0000902664-21-005079.txt : 20211123 0000902664-21-005079.hdr.sgml : 20211123 20211123162653 ACCESSION NUMBER: 0000902664-21-005079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211119 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Investment Management L.P. CENTRAL INDEX KEY: 0001791786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 211438827 BUSINESS ADDRESS: STREET 1: PHILLIPS POINT, EAST TOWER STREET 2: 777 SOUTH FLAGER DRIVE, SUITE 1000 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 212-974-6000 MAIL ADDRESS: STREET 1: PHILLIPS POINT, EAST TOWER STREET 2: 777 SOUTH FLAGER DRIVE, SUITE 1000 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 ownership.xml X0306 4 2021-11-19 0 0001064728 PEABODY ENERGY CORP BTU 0001791786 Elliott Investment Management L.P. PHILLIPS POINT, EAST TOWER 777 SOUTH FLAGER DRIVE, SUITE 1000 WEST PALM BEACH FL 33401 0 0 1 0 Call Options (obligation to sell) 12.00 2021-11-19 4 E 0 2500 0 D 2021-11-03 2021-11-19 Common Stock 250000 0 I See footnotes The Reporting Person has agreed to disgorge to the Issuer all statutory "profits" pursuant to Section 16(b) of the Securities Exchange Act of 1934, as amended, that resulted from the transaction reported herein. This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President 2021-11-23