OWNERSHIP DOCUMENT X0306 4 2014-10-01 0 0001065087 ALBANY MOLECULAR RESEARCH INC AMRI 0001245693 CABLE STUART M GOODWIN PROCTER LLP, 53 STATE STREET BOSTON MA 02109 0 0 1 0 Common Stock 2014-10-01 4 S 0 30000 21.6062 D 4113289 I Advisor The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 9, 2014 for each of the trusts named in footnote 3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.41 to $21.96, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Mr. Stuart Cable is a special holding direction advisor to the following trusts: the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Abigail D'Ambra, which holds 1,371,095.67 shares of common stock of the Issuer after the transaction reported hereunder, (ii) the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Geoffrey D'Ambra, which holds 1,371,096.67 shares after the transaction reported hereunder, and (iii) the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Agatha D'Ambra, which holds 1,371,096.66 shares after the transaction reported hereunder. Bessemer Trust Company of Delaware N.A. is the trustee of each trust and has voting and dispositive power over the shares, subject to the direction of Mr. Cable as described below. Mr. Cable has the authority to direct the trustee in the exercise of all powers with respect to the shares, including investment decisions; however, Mr. Cable does not have any direct or indirect pecuniary interest in the shares and therefore disclaims any beneficial ownership of the shares under Rule 16a-2. Advisor to the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Abigail D'Ambra, (ii) the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Geoffrey D'Ambra and (iii) the BTDEL TTEE of Thomas D'Ambra Family Trust I UAD 2/26/97 FBO Agatha D'Ambra. /s/ Stuart M. Cable 2014-10-02