X0404
N-CEN
LIVE
0001064046
XXXXXXXX
811-08821
false
false
false
N-1A
S000003726
true
S000003756
true
S000003746
true
S000003743
true
S000003724
true
S000003741
true
S000003725
true
S000003728
true
S000003721
true
S000003758
true
S000003754
true
S000003744
true
S000003722
true
S000003749
true
S000003727
true
S000003715
true
S000003740
true
S000003731
true
S000003729
true
S000003757
true
S000023531
true
S000003717
true
S000003759
true
S000003710
true
S000003716
true
S000003732
true
S000003734
true
S000003745
true
S000003752
true
S000003713
true
S000003738
true
S000003733
true
S000003755
true
S000003714
true
S000003742
true
S000016688
true
S000003751
true
S000003739
true
S000003712
true
S000003723
true
S000003720
true
S000003747
true
S000003753
true
S000003750
true
S000003719
true
S000011813
true
S000003711
true
S000003718
true
S000003735
true
Rydex Variable Trust
811-08821
0001064046
549300LJH0YR8RY3N305
702 King Farm Blvd., Suite 200
Rockville
20850
US-MD
US
301-296-5100
MUFG Investor Services (US), LLC
805 King Farm Blvd
Rockville
20850
240-614-4800
Records of the Trust's securities and cash
N
N
N-1A
49
Y
Randall C. Barnes
004411270
N
Sandra G. Sponem
N/A
N
Ronald E. Toupin, Jr.
N/A
N
Angela Brock-Kyle
N/A
N
Thomas F. Lydon Jr.
001099080
N
Amy J. Lee
001161869
Y
Ronald A. Nyberg
N/A
N
Elisabeth Miller
004381813
702 King Farm Blvd., Suite 200
Rockville
20850
XXXXXX
N
N
N
N
N
Guggenheim Funds Distributors, LLC
008-48842
000039805
549300YLHACOJHH3DN20
Y
N
Ernst & Young LLP
42
N/A
N
N
N
N
N
N
Real Estate Fund
S000003726
549300SJ3ZMS4TIS6C34
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
23807.67000000
392.95000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3109.26000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
105.16000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3095.70000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
799.28000000
7109.40000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
9298483.21000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
3699435.05000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3673172.29000000
TENDER OFFER
N/A
N/A
N/A
200966.83000000
16872057.38000000
N
11811454.00083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
NASDAQ-100 Fund
S000003756
549300GWYDUL8SVR5L88
N
1
0
0
Underlying fund
N
N
0.00067000
-0.01970200
0.00203900
0.00212300
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
129808.69000000
720.83000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
143.45000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1657.92000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
790.42000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1133.90000000
3725.69000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
307268823.49000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
500993.94000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
33249038.90000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
330062203.54000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
606751459.27000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
240833573.98000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2499585.17000000
1521165678.29000000
N
121681007.72666600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Inverse Russell 2000 Strategy Fund
S000003746
549300R2K7KRZIBKK159
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.31918400
-0.33326500
0.00431600
0.00433900
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3.68000000
3.68000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
2422935.30000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
34379.78000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
16437781.92000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
49999.99000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
24463973.64000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
16171948.21000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
40722074.46000000
100303093.30000000
N
486769.20250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Precious Metals Fund
S000003743
5493001NS6LUPX0G6S09
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
697331.47000000
3354.34000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
12307.17000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
7364.14000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
14308.13000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
10061.18000000
44040.62000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
31487396.74000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
12470166.38000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
12551928.30000000
56509491.42000000
N
21376038.20250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Transportation Fund
S000003724
549300B7U5TQYKDWLG56
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
203461.13000000
4352.21000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
33.14000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2399.65000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2057.13000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3709.76000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
1005.45000000
9205.13000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2777397.93000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
6950548.72000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2753378.74000000
Tender Offer
N/A
N/A
N/A
40050.00000000
12521375.39000000
N
7232964.35916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P SmallCap 600 Pure Growth Fund
S000003741
549300S628MMMITB8137
N
1
0
0
Underlying fund
N
N
-0.00238600
-0.02152700
0.00155900
0.00172000
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
571698.66000000
6813.20000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
8423.15000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
10085.30000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
2118.80000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1091.17000000
21718.42000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6285202.04000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6249096.64000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15766827.72000000
28301126.40000000
N
16695191.24833300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Utilities Fund
S000003725
549300EBPUQN2OLJFP29
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
1465.79000000
3.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2705.36000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2390.08000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
501.41000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
717.88000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
82.55000000
6397.28000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3218615.92000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8131986.62000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
3235564.10000000
14586166.64000000
N
11326410.46083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Russell 2000 1.5x Strategy Fund
S000003728
5493001R8JAO1P04LT19
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.06224800
0.04179600
0.00262400
0.00267100
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
233379.65000000
1979.78000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
44.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
256.58000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
0.64000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1537.38000000
1838.60000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
323167044.76000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
128903353.11000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1944333.55000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1399981.40000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
205342.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3249479.44000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
109276027.49000000
TENDER
N/A
N/A
N/A
6750.86000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
266476244.89000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
28253016.62000000
862881574.12000000
N
8326529.82833300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Government Long Bond 1.2x Strategy Fund
S000003721
54930051US1ACWPK2310
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1656.20000000
1656.20000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
86830572.71000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
32999.04000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
