-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiwqKPoHObvNrF7M71AA8I4+N0cxGt2VXD3NQ6kL5O5G1xDop6xfeUiHMpLza8X1 BwwZXVLPu9Cs+iT5YdKT4Q== 0000950138-07-000246.txt : 20070326 0000950138-07-000246.hdr.sgml : 20070326 20070326152058 ACCESSION NUMBER: 0000950138-07-000246 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060315 FILED AS OF DATE: 20070326 DATE AS OF CHANGE: 20070326 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 07717936 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4/A 1 form4a_032307ex.xml X0202 4/A 2006-03-15 2006-03-17 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 1 0 Common Stock 2006-03-15 4 S 0 100 46.58 D 564336 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.57 D 564236 I By Family Trust Common Stock 2006-03-15 4 S 0 400 46.56 D 563836 I By Family Trust Common Stock 2006-03-15 4 S 0 1100 46.55 D 562736 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.54 D 562636 I By Family Trust Common Stock 2006-03-15 4 S 0 11300 46.50 D 551336 I By Family Trust Common Stock 2006-03-15 4 S 0 1200 46.49 D 550136 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.48 D 550036 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.45 D 549936 I By Family Trust Common Stock 2006-03-15 4 S 0 200 46.43 D 549736 I By Family Trust Common Stock 2006-03-15 4 S 0 600 46.42 D 549136 I By Family Trust Common Stock 2006-03-15 4 S 0 1500 46.41 D 547636 I By Family Trust Common Stock 2006-03-15 4 S 0 600 46.40 D 547036 I By Family Trust Common Stock 2006-03-15 4 S 0 200 46.39 D 546836 I By Family Trust Common Stock 2006-03-15 4 S 0 500 46.38 D 546336 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.30 D 546236 I By Family Trust Common Stock 32646 D Common Stock 19422 I By 401(k) Plan Common Stock 4400 I By Spouse This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. Pursuant to the Rule 10b5-1 trading plan referred to in footnote 1, upon exercise of the options the shares are immediately transferred to a family trust. Includes 5,606 shares acquired under the Company's Employee Stock Purchase Plan. Amounts have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. This amendment corrects the number of securities beneficially owned following the reported transaction, which was inadvertently understated by 128 shares in the originally-filed Form 4, including 120 shares inadvertently understated and corrected in the reporting person's March 15, 2005 Form 4, as adjusted for stock splits in March 2005 and February 2006. The understatement was reflected in subsequently filed Form 4s. As reflected in an amendment to the reporting person's March 15, 2005 Form 4, this amendment reflects the correction of the number of securities beneficially owned following the reported transaction which was inadvertently understated by 4,000 shares, as adjusted for stock splits in March 2005 and February 2006. The understatement was reflected in subsequently filed Form 4s. 2 of 2 Form 4s -- Additional transactions from March 15, 2006 were reported in a separate Form 4. /s/ Irl F. Engelhardt By: Joseph W. Bean as Attorney-in Fact 2007-03-26 -----END PRIVACY-ENHANCED MESSAGE-----