0001064728-24-000029.txt : 20240223 0001064728-24-000029.hdr.sgml : 20240223 20240223174844 ACCESSION NUMBER: 0001064728-24-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spurbeck Mark CENTRAL INDEX KEY: 0001577048 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 24672902 MAIL ADDRESS: STREET 1: C/O CORP. SECRETARY, PEABODY ENERGY CORP STREET 2: 701 MARKET STREET CITY: ST. LOUIS STATE: MO ZIP: 63101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 wk-form4_1708728513.xml FORM 4 X0508 4 2024-02-21 0 0001064728 PEABODY ENERGY CORP BTU 0001577048 Spurbeck Mark C/O CORPORATE SECRETARY, PEABODY ENERGY 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 EVP and CFO 1 Common Stock 2024-02-21 4 A 0 24511 0 A 93149 D Common Stock 2024-02-22 4 F 0 10859 24.70 D 82290 D Common Stock 2024-02-23 4 S 0 6826 24.57 D 75464 D Represents shares earned from a restricted stock unit grant awarded on January 3, 2022 with a two-year performance period. The Compensation Committee certified the achievement of the performance goals on February 21, 2024. The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 24,511 restricted stock units on February 21, 2024. The shares of Common Stock were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2022, and amended March 9, 2023. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.43 to $24.75 per share. The filers undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range. /s/ Caitlin Reardon-Ashley, Attorney-in-fact 2024-02-23