-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OC1Fj+t5ESLPmceOetjpvgSjxWB109t1gHB9eKPRdbiAQENATpW6Z4xcREiehkO6 Qp/3odhKWeBI5ZmA6g1y9g== 0000902664-03-001854.txt : 20031209 0000902664-03-001854.hdr.sgml : 20031209 20031209073509 ACCESSION NUMBER: 0000902664-03-001854 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031204 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TONTINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001272374 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 031043597 MAIL ADDRESS: STREET 1: C/O TORTINE PARTNERS LP STREET 2: 55 RAILRAOD AVENUE 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 3 1 srz9555240v1_ex.xml X0201 3 2003-12-04 0 0000106455 WESTMORELAND COAL CO WLB 0001272374 TONTINE CAPITAL MANAGEMENT LLC 55 RAILROAD AVENUE, 3RD FLOOR GREENWICH CT 06830 0 0 1 1 See footnote (1)(2) Common Stock 70000 D This report is filed by Tontine Capital Management, L.L.C. ("TCM"), a Delaware limited liability company. Mr. Jeffrey L. Gendell is the managing member and indirectly owns 70,000 shares of Common Stock. TCM and Mr. Gendell disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest. As defined under Section 13(d) of the Securities and Exchange Act of 1934, as amended, TCM and Mr. Gendell are part of a group along with Tontine Partners, L.P. ("TP"), Tontine Management, LLC ("TM), TCM and Tontine Overseas Associates, L.L.C. ("TOA") all of whom are 10% owners. Mr. Gendell is the managing member of TM and TCM, each a Delaware limited liability company and the general partner of TP, a Delaware limited liability partnership. Mr. Gendell is also the managing member of TOA, a Delaware limited liability company, the investment adviser of Tontine Overseas Fund, Ltd., a Cayman Islands exempted company ("TOF"). /s/ Jeffrey L. Gendell 2003-12-08 -----END PRIVACY-ENHANCED MESSAGE-----