-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Af9RHT5a3TdI+i1JqKItrEHPobROIKNemdBBGfg2Z8sprz9X0ahnUVYeUmYYqHw6 Mv70/2lWfpv9UbQME1CyFQ== 0001144204-09-014670.txt : 20090318 0001144204-09-014670.hdr.sgml : 20090318 20090317175555 ACCESSION NUMBER: 0001144204-09-014670 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090318 DATE AS OF CHANGE: 20090317 GROUP MEMBERS: DEBORAH DEE VICINO GROUP MEMBERS: DEBORAH KLAMARUS GROUP MEMBERS: F.T. VICINO JR TTEE U/A DTD 9/26/1997 GROUP MEMBERS: F.T. VICINO TTEE U/A DTD 9/26/1997 GROUP MEMBERS: FRANK T. VICINO, JR. GROUP MEMBERS: FRANK VICINO SR GROUP MEMBERS: VICINO FAMILY LIMITED PARTNERS FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLASE ALLEN ANATOLE CENTRAL INDEX KEY: 0000898542 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 2230 SW 70TH AVE #5 CITY: DAVIE STATE: FL ZIP: 33317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-16137 FILM NUMBER: 09689175 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 SC 13G/A 1 v142218_sc13g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (AMENDMENT NO.1) UNDER THE SECURITIES EXCHANGE ACT OF 1934 WESTMORELAND COAL COMPANY (Name of Issuer) DEPOSITORY SHARES (Title of Class of Securities) 960878304 (CUSIP Number) AUGUST 17, 2006 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /___/ Rule 13d-1(b) /_X_/ Rule 13d-1(c) /___/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) ALLEN A. BLASE - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 0 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 64,350 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 64,350 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 10.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN, OO - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) FRANK T. VICINO, JR. - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 22,600 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 20,750 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 43,350 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 43,350 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 6.8% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN, OO - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) DEBORAH DEE VICINO - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 7,100 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 0 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 7,100 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 7,100 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 1.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) VICINO FAMILY LIMITED PARTNERS - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization FLORIDA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 19,750 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 19,750 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 19,750 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 3.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) DEBORAH KLAMERUS - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 1,400 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 19,750 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 21,150 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 21,150 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 3.3% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN, OO - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) FRANK VICINO SR - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 12,500 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 0 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 12,500 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 12,500 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 2% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) F.T. VICINO JR ttee U/A DTD 9/26/1997 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization FLORIDA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 600 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 600 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 600 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 0.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- CUSIP No. 960878304 - -------------------------------------------------------------------------------- 1) Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (entities only) F.T. VICINO ttee U/A DTD 9/26/1997 - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (a) [ X ] (See Instructions) (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization FLORIDA - -------------------------------------------------------------------------------- Number of Shares 5) Sole Voting Power 0 Beneficially --------------------------------------------------- Owned by Each 6) Shared Voting Power 400 Reporting --------------------------------------------------- Person With 7) Sole Dispositive Power 0 --------------------------------------------------- 8) Shared Dispositive Power 400 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 400 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Item 9 0.