275979993.89000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
1000000.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
34295561.63000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
1081234.58000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
56612141.99000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1806999.37000000
457639503.21000000
N
13204835.78333300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Banking Fund
S000003758
5493004010362Z33XQ07
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
59869.70000000
192.88000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
686.42000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
5488.34000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6112.66000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
1759.89000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
8.01000000
14055.32000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7007617.65000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2787152.74000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2773334.04000000
12568104.43000000
N
9025424.76083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Inverse S&P 500 Strategy Fund
S000003754
549300ZPGJMLGINIMV44
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.51887500
-0.53151200
0.00795500
0.00804300
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1918.18000000
1918.18000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
14000000.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
12299930.42000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
112758023.04000000
DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
9999993.06000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
275058230.38000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
270208719.32000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
653348598.31000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
22999987.36000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1474351717.63000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
71100666.20000000
2927054488.70000000
N
8365464.16750000
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P MidCap 400 Pure Growth Fund
S000003744
549300SL2Z7RY94P1E48
N
1
0
0
Underlying fund
N
N
-0.00119200
-0.01923400
0.00184100
0.00193000
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
62436.98000000
106.26000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
693.60000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3691.18000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
916.92000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
5617.25000000
10918.95000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
7662480.68000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
19353244.21000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
7708907.65000000
TENDER OFFER
N/A
N/A
N/A
409153.98000000
35133786.52000000
N
19656790.58583300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Technology Fund
S000003722
549300780HPWSSEW7M67
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
196476.46000000
2049.05000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1964.27000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
181.03000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
1443.52000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
244.40000000
3833.22000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
24245246.49000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
9577343.13000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
9641226.27000000
TENDER OFFER
N/A
N/A
N/A
105769.25000000
43569585.14000000
N
26799885.73666600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Europe 1.25x Strategy Fund
S000003749
54930044GRP1GGC58K12
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.03659300
0.01551900
0.12034900
0.12035900
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
26265.29000000
597.70000000
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
695.62000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
61.26000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2481.60000000
3238.48000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
47641880.85000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
50185560.47000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
119717346.54000000
217544787.86000000
N
2666597.87416600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Mid-Cap 1.5x Strategy Fund
S000003727
549300FY166SAJP5HI71
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.12787600
0.10487800
0.00122600
0.00138500
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
9660.06000000
32.48000000
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
358.28000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
33.48000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
151.50000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
31.20000000
574.46000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
37204187.32000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
93361868.16000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
38749955.99000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
12998842.78000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
97831849.57000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
99997.30000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1549703.16000000
TENDER OFFER
N/A
N/A
N/A
50380.96000000
281846785.24
N
6248485.36416600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Energy Services Fund
S000003715
5493008C68OBZH304M86
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
15878.25000000
51.63000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
9308.79000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
9671.63000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1142.50000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6068.54000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
835.47000000
27026.93000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3020237.39000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
7642270.40000000
Tender Offer
N/A
N/A
N/A
204647.40000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
3039315.82000000
13906471.01000000
N
9314163.33833300
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P SmallCap 600 Pure Value Fund
S000003740
549300MNA0D17ME2RY11
N
1
0
0
Underlying fund
N
N
-0.00825500
-0.03133400
0.00193800
0.00200200
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
158085.59000000
857.86000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
30583.27000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2752.76000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
21326.18000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
12484.63000000
67146.84000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
17291299.36000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6853448.56000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6885966.66000000
TENDER OFFER
N/A
N/A
N/A
487450.14000000
31518164.72000000
N
20207047.21166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Weakening Dollar 2x Strategy Fund
S000003731
549300WRT3D10E9F5X60
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.18692400
-0.20353100
0.02204100
0.02206900
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
943.20000000
943.20000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
10689125.80000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
41786436.25000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
99999.97000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
40925522.22000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
122006.10000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
102808163.44000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
50016.00000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
600526.66000000
197081796.44000000
N
1484626.34333300
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Long Short Equity Fund
S000003729
5493000OCWEFVH5WSK57
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
53560.79000000
155.65000000
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
WELLS FARGO SECURITIES, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
30.64000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
13900.92000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2.18000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2714.15000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
1064.27000000
TRUIST SECURITIES, INC.
