0000902664-21-004725.txt : 20211103 0000902664-21-004725.hdr.sgml : 20211103 20211103192242 ACCESSION NUMBER: 0000902664-21-004725 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211101 FILED AS OF DATE: 20211103 DATE AS OF CHANGE: 20211103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elliott Investment Management L.P. CENTRAL INDEX KEY: 0001791786 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 211377232 BUSINESS ADDRESS: STREET 1: PHILLIPS POINT, EAST TOWER STREET 2: 777 SOUTH FLAGER DRIVE, SUITE 1000 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 212-974-6000 MAIL ADDRESS: STREET 1: PHILLIPS POINT, EAST TOWER STREET 2: 777 SOUTH FLAGER DRIVE, SUITE 1000 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 4 1 ownership.xml X0306 4 2021-11-01 0 0001064728 PEABODY ENERGY CORP BTU 0001791786 Elliott Investment Management L.P. PHILLIPS POINT, EAST TOWER 777 SOUTH FLAGER DRIVE, SUITE 1000 WEST PALM BEACH FL 33401 0 0 1 0 Common Stock, par value $0.01 per share ("Common Stock") 2021-11-01 4 S 0 251937 12.27 D 25884650 I See footnotes Common Stock 2021-11-03 4 S 0 2987 12.52 D 25881663 I See footnotes Call Options (obligation to sell) 12.00 2021-11-03 4 S 0 2500 104.50 D 2021-11-03 2021-11-19 Common Stock 250000 2500 I See footnotes This Form 4 is being filed by Elliott Investment Management L.P., a Delaware limited partnership ("EIM" or the "Reporting Person"), the investment manager of Elliott Associates, L.P., a Delaware limited partnership ("Elliott") and Elliott International, L.P., a Cayman Islands limited partnership ("Elliott International" and together with Elliott, the "Elliott Funds"), with respect to securities held by the Elliott Funds and/or their respective subsidiaries. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. Elliott Investment Management L.P. /s/ Elliot Greenberg, Vice President 2021-11-03