0000899243-17-009574.txt : 20170405 0000899243-17-009574.hdr.sgml : 20170405 20170405200807 ACCESSION NUMBER: 0000899243-17-009574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170403 FILED AS OF DATE: 20170405 DATE AS OF CHANGE: 20170405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEABODY ENERGY CORP CENTRAL INDEX KEY: 0001064728 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 134004153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 BUSINESS PHONE: 3143423400 MAIL ADDRESS: STREET 1: 701 MARKET ST CITY: ST LOUIS STATE: MO ZIP: 63101-1826 FORMER COMPANY: FORMER CONFORMED NAME: P&L COAL HOLDINGS CORP DATE OF NAME CHANGE: 19980623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuller George John JR CENTRAL INDEX KEY: 0001702125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16463 FILM NUMBER: 17744144 MAIL ADDRESS: STREET 1: C/O ASSISTANT CORPORATE SECRETARY STREET 2: PEABODY ENERGY CORP., 701 MARKET ST. CITY: ST. LOUIS STATE: MO ZIP: 63101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-03 0 0001064728 PEABODY ENERGY CORP BTU 0001702125 Schuller George John JR C/O PEABODY ENERGY CORPORATION 701 MARKET STREET ST. LOUIS MO 63101 0 1 0 0 PRESIDENT - AUSTRALIA Common Stock 2017-04-03 4 A 0 67679 0.00 A 67679 D Represent restricted stock units ("RSU") that will vest in three equal annual installments on the first, second and third anniversaries of the grant date of April 3, 2017, subject to the executive officer's continued employment on each applicable vesting date. The RSUs will become fully vested upon a termination of employment by the issuer and its subsidiaries without cause or by the executive officer for good reason or due to a termination of employment with the issuer and its subsidiaries by reason of death or disability. /s/ Priscilla E. Duncan, attorney-in-fact 2017-04-05