8-17212
000006271
CSVTK36R0PNGXEM7NS14
77.97000000
JONESTRADING
8-26089
000006888
2138008JJ5PA8H5UIL69
16.48000000
17806.61000000
TRUIST SECURITIES, INC.
8-17212
000006271
CSVTK36R0PNGXEM7NS14
14130.50000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
15275234.39000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
32960.00000000
15322324.89000000
N
25642600.67250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Inverse NASDAQ-100 Strategy Fund
S000003757
549300BBIF1XKAU7YI03
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.51681200
-0.52964500
0.00457100
0.00454100
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3.68000000
3.68000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
2743883.90000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
35556028.25000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
25326372.90000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
24926719.21000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
25667.75000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
5103649.26000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
63061719.07000000
JEFFERIES LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
199999.11000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
100539.30000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
6678295.12000000
163722873.87000000
N
691587.45916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Global Managed Futures Strategy Fund
S000023531
549300CLOWHV203GAV04
N
1
0
0
Underlying fund
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
93407.29000000
93407.29000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
620213613.46000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
256251677.62000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
640443.10000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
246061801.11000000
1123167535.29000000
N
12316442.42916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Health Care Fund
S000003717
5493001VKGTEDLOTHU44
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
203123.59000000
1319.99000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
289.73000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1949.97000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2880.59000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
560.88000000
5681.17000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
17227005.63000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6803830.06000000
Tender Offer
N/A
N/A
N/A
509077.36000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6869282.56000000
31409195.61000000
N
20497703.98416600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Basic Materials Fund
S000003759
549300BS2SEZ4JRDDF86
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
212900.43000000
1048.77000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1671.46000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
1928.94000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
529.60000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3219.13000000
7349.13000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4243564.73000000
TENDER OFFER
N/A
N/A
N/A
110051.65000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4283574.87000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
10713060.43000000
19350251.68000000
N
9137947.83916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
U.S. Government Money Market Fund
S000003710
549300RFDC5U7WLJKO50
N
1
0
0
Money Market Fund
Underlying fund
N
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
940182081.17000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
17883228.17000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
63994379.81000000
StoneX Financial Inc.
8-51269
000045993
549300LNKU6K5TJCRG93
10974042.46000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
903233014.08000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
28388328.94000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2305005325.26000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
18425864.02000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
42104748.49000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
137485683.50000000
4508753563.15000000
N
0.00000000
59878877.15169800
Uncommitted
200000000.00000000
N
N
N
Financial Services Fund
S000003716
549300U0TQVWUWWVEO72
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
111368.31000000
453.58000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
626.26000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3853.64000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2587.05000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
52.65000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1556.72000000
8676.32000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
15786567.49000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6283791.01000000
Tender Offer
N/A
N/A
N/A
128330.36000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6241214.10000000
28439902.96000000
N
18243828.70250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Nova Fund
S000003732
5493004Z57SL7EID0N94
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.15716000
0.13468800
0.00109500
0.00116800
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
4861.77000000
46.46000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
7401.91000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
834.78000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
208.97000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
659.46000000
9105.12000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
526209633.16000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
316950269.10000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
801990690.16000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
682182186.37000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
140800338.74000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3749649.78000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1515299.75000000
2473398067.06000000
N
50541115.13500000
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Commodities Strategy Fund
S000003734
549300SFKL5J953D6X96
N
1
0
0
Underlying fund
N
N
0.01137600
-0.00827400
0.05753900
0.05751600
Y
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
56.36000000
56.36000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
1000000.00000000
BMO Capital Markets Corp., New York Branch
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
2000220.52000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
173474837.81000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
423996859.81000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
251215.28000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
168088318.74000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
487615.61000000
DAIWA CAPITAL MARKETS AMERICA INC.
