0001209191-14-021014.txt : 20140317
0001209191-14-021014.hdr.sgml : 20140317
20140317164550
ACCESSION NUMBER: 0001209191-14-021014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140314
FILED AS OF DATE: 20140317
DATE AS OF CHANGE: 20140317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEABODY ENERGY CORP
CENTRAL INDEX KEY: 0001064728
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 134004153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
BUSINESS PHONE: 3143423400
MAIL ADDRESS:
STREET 1: 701 MARKET ST
CITY: ST LOUIS
STATE: MO
ZIP: 63101-1826
FORMER COMPANY:
FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMES WILLIAM E
CENTRAL INDEX KEY: 0001218568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16463
FILM NUMBER: 14698085
MAIL ADDRESS:
STREET 1: C/O ROCKPORT CAPITAL PARTNERS LLC
STREET 2: 160 GFEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110-1776
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-14
0
0001064728
PEABODY ENERGY CORP
BTU
0001218568
JAMES WILLIAM E
C/O ROCKPORT CAPITAL PARTNERS, LLC
160 FEDERAL STREET, 18TH FLOOR
BOSTON
MA
02110-1776
1
0
0
0
Common Stock
2014-03-14
4
M
0
4525
11.0528
A
26886
D
Common Stock
2014-03-14
4
S
0
3312
15.4702
D
23574
D
Common Stock
18134
I
By Trust
Stock Option (Right to Buy)
11.0528
2014-03-14
4
M
0
4525
11.0528
D
2005-05-06
2014-05-06
Common Stock
4525
0
D
The options vest in three equal annual installments beginning on May 6, 2005.
William E. James
By: Kenneth L. Wagner
Attorney-in-Fact
2014-03-17