0001209191-12-059778.txt : 20121231 0001209191-12-059778.hdr.sgml : 20121231 20121231171025 ACCESSION NUMBER: 0001209191-12-059778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCALISTER ALBERT CENTRAL INDEX KEY: 0001064342 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12227 FILM NUMBER: 121293980 MAIL ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 11TH FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SHAW GROUP INC CENTRAL INDEX KEY: 0000914024 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 721106167 STATE OF INCORPORATION: LA FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 1ST FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 BUSINESS PHONE: 2259322500 MAIL ADDRESS: STREET 1: 4171 ESSEN LANE STREET 2: 11TH FLOOR CITY: BATON ROUGE STATE: LA ZIP: 70809 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-27 0 0000914024 SHAW GROUP INC SHAW 0001064342 MCALISTER ALBERT 4171 ESSEN LANE BATON ROUGE LA 70809 1 0 0 0 Common Stock 2012-12-27 4 M 0 1500 13.94 A 6062 D Common Stock 2012-12-27 4 M 0 1500 11.54 A 7562 D Common Stock 2012-12-27 4 M 0 1500 16.11 A 9062 D Common Stock 2012-12-27 4 M 0 1069 35.10 A 10131 D Common Stock 2012-12-27 4 M 0 828 35.10 A 10959 D Common Stock 2012-12-27 4 M 0 1109 33.83 A 12068 D Common Stock 2012-12-27 4 M 0 2405 29.39 A 14473 D Common Stock 2012-12-27 4 M 0 2094 30.17 A 16567 D Common Stock 2012-12-27 4 M 0 686 38.59 A 17253 D Common Stock 2012-12-27 4 S 0 76 46.24 D 17177 D Common Stock 2012-12-27 4 S 0 1048 46.25 D 16129 D Common Stock 2012-12-27 4 S 0 1576 46.26 D 14553 D Common Stock 2012-12-27 4 S 0 2700 46.27 D 11853 D Common Stock 2012-12-27 4 S 0 1100 46.28 D 10753 D Common Stock 2012-12-27 4 S 0 1272 46.29 D 9481 D Common Stock 2012-12-27 4 S 0 581 46.30 D 8900 D Common Stock 2012-12-27 4 S 0 1600 46.31 D 7300 D Common Stock 2012-12-27 4 S 0 1400 46.32 D 5900 D Common Stock 2012-12-27 4 S 0 300 46.33 D 5600 D Common Stock 2012-12-27 4 S 0 300 46.34 D 5300 D Common Stock 2012-12-27 4 S 0 300 46.35 D 5000 D Common Stock 2012-12-27 4 S 0 1900 46.37 D 3100 D Common Stock 2012-12-27 4 S 0 1600 46.38 D 1500 D Common Stock 2012-12-27 4 S 0 400 46.39 D 1100 D Common Stock 2012-12-27 4 S 0 700 46.40 D 400 D Common Stock 2012-12-27 4 S 0 400 46.41 D 0 D Common Stock 2012-12-27 4 S 0 3000 46.25 D 0 I By A. Dial McAlister Limited Partnership Common Stock 2012-12-27 4 S 0 27764 46.25 D 0 I By Camille McAlister Trust Common Stock 15900 I By Albert McAlister 2001 Charitable Remainder Unitrust Common Stock 9000 I By Albert McAlister 2008 Charitable Remainder Unitrust Stock Option (Right to Buy) 13.94 2012-12-27 4 M 0 1500 D 2004-01-24 2013-01-24 Common Stock 1500 0 D Stock Option (Right to Buy) 11.54 2012-12-27 4 M 0 1500 D 2005-02-02 2014-02-02 Common Stock 1500 0 D Stock Option (Right to Buy) 16.11 2012-12-27 4 M 0 1500 D 2006-01-24 2015-01-24 Common Stock 1500 0 D Stock Option (Right to Buy) 35.10 2012-12-27 4 M 0 828 D 2007-01-27 2016-01-27 Common Stock 828 0 D Stock Option (Right to Buy) 35.10 2012-12-27 4 M 0 1069 D 2007-01-27 2016-01-27 Common Stock 1069 0 D Stock Option (Right to Buy) 33.83 2012-12-27 4 M 0 1109 D 2008-01-30 2017-01-30 Common Stock 1109 0 D Stock Option (Right to Buy) 55.57 2009-01-29 2018-01-29 Common Stock 1922 1922 D Stock Option (Right to Buy) 29.39 2012-12-27 4 M 0 2405 D 2010-01-28 2019-01-28 Common Stock 2405 0 D Stock Option (Right to Buy) 30.17 2012-12-27 4 M 0 2094 D 2011-01-27 2020-01-27 Common Stock 2094 0 D Stock Option (Right to Buy) 38.59 2012-12-27 4 M 0 686 D 2012-01-18 2021-01-18 Common Stock 2060 1374 D Restricted Stock Units 0.00 2011-01-27 Common Stock 489 489 D Restricted Stock Units 0.00 2012-01-18 Common Stock 944 944 D Restricted Stock Units 0.00 2013-01-25 Common Stock 3713 3713 D A. Dial McAlister is Reporting Person's son. Reporting Person is a Co-Trustee of the Camille McAlister Trust. Reporting person transferred 8,000 shares from his revocable trust. Reporting Person is Trustee. Reporting person transferred 4,000 shares from his revocable trust. The stock options vested in four (4) equal annual installments beginning on January 24, 2004. The stock options vested in four (4) equal annual installments beginning on February 2, 2005. The stock options vested in four (4) equal annual installments beginning on January 24, 2006. The stock options vested in four (4) equal annual installments beginning on January 27, 2007. The stock options vested in four (4) equal annual installments beginning on January 30, 2008. The stock options vested in four (4) equal annual installments beginning on January 28, 2010. The stock options vested in four (4) equal annual installments beginning on January 27, 2011. The options vest in three (3) equal annual installments beginning on January 18, 2012. Each restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date or a combination of both. The restricted stock units vest in three (3) equal annual installments beginning on the date indicated in this column. The restricted stock units do not have an expiration date. /s/ Albert D. McAlister, pursuant to a Power of Attorney 2012-12-31