8-12242
000001576
M67H5PRC0NQKM73ZAS82
999876.39000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
2499608.61000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
3099986.92000000
776148538.58000000
N
10131649.22500000
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Inverse Mid-Cap Strategy Fund
S000003745
549300EZ2VDGT5C02O57
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.46718500
-0.48009000
0.00388200
0.00390400
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
0.00000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
5000.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4182170.62000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
5093.27000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
10552945.91000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3990851.14000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4261766.11000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
494368.40000000
23492195.45000000
N
124460.82916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
NASDAQ-100 2x Strategy Fund
S000003752
549300LJ1KH6QGVD7G61
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.28617200
0.25922500
0.00204600
0.00220300
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
133035.19000000
734.91000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
7651.64000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3480.10000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1013.23000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
15052.67000000
27197.64000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2330026516.58000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1458634776.74000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
27897189.24000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
4999774.31000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
128548014.64000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2075941452.49000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
11999828.22000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
565366456.46000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
14759305.70000000
6618173314.38000000
N
142762484.02583300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Electronics Fund
S000003713
5493000OY0S9WKUC8M88
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
184264.29000000
595.34000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
148.46000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
857.98000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2104.83000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
235.50000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
644.56000000
3991.33000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
12487569.70000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4962497.48000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4934842.13000000
TENDER OFFER
N/A
N/A
N/A
61216.46000000
22446125.77000000
N
13685271.02166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P 500 Pure Value Fund
S000003738
549300X1VNR3C7SILD97
N
1
0
0
Underlying fund
N
N
-0.00195200
-0.02321400
0.00160500
0.00176200
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
34623.00000000
207.93000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
8385.15000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
367.20000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
14067.92000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
1371.16000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
12372.70000000
36564.13000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
10247522.29000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
25685515.17000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
10201003.50000000
46134040.96000000
N
32305008.11166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Strengthening Dollar 2x Strategy Fund
S000003733
549300X8NILLL6VH2458
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.06861900
0.04725300
0.02223100
0.02219500
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2116.80000000
2116.80000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
59503584.37000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
249999.93000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
58738686.62000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
50016.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
148862660.87000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
24979793.04000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
249998.26000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
500000.00000000
293134739.09000000
N
2344335.41750000
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Inverse Dow 2x Strategy Fund
S000003755
549300PLZTEQUTU96N22
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.55172700
-0.56277500
0.00293100
0.00285800
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
44.74000000
44.74000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
100032.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
193531247.18000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
249998.26000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
74340222.96000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
199989.01000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
76682492.71000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1019745.20000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
144385429.14000000
490509156.46000000
N
3019365.37083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Energy Fund
S000003714
549300U94DM6WS1H2223
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
127721.57000000
678.69000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
1136.04000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
5691.36000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
9096.83000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
7663.60000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1870.41000000
25458.24000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4466267.75000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
11263752.65000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4454147.86000000
20184168.26000000
N
16703211.16250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P MidCap 400 Pure Value Fund
S000003742
549300G7PIXHUXRFK191
N
1
0
0
Underlying fund
N
N
-0.00320100
-0.02429200
0.00191000
0.00200800
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
50142.45000000
1512.22000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6305.90000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
14277.92000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
1052.93000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
9237.70000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
1807.60000000
32682.05000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
6464421.02000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
6516551.60000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
16305410.41000000
29286383.03000000
N
18907205.79500000
0.00000000
Uncommitted
200000000.00000000
N
N
N
High Yield Strategy Fund
S000016688
549300T94NKQOIGT7F22
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
537381.77000000
4884.09000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2405.80000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
103.80000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1041.04000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
518.00000000
4068.64000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
499870.92000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
499996.53000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
200064.00000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
500000.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1860058.08000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
103811009.02000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
259147249.49000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
