-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iu33pqM4dMxiVZ4y+WmA0VzpHYlpMmlfwLn8AEeTldxYFhOVjB3SoYazbmml2pvm hziSMA5lZi5fCCjfWNwhIg== 0000950138-06-000246.txt : 20060317 0000950138-06-000246.hdr.sgml : 20060317 20060317184811 ACCESSION NUMBER: 0000950138-06-000246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060315 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ENGELHARDT IRL F CENTRAL INDEX KEY: 0001213883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 06697185 BUSINESS ADDRESS: STREET 1: PEABODY ENERGY CORP STREET 2: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101 4 1 form4_031506ex.xml X0202 4 2006-03-15 0 0001064728 PEABODY ENERGY CORP BTU 0001213883 ENGELHARDT IRL F 701 MARKET STREET ST. LOUIS MO 63101-1826 1 0 0 0 Common Stock 2006-03-15 4 M 0 45132 3.5725 A 587368 D Common Stock 2006-03-15 4 M 0 54868 7.00 A 642236 D Common Stock 2006-03-15 4 S 0 400 47.01 D 641836 I By Family Trust Common Stock 2006-03-15 4 S 0 600 47.00 D 641236 I By Family Trust Common Stock 2006-03-15 4 S 0 500 46.96 D 640736 I By Family Trust Common Stock 2006-03-15 4 S 0 500 46.95 D 640236 I By Family Trust Common Stock 2006-03-15 4 S 0 6000 46.90 D 634236 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.86 D 634136 I By Family Trust Common Stock 2006-03-15 4 S 0 700 46.85 D 633436 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.84 D 633336 I By Family Trust Common Stock 2006-03-15 4 S 0 900 46.83 D 632436 I By Family Trust Common Stock 2006-03-15 4 S 0 500 46.82 D 631936 I By Family Trust Common Stock 2006-03-15 4 S 0 3800 46.80 D 628136 I By Family Trust Common Stock 2006-03-15 4 S 0 600 46.79 D 627536 I By Family Trust Common Stock 2006-03-15 4 S 0 800 46.78 D 626736 I By Family Trust Common Stock 2006-03-15 4 S 0 2100 46.77 D 624636 I By Family Trust Common Stock 2006-03-15 4 S 0 700 46.76 D 623936 I By Family Trust Common Stock 2006-03-15 4 S 0 31900 46.75 D 592036 I By Family Trust Common Stock 2006-03-15 4 S 0 3900 46.72 D 588136 I By Family Trust Common Stock 2006-03-15 4 S 0 400 46.71 D 587736 I By Family Trust Common Stock 2006-03-15 4 S 0 10600 46.70 D 577136 I By Family Trust Common Stock 2006-03-15 4 S 0 500 46.68 D 576636 I By Family Trust Common Stock 2006-03-15 4 S 0 1400 46.67 D 575236 I By Family Trust Common Stock 2006-03-15 4 S 0 300 46.66 D 574936 I By Family Trust Common Stock 2006-03-15 4 S 0 6500 46.65 D 568436 I By Family Trust Common Stock 2006-03-15 4 S 0 400 46.64 D 568036 I By Family Trust Common Stock 2006-03-15 4 S 0 100 46.62 D 567936 I By Family Trust Common Stock 2006-03-15 4 S 0 3000 46.61 D 564936 I By Family Trust Common Stock 2006-03-15 4 S 0 3000 46.60 D 561936 I By Family Trust Common Stock 2006-03-15 4 S 0 1500 46.59 D 560436 I By Family Trust Employee Stock Option (right to buy) 3.5725 2006-03-15 4 M 0 45132 D 2001-05-22 2011-01-01 Common Stock 45132 28888 D Employee Stock Option (right to buy) 7.00 2006-03-15 4 M 0 54868 D 2002-05-21 2011-05-21 Common Stock 54868 100488 D Amounts have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. Pursuant to the Rule 10b5-1 trading plan referred to in footnote 3, upon exercise of the options the shares are immediately transferred to a family trust. This sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person. The number of outstanding stock options and corresponding exercise prices have been adjusted to reflect the 2-for-1 stock split effected by the Company in February 2006. Not applicable. Does not include an additional 1,858,636 options with different expiration dates and exercise prices. Of the 54,868 options exercised, 51,786 were exercisable on May 21, 2001 and 3,082 were exercisable on May 21, 2003. 1 of 2 Form 4s - Additional transactions from March 15, 2006 are reported in a separate Form 4. /s/ Irl F. Engelhardt By: Jeffery L. Klinger, Attorney-in-Fact 2006-03-17 -----END PRIVACY-ENHANCED MESSAGE-----