0001144204-17-013275.txt : 20170307 0001144204-17-013275.hdr.sgml : 20170307 20170307171740 ACCESSION NUMBER: 0001144204-17-013275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170307 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK STEVEN P CENTRAL INDEX KEY: 0001064150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 17672965 MAIL ADDRESS: STREET 1: 3031 TISCH WAY STREET 2: STE 900 CITY: SAN JOSE STATE: CA ZIP: 95128 4 1 v461359_4.xml OWNERSHIP DOCUMENT X0306 4 2017-03-07 0 0001259429 TICC Capital Corp. TICC 0001064150 NOVAK STEVEN P C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 1 0 0 0 Common Stock, $0.01 par value 2017-03-07 4 P 0 5000 7.22 A 30539.7586 I Held by spouse /s/ Steven P. Novak 2017-03-07