0001209191-14-021014.txt : 20140317 0001209191-14-021014.hdr.sgml : 20140317 20140317164550 ACCESSION NUMBER: 0001209191-14-021014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140314 FILED AS OF DATE: 20140317 DATE AS OF CHANGE: 20140317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMES WILLIAM E CENTRAL INDEX KEY: 0001218568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 14698085 MAIL ADDRESS: STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC STREET 2: 160 GFEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110-1776 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-14 0 0001064728 PEABODY ENERGY CORP BTU 0001218568 JAMES WILLIAM E C/O ROCKPORT CAPITAL PARTNERS, LLC 160 FEDERAL STREET, 18TH FLOOR BOSTON MA 02110-1776 1 0 0 0 Common Stock 2014-03-14 4 M 0 4525 11.0528 A 26886 D Common Stock 2014-03-14 4 S 0 3312 15.4702 D 23574 D Common Stock 18134 I By Trust Stock Option (Right to Buy) 11.0528 2014-03-14 4 M 0 4525 11.0528 D 2005-05-06 2014-05-06 Common Stock 4525 0 D The options vest in three equal annual installments beginning on May 6, 2005. William E. James By: Kenneth L. Wagner Attorney-in-Fact 2014-03-17