0001144204-17-013275.txt : 20170307
0001144204-17-013275.hdr.sgml : 20170307
20170307171740
ACCESSION NUMBER: 0001144204-17-013275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170307
FILED AS OF DATE: 20170307
DATE AS OF CHANGE: 20170307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TICC Capital Corp.
CENTRAL INDEX KEY: 0001259429
IRS NUMBER: 200118736
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DR
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2039835275
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: SUITE 255
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP
DATE OF NAME CHANGE: 20030812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NOVAK STEVEN P
CENTRAL INDEX KEY: 0001064150
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00638
FILM NUMBER: 17672965
MAIL ADDRESS:
STREET 1: 3031 TISCH WAY
STREET 2: STE 900
CITY: SAN JOSE
STATE: CA
ZIP: 95128
4
1
v461359_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-03-07
0
0001259429
TICC Capital Corp.
TICC
0001064150
NOVAK STEVEN P
C/O TICC CAPITAL CORP.
8 SOUND SHORE DRIVE, SUITE 255
GREENWICH
CT
06830
1
0
0
0
Common Stock, $0.01 par value
2017-03-07
4
P
0
5000
7.22
A
30539.7586
I
Held by spouse
/s/ Steven P. Novak
2017-03-07