SC 13D/A 1 dsc13da.txt SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)/1/ EMusic.com Inc. ---------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $.001 PER SHARE --------------------------------------------------------------------------- (Title of Class of Securities) 292476108 --------------------------------------------------------------------------- (CUSIP Number) May 17, 2001 --------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this Schedule because of Rule 13d-1(e), 13d-1(f) or 13d-(g), check the following box / /. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 6 Pages) /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 292476108 13D PAGE 2 OF 6 PAGES ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Universal Acquisition Corp. ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [ ] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 31,833,310 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY ----------------------------------------------------------- SOLE DISPOSITIVE POWER EACH 9 31,833,310 REPORTING ----------------------------------------------------------- PERSON SHARED DISPOSITIVE POWER 10 WITH 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 31,833,310 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 Approximately 73.7% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO ------------------------------------------------------------------------------ CUSIP NO. 292476108 13D PAGE 3 OF 6 PAGES ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON UNIVERSAL MUSIC GROUP, INC. ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [ ] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 WC ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) [_] 5 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 CALIFORNIA ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 31,833,310 SHARES --------------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY --------------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 31,833,310 PERSON --------------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 31,833,310 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 Approximately 73.7% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO ------------------------------------------------------------------------------ CUSIP NO. 292476108 13D PAGE 4 OF 6 PAGES ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON VIVENDI UNIVERSAL ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [ ] (b) [X] ------------------------------------------------------------------------------ SEC USE ONLY 3 ------------------------------------------------------------------------------ SOURCE OF FUNDS 4 AF ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(e) or 2(f) [_] 5 ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 FRANCE ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 31,833,310 SHARES ---------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 31,833,310 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 31,833,310 ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 Approximately 73.7% ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO ------------------------------------------------------------------------------ 13D This Amendment No. 1 amends and supplements the Statement on Schedule 13D filed on April 16, 2001 (the "Statement"), by Universal Acquisition Corp., a Delaware corporation ("Purchaser"), Universal Music Group, Inc., a California corporation ("Parent"), and Vivendi Universal, a company organized under the laws of France ("Ultimate Parent" and together with Purchaser and Parent, the "Purchaser Entities"), in connection with Purchaser's offer (the "Offer") to purchase all outstanding shares of common stock (the "Shares") of EMusic.com Inc., a Delaware corporation, for $0.57 per Share, and certain agreements entered into in connection therewith. ITEM 4. PURPOSE OF THE TRANSACTION AND ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 4 and Item 5(a) and (b) are hereby amended and supplemented with the addition of the following: The Offer's initial offering period expired at 12:00 midnight, New York City time, on Thursday, May 17, 2001. Following the expiration of the initial offering period, Purchaser accepted for payment all Shares validly tendered pursuant to the Offer. Purchaser was informed by the Depositary that 31,833,310 Shares were validly tendered and not withdrawn as of the expiration of the initial offering period, including 4,526,020 Shares tendered by notice of guaranteed delivery. This represented approximately 73.7% of the issued and outstanding Shares of the Company as of May 17, 2001. On May 18, 2001, Parent announced that a subsequent offering period for the Offer would commence immediately and expire on Friday, June 1, 2001 at 5:00 p.m. New York City time. During the subsequent offering period, Shares will be accepted and promptly paid for as they are tendered. The same $0.57 per Share paid during the initial offering period will be paid during the subsequent offering period. Shares tendered during the initial offering period and during the subsequent offering period may not be withdrawn. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. The Agreement to file Schedule 13D jointly, which includes a power-of- attorney for Purchaser, Parent and Ultimate Parent, was filed as Exhibit 4 to the Statement and is hereby incorporated by reference. Page 5 After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement on Schedule 13D is true, complete and correct. Dated: May 22, 2001 Universal Acquisition Corp. By: /s/ Lawrence Kenswil ___________________________________ Name: Lawrence Kenswil Title: Executive Vice President Universal Music Group, Inc. By: /s/ Lawrence Kenswil ___________________________________ Name: Lawrence Kenswil Title: Executive Vice President Vivendi Universal By: /s/ Lawrence Kenswil ___________________________________ Name: Lawrence Kenswil Title: Attorney-in-Fact Page 6