13872788.96000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
103252531.63000000
483643568.63000000
N
6114315.96416600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
S&P 500 2x Strategy Fund
S000003751
5493005PGX0V8DIOSA37
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.32289100
0.29571000
0.00213300
0.00224000
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
3011.79000000
27.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
41357.11000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
8204.16000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
10395.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
34185.84000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
0.20000000
94142.31000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
607463117.85000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3228404030.50000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
199990.97000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
156976177.70000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
37106776.69000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1597711493.35000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
12499996.50000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1282366561.41000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1151552.50000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
8798860.15000000
6932678557.62000000
N
54634148.54583300
0.00000000
Uncommitted
200000000.00000000
N
N
N
S&P 500 Pure Growth Fund
S000003739
549300B4BIN4BI5BDM76
N
1
0
0
Underlying fund
N
N
-0.00175100
-0.02223100
0.00162300
0.00175200
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
5402.64000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
318.47000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1861.97000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2431.22000000
10014.30000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
38938649.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
15369728.47000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
15440796.78000000
69749174.25000000
N
42373271.81166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Consumer Products Fund
S000003712
549300OE7YE6TC22G349
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
115506.73000000
319.35000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
978.06000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3336.88000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
4367.24000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
273.85000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
44.68000000
9000.71000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
11788923.29000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4712051.94000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4671808.58000000
21172783.81000000
N
13599028.47083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Telecommunications Fund
S000003723
549300J0GWL34DCN7G96
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
17244.89000000
160.39000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1894.73000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
604.92000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
1797.24000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
11.55000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
197.75000000
4506.19000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
1096006.38000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
1103868.45000000
TENDER OFFER
N/A
N/A
N/A
68644.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2771886.85000000
5040405.68000000
N
3471179.99083300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Retailing Fund
S000003720
549300JFPNTWR4CMUK44
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
77199.94000000
1776.76000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
126.37000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
176.42000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2280.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1776.36000000
4359.15000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
5903719.36000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2335518.27000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2345249.15000000
TENDER OFFER
N/A
N/A
N/A
111666.53000000
10696153.31000000
N
6336102.33666600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Multi-Hedge Strategies Fund
S000003747
549300IFURUIAKS87F05
N
1
0
0
Underlying fund
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
464661.94000000
34175.85000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
10511.59000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
3158.69000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
206793.55000000
220463.83000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
302012815.31000000
TENDER OFFER
N/A
N/A
N/A
32911018.89000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
819990.27000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4899641.69000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
127101570.39000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
5449756.59000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
139064182.65000000
612258975.79000000
N
42777120.47750000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Dow 2x Strategy Fund
S000003753
549300LZ9Q8XW2QTTN63
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.22089600
0.19650700
0.00128300
0.00149700
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2844.32000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1030.56000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
7.74000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
0.93000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
55.80000000
3939.35000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
147967688.66000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4099544.64000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
123986.24000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
272893289.37000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3326781.21000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
58577374.12000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
305899214.14000000
792887878.38000000
N
15076797.42666600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Japan 2x Strategy Fund
S000003750
5493000PFRZWXIS4EO85
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
-0.06815400
-0.08140200
0.35247300
0.35246600
Y
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
4250.00000000
4250.00000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
136951691.94000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
57095766.08000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
150048.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
54386630.59000000
248584136.61000000
N
2545774.85166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
Leisure Fund
S000003719
549300JFCHYH0BITLM73
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
184164.65000000
1959
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
2467.61000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2178.82000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
803.46000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
2559.38000000
8009.27000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
9522636.79000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
3790996.32000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
3772896.87000000
17086529.98000000
N
10142177.06916600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Russell 2000 2x Strategy Fund
S000011813
5493003Y5L8MOKY2XN94
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
0.13126700
0.10937400
0.01925300
0.01930400
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
133511.14000000
1132.00000000
Rule 17a-7 (17 CFR 270.17a-7)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
Bloomberg
549300B56MD0ZC402L06
N
Markit Ltd.
