485BPOS 1 d639330d485bpos.htm SPDR SERIES TRUST SPDR SERIES TRUST

As filed with the Securities and Exchange Commission on November 9, 2018

Securities Act File No. 333-57793

Investment Company Act of 1940 File No. 811-08839

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933  
   Post-Effective Amendment No. 212  

And

REGISTRATION STATEMENT

UNDER

   THE INVESTMENT COMPANY ACT OF 1940  
   Amendment No. 214  

 

 

SPDR® SERIES TRUST

(Exact Name of Registrant as Specified in Charter)

 

 

One Iron Street

Boston, Massachusetts 02210

(Address of Principal Executive Offices)

Registrant’s Telephone Number: (617) 664-7037

Joshua A. Weinberg, Esq.

Managing Director and Managing Counsel

c/o SSGA Funds Management, Inc.

One Iron Street

Boston, Massachusetts 02210

(Name and Address of Agent for Service)

 

 

Copies to:

W. John McGuire, Esq.

Morgan, Lewis & Bockius LLP

1111 Pennsylvania Avenue, NW

Washington, DC 20004

 

 

It is proposed that this filing will become effective:

 

immediately upon filing pursuant to Rule 485, paragraph (b)

on                          pursuant to Rule 485, paragraph (b)

60 days after filing pursuant to Rule 485, paragraph (a)(1)

on                          pursuant to Rule 485, paragraph (a)(1)

75 days after filing pursuant to Rule 485, paragraph (a)(2)

on                          pursuant to Rule 485, paragraph (a)(2)

 

this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, SPDR® Series Trust, the Registrant, certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Boston and the Commonwealth of Massachusetts on the 9th day of November, 2018.

 

  SPDR® SERIES TRUST
By:   /s/ Ellen M. Needham
  Ellen M. Needham
  President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated:

 

SIGNATURES    TITLE   DATE

/s/ Bonny E. Boatman*

Bonny E. Boatman

  

Trustee

  November 9, 2018

/s/ Dwight D. Churchill*

Dwight D. Churchill

  

Trustee

  November 9, 2018

/s/ Frank Nesvet*

Frank Nesvet

  

Trustee

  November 9, 2018

/s/ Clare S. Richer*

Clare S. Richer

  

Trustee

  November 9, 2018

/s/ Sandra G. Sponem*

Sandra G. Sponem

  

Trustee

  November 9, 2018

/s/ Carl G. Verboncoeur *

Carl G. Verboncoeur

  

Trustee

  November 9, 2018

/s/ James E. Ross*

James E. Ross

  

Trustee

  November 9, 2018

/s/ Ellen M. Needham

Ellen M. Needham

  

President and Principal Executive Officer

  November 9, 2018

/s/ Bruce S. Rosenberg

Bruce S. Rosenberg

  

Treasurer and Principal Financial Officer

  November 9, 2018
*By:   /s/ Jesse D. Hallee
  Jesse D. Hallee
 

As Attorney-in-Fact

Pursuant to Power of Attorney


Exhibit Index

 

Exhibit No.

    

EX-101.INS

  

XBRL Instance Document

EX-101.SCH

  

XBRL Taxonomy Extension Schema Document

EX-101.CAL

  

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

  

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

  

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

  

XBRL Taxonomy Extension Presentation Linkbase