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- ITEM 1. (A) NAME OF ISSUER WESTMORELAND COAL COMPANY (B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICE 2 NORTH CASCADE AVENUE, 2ND FLOOR COLORADO SPRINGS, CO 809502 ITEM 2. (A) NAME OF PERSONS FILING 1. ALLEN A. BLASE 2. FRANK T. VICINO JR. 3. DEBORAH DEE VICINO 4. VICINO FAMILY LIMITED PARTNERS 5. DEBORAH KLAMERUS 6. FRANK VICINO SR. 7. F.T. VICINO JR ttee U/A DTD 9/26/1997 8. F.T. VICINO ttee U/A DTD 9/26/1997 (B) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR IF NONE, RESIDENCE (1.)1073 SW 119TH AVE, DAVIE, FL 33325 (2.,4.,7.& 8.) 3312 NE 40TH STREET, FORT LAUDERDALE, FL 33308 (3.)14 MINNETONKA RD, FORT LAUDERDALE, FL 33308 (5.)15 NE 2ND AVE, DEERFIELD BEACH, FL 33441 (6.)3100 N OCEAN BLVD, FORT LAUDERDALE, FL 33308 (C) CITIZENSHIP USA/ FLORIDA (D) TITLE OF CLASS OF SECURITIES DEPOSITORY SHARES EACH REPRESENTING 1/4 OF A SHARE OF SERIES "A" CONVERTIBLE EXCHANGEABLE PREFERRED STOCK ITEM (E) CUSIP NUMBER 960878304 ITEM 3. If this statement is filed pursuant to rule 240.13d- 1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) ___ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) ___ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) ___ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) ___ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) ___ An investment adviser in accordance with 240.13d- 1(b)(1)(ii)(E). (f) ___ An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) ___ A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) ___ A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) ___ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) ___ Group, in accordance with section 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. 1. ALLEN A. BLASE (a) Amount beneficially owned: 64,350 (b) Percent of class: 10.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 64,350 2. FRANK T. VICINO, JR. (a) Amount beneficially owned:43,350 (b) Percent of class: 6.8% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 22,600 (ii) Shared power to vote or to direct the vote: 20,750 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 43,350 3. DEBORAH DEE VICINO (a) Amount beneficially owned: 7,100 (b) Percent of class: 1.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 7,100 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 7,100 4. VICINO FAMILY LIMITED PARTNERSHIP (a) Amount beneficially owned: 19,750 (b) Percent of class: 3.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 19,750 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 19,750 5. DEBORAH KLAMARUS (a) Amount beneficially owned: 21,150 (b) Percent of class: 3.3% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 1,400 (ii) Shared power to vote or to direct the vote: 19,750 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 21,150 6. FRANK VICINO SR (a) Amount beneficially owned: 12,500 (b) Percent of class: 2% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 12,500 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 12,500 7. F.T. VICINO JR ttee U/A DTD 9/26/1997 (a) Amount beneficially owned: 600 (b) Percent of class: 0.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 600 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 600 8. F.T. VICINO ttee U/A DTD 9/26/1997 (a) Amount beneficially owned: 400 (b) Percent of class: 0.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 400 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 400 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS N/A If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /___/. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP N/A ITEM 10. CERTIFICATION. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 17, 2009 By: /s/ALLEN A. BLASE ---------------------------- Name: ALLEN A. BLASE Title:SHAREHOLDER /S/ FRANK VICINO SR ---------------------------- Name: FRANK VICINO SR Title: SHAREHOLDER /S/ DEBORAH KLAMERUS ---------------------------- Name: DEBORAH KLAMERUS Title: SHAREHOLDER /s/ DEBORAH DEE VICINO ----------------------------- Name: DEBORAH DEE VICINO Title: SHAREHOLDER /S/ FRANK T. VICINO JR -------------------------- Name: FRANK T. VICINO JR, INDIVIDUALLY, AS TRUSTEE FOR F.T. VICINO ttee U/A DTD 9/26/1997, AS TRUSTEE FOR F.T. VICINO JR. ttee U/A DTD 9/26/1997 AND ON BEHALF OF VICINO FAMILY HOLDINGS, INC., GENERAL PARTNER OF VICINO FAMILY LIMITED PARTNERSHIP. Title: SHAREHOLDER EXHIBIT 1 AGREEMENT TO FILING STATEMENT JOINTLY ------------------------------------- THE UNDERSIGNED PARTIES HEREBY CERTIFY THAT THE FOREGOING IN FILED ON BEHALF OF EACH ONE OF THEM INDIVIDUALLY, PURSUANT TO 13d-1(k)(1)(iii). By: /s/ALLEN A. BLASE ---------------------------- Name: ALLEN A. BLASE Title:SHAREHOLDER /S/ FRANK VICINO SR ---------------------------- Name: FRANK VICINO SR Title: SHAREHOLDER /S/ DEBORAH KLAMERUS ---------------------------- Name: DEBORAH KLAMERUS Title: SHAREHOLDER /s/ DEBORAH DEE VICINO ----------------------------- Name: DEBORAH DEE VICINO Title: SHAREHOLDER /S/ FRANK T. VICINO JR -------------------------- Name: FRANK T. VICINO JR, INDIVIDUALLY, AS TRUSTEE FOR F.T. VICINO ttee U/A DTD 9/26/1997, AS TRUSTEE FOR F.T. VICINO JR. ttee U/A DTD 9/26/1997 AND ON BEHALF OF VICINO FAMILY HOLDINGS, INC., GENERAL PARTNER OF VICINO FAMILY LIMITED PARTNERSHIP. Title: SHAREHOLDER -----END PRIVACY-ENHANCED MESSAGE-----