549300HLPTRASHS0E726
GB
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2089.68000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
7662.46000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
0.31000000
9752.45000000
BNP Paribas
N/A
N/A
R0MUWSFPU8MPRO8K5P83
FR
209765871.56000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
999997.50000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
51335.50000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
9999975.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
2549415.21000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
541252777.49000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
394879788.26000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
1361063.71000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
431593924.82000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
213845756.57000000
1806299905.62000000
N
7492264.12166600
0.00000000
Uncommitted
200000000.00000000
N
N
N
Biotechnology Fund
S000003711
549300XTVUV4IZ56ON16
N
1
0
0
Underlying fund
Y
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Cash collateral reinvestment fee
Revenue sharing split
389295.37000000
4009.45000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
770.85000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
5290.47000000
SVB Leerink LLC
8-48535
000039011
549300AAH7U76CEUBI94
1022.62000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
2158.70000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
145.12000000
9387.76000000
TENDER OFFER
N/A
N/A
N/A
864199.11000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
9133053.90000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
9060936.31000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
22937987.02000000
41996176.34000000
N
23439191.75500000
0.00000000
Uncommitted
200000000.00000000
N
N
N
Internet Fund
S000003718
5493008DTNJOIOBE6U98
N
1
0
0
Underlying fund
N
N
Y
N
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
Revenue sharing split
Cash collateral reinvestment fee
86758.71000000
460.32000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
853.78000000
BTIG, LLC
8-65473
000122225
549300GTG9PL6WO3EC51
186.35000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
1700.41000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
18.30000000
2758.84000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
11327937.05000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
4484191.73000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
4519195.64000000
Tender Offer
N/A
N/A
N/A
104979.40000000
20436303.82000000
N
11280020.07333300
0.00000000
Uncommitted
200000000.00000000
N
N
N
Inverse Government Long Bond Strategy Fund
S000003735
549300YHH0I2FKPD4805
N
1
0
0
Inverse of a benchmark
Underlying fund
N
N
Y
N
U.S. Bank, N.A.
6BYL5QZYBDK8S7L73M02
N
N
N/A
0.00000000
0.00000000
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
N
N
Security Investors, LLC
801-8008
000105477
549300R47VF4XGNEC751
N
MUFG Investor Services (US), LLC
084-05475
N/A
N
N
N
ICE Data Services
5493000NQ9LYLDBCTL34
N
Bloomberg
549300B56MD0ZC402L06
N
N
U.S. Bank N.A.
6BYL5QZYBDK8S7L73M02
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
MUFG Investor Services (US), LLC
084-05475
SEC File Number
N
N
N
Guggenheim Investor Services, LLC
8-44742
000030096
N/A
0.00000000
Sammons Financial Network LLC
8-68905
000158538
N/A
0.00000000
Guggenheim Partners Middle East Limited
N/A
N/A
N/A
AE
0.00000000
Guggenheim Securities International Ltd
N/A
N/A
N/A
GB
0.00000000
Guggenheim Partners Japan, Ltd.
N/A
N/A
N/A
JP
0.00000000
Guggenheim Funds Distributors, LLC
8-48842
000039805
549300YLHACOJHH3DN20
0.00000000
GUGGENHEIM SECURITIES, LLC
8-49107
000040638
5493005G25VHYWLYJU59
0.00000000
GOLDMAN SACHS & CO. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
794.30000000
794.30000000
TD SECURITIES (USA) LLC
8-36747
000018476
SUVUFHICNZMP2WKHG940
51335.50000000
BARCLAYS CAPITAL INC.
8-41342
000019714
AC28XWWI3WIBK2824319
500008719.71000000
BMO Capital Markets Corp., New York Branch
8-34344
000016686
RUC0QBLBRPRCU4W1NE59
2000220.52000000
MIZUHO SECURITIES USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
917100889.48000000
BOFA SECURITIES, INC.
8-69787
000283942
549300HN4UKV1E2R3U73
178103241.66000000
Nomura Securities International, Inc.
8-15255
000004297
OXTKY6Q8X53C9ILVV871
50822.50000000
J.P. MORGAN SECURITIES LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
450219325.06000000
BNY MELLON CAPITAL MARKETS, LLC
8-35255
000017454
VJW2DOOHGDT6PR0ZRO63
1254998.92000000
CastleOak Securities, LP
8-65786
000125334
549300MXL7C60HZ59S65
5099780.00000000
2053889333.35
N
6577675.33250000
0.00000000
Uncommitted
200000000.00000000
N
N
N
N
true
false
true
false
false
false