-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TFueGtq/0WnOJk2UFAO2HS3XgBN5K3BBPjpkC1m0pfnVIS7yg7bEFRd8p9Q5wIpF yVhCVakwID4M5D1ZR4qQRw== 0000950127-03-001498.txt : 20031231 0000950127-03-001498.hdr.sgml : 20031231 20031231093844 ACCESSION NUMBER: 0000950127-03-001498 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031229 FILED AS OF DATE: 20031231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWMONT MINING CORP /DE/ CENTRAL INDEX KEY: 0001164727 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 841611629 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 303-863-7414 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET CITY: DENVER STATE: CO ZIP: 80203 FORMER COMPANY: FORMER CONFORMED NAME: DELTA HOLDCO CORP DATE OF NAME CHANGE: 20020109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANCISCO DAVID H CENTRAL INDEX KEY: 0001064611 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31240 FILM NUMBER: 031079278 BUSINESS ADDRESS: STREET 1: 1700 LINCOLN ST STREET 2: 1 UNITED BANK CTR 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038637414 MAIL ADDRESS: STREET 1: 1700 LINCOLN STREET STREET 2: 28TH FLOOR CITY: DENVER STATE: CO ZIP: 80203 4 1 a03-0698_ex.xml X0201 4 2003-12-29 0 0001164727 NEWMONT MINING CORP /DE/ NEM 0001064611 FRANCISCO DAVID H 1700 LINCOLN ST DENVER CO 80203 0 1 0 0 Exec. Vice Pres., Operations Common Stock, $1.60 par value 2003-12-29 4 M 0 10000 28.56 A 44638 D Common Stock, $1.60 par value 2003-12-29 4 S 0 6000 49.15 D 38638 D Common Stock, $1.60 par value 2003-12-29 4 S 0 300 49.01 D 38338 D Common Stock, $1.60 par value 2003-12-29 4 S 0 3400 49.14 D 34938 D Common Stock, $1.60 par value 2003-12-29 4 S 0 300 49.13 D 34638 D Common Stock, $1.60 par value 2003-12-29 4 M 0 10000 23.67 A 44638 D Common Stock, $1.60 par value 2003-12-29 4 S 0 1700 49.03 D 42938 D Common Stock, $1.60 par value 2003-12-29 4 S 0 1700 49.04 D 41238 D Common Stock, $1.60 par value 2003-12-29 4 S 0 1700 49.10 D 39538 D Common Stock, $1.60 par value 2003-12-29 4 S 0 1500 49.11 D 38038 D Common Stock, $1.60 par value 2003-12-29 4 S 0 2600 49.12 D 35438 D Common Stock, $1.60 par value 2003-12-29 4 S 0 600 49.08 D 34838 D Common Stock, $1.60 par value 2003-12-29 4 S 0 200 49.13 D 34638 D Employee Stock Option (right to buy) 28.56 2003-12-29 4 M 0 10000 0 D 2012-05-14 Common Stock 10000 30000 D Employee Stock Option (right to buy) 23.67 2003-12-29 4 M 0 10000 0 D 2011-11-12 Common Stock 10000 10000 D The option vests in 4 equal installments on May 14, 2003, 2004, 2005 and 2006. The option vests in 4 equal installments on November 12, 2002, 2003, 2004 and 2005. As of November 30, 2003 the reporting person held 5,067 shares of Newmont Mining Corporation common stock in his 401-K Plan. /s/ Sharon Thomas, Assistant Secretary, as attorney-in-fact 2003-12-31 -----END PRIVACY-ENHANCED MESSAGE-----