0001140361-16-065613.txt : 20160516 0001140361-16-065613.hdr.sgml : 20160516 20160516153351 ACCESSION NUMBER: 0001140361-16-065613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160512 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK STEVEN P CENTRAL INDEX KEY: 0001064150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 161653267 MAIL ADDRESS: STREET 1: 3031 TISCH WAY STREET 2: STE 900 CITY: SAN JOSE STATE: CA ZIP: 95128 4 1 doc1.xml FORM 4 X0306 4 2016-05-12 0 0001259429 TICC Capital Corp. TICC 0001064150 NOVAK STEVEN P 8 SOUND SHORE DRIVE SUITE 255 GREENWICH CT 06830 1 0 0 0 Common stock, $0.01 par value 2016-05-12 4 P 0 1000 5.289 A 15474.1706 I Held by spouse Common stock, $0.01 par value 2016-05-12 4 P 0 1000 5.269 A 16474.1706 I Held by spouse Common stock, $0.01 par value 2016-05-13 4 P 0 500 5.325 A 16974.1706 I Held by spouse Common stock, $0.01 par value 2016-05-13 4 P 0 500 5.320 A 17474.1706 I Held by spouse The price reported is the weighted average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder of the issuer, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Includes 4,474.1706 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on November 13, 2008. /S/ Steven P. Novak 2016-05-16