X0303 4 2009-11-02 0000350797 EATON VANCE CORP EV 0001064587 HIGDON LEO I JR TWO INTERNATIONAL PLACE EATON VANCE BOSTON MA 02110 1 Eaton Vance Corp. Non-voting Common Stock 9722 D Option (right to buy) 28.17 2009-11-02 4 A 0 4766 0 A 2009-11-02 2019-11-02 Eaton Vance Corp. Non-voting Common Stock 4766 4766 D Phantom Stock 0 2009-11-02 4 A 0 1775 0 A 2011-11-02 2011-11-02 Eaton Vance Corp. Non-voting Common Stock 1775 1775 D Option (right to buy) 10.5782 2010-02-01 Eaton Vance Corp. Non-voting Common Stock 5672 5672 D Option (right to buy) 13.5625 2010-12-15 Eaton Vance Corp. Non-voting Common Stock 7372 7372 D Option (right to buy) 17.825 2011-12-21 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 15.05 2012-12-20 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 18.135 2013-12-19 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 25.39 2014-12-17 Eaton Vance Corp. Non-voting Common Stock 12000 12000 D Option (right to buy) 27.58 2015-12-16 Eaton Vance Corp. Non-voting Common Stock 8200 8200 D Option (right to buy) 30.11 2006-11-01 2016-11-01 Eaton Vance Corp. Non-voting Common Stock 8000 8000 D Option (right to buy) 48.39 2007-11-01 2017-11-01 Eaton Vance Corp. Non-voting Common Stock 6700 6700 D Option (right to buy) 21.99 2008-11-03 2018-11-03 Eaton Vance Corp. Non-voting Common Stock 5800 5800 D Phantom Stock 0 2010-11-03 2010-11-03 Eaton Vance Corp. Non-voting Common Stock 2321 2321 D Each share of Phantom Stock is the economic equivalent of one share of non-voting common stock. The shares of Phantom Stock become payable in cash at the earlier of the second anniversary of the grant date or the date of the non-employee director's termination. These options vest over a 4 year period at 25% per year. Katie McManus, Attorney in Fact 2009-11-02