-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WLbRnBMJZKz4c4+35oK4//ewYpFs8xS1SfnAFufRHfw4u+I/7PjMDtm3SE4PhhfC GECUyUKFRQd/8F71Qs2e8w== 0000106455-03-000033.txt : 20030212 0000106455-03-000033.hdr.sgml : 20030212 20030212161523 ACCESSION NUMBER: 0000106455-03-000033 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030212 FILED AS OF DATE: 20030212 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: JAEGER ROBERT J CENTRAL INDEX KEY: 0001169482 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194485814 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WESTMORELAND COAL CO CENTRAL INDEX KEY: 0000106455 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 231128670 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11155 FILM NUMBER: 03554750 BUSINESS ADDRESS: STREET 1: 2 NORTH CASCADE AVENUE 14TH FLOOR CITY: COLORADO SPRINGS STATE: CO ZIP: 80903 BUSINESS PHONE: 7194422600 MAIL ADDRESS: STREET 1: 2 N CASCADE AVE STREET 2: # 14THFL CITY: COLORADO SPRINGS STATE: CO ZIP: 80903-1614 5 1 wcc_frm5rjj.txt FORM 5 - RJJ - 2-12-03 - ---------------------------- OMB Approval OMB Number: 3235-0362 Expires: January 31, 2005 - ---------------------------- Estimated average burden hours per response.......1.0 - ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Robert J. Jaeger 2 North Cascade Avenue Colorado Springs, CO 80903 2. Issuer Name and Ticker or Trading Symbol Westmoreland Coal Company (WLB) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year December 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [x] Officer (give title below) [ ] Other (specify below) Sr. VP - Finance & Development 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of 2. Transaction 2A.Deemed 3. Transaction 4. Securities 5. Amount of 6. Ownership 7. Nature Security Date Execu- Code Acquired (A) Securities Form: Direct of Indi- (Instr. 3) (Month/Day tion Date, (instr.8) or Disposed of (D) Beneficially (D) or Indi- rect Ben- Year) if any (Instr. 3, 4 and 5) Owned at End rect (I) eficial (Month/Day of Issuer's (Instr. 4) Owner- Year) Fiscal Year ship --------------- (Instr. 3 (Instr. 4) Amount (A) or Price and 4) (D) --------------------- - --------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------------------------------------------------------
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Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., Puts, Calls, Warrants, Options, Convertible Securities) 1. Title of 2. Conver- 3. Trans- 3A.Deemed 4. Trans- 5. Number of Deriv- 6. Date Exer- Derivative sion or action Execution action ative Securities cisable and Security Exercise Date Date, if Code Acquired (A) or Expiration (Instr. 3) Price (Month/ any (Month/ (Instr. 8) Disposed of (D) Date of Deri- Day/ Day/Year) (Instr. 3, 4 (Month/Day/ vative Year) and 5) Year) Security ----------------- ---------------- Date Expira- Exer- tion (A) (D) cisable Date ----------------- ---------------- - ----------------------------------------------------------------------------------------------------------- Non-Qualified 12.855 6/24/02 A 2,170 6/24/03 6/23/12 Stock Option- Right to Buy - ----------------------------------------------------------------------------------------------------------- Incentive 12.855 6/24/02 A 3,680 6/24/03 6/23/12 Stock Option- Right to Buy - ----------------------------------------------------------------------------------------------------------- Incentive 12.855 6/24/02 A 5,850 6/24/04 6/23/12 Stock Option- Right to Buy - -----------------------------------------------------------------------------------------------------------
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) (continued) 7. Title and 8. Price 9. Number of 10. Ownership 11. Nature of Amount of of Derivative of Deriva- Indirect Underlying Derivative Securities tive Secur- Beneficial Securities Security Beneficially ity: Direct Ownership (Instr. 3 and (Instr. 5) Owned at (D) or In- (Instr. 4) 4) End of Year direct (I) (Instr.4) (Instr.4) - ----------------- Amount or Number of Title Shares - ----------------- - ------------------------------------------------------------------------------------------------------------ (1) 2,170 N/A 2,170 D N/A - ------------------------------------------------------------------------------------------------------------ (1) 3,680 N/A 3,680 D N/A - ------------------------------------------------------------------------------------------------------------ (1) 5,850 N/A 5,850 D N/A - ------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Common Stock, par value $2.50 per share. Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Date: February 12, 2003 By: /s/ Robert J. Jaeger ------------------------------- Robert J. Jaeger Page 2 of 2 pages -----END PRIVACY-ENHANCED MESSAGE-----