X0202 4/A 2007-01-09 2007-01-11 0 0001063997 HARRINGTON WEST FINANCIAL GROUP INC/CA HWFG 0001280538 HALME PAUL O 650 ALAMO PINTADO ROAD SOLVANG CA 93463 1 0 0 0 Common Stock 19800 D Stock Option 6.9444 2011-01-11 Common Stock 1800 1800 D Stock Option 7.7778 2012-01-10 Common Stock 2250 2250 D Stock Option 9.375 2013-01-09 Common Stock 4800 4800 D Stock Option 9.583 2013-01-31 Common Stock 1200 1200 D Stock Option 13.675 2014-01-06 Common Stock 6000 6000 D Stock Option 18.18 2014-12-16 Common Stock 6000 6000 D Stock Option 16.80 2016-01-09 Common Stock 6000 6000 D Stock Option 17.32 2017-01-09 Common Stock 6000 6000 D The option vests in four equal annual installments beginning on 1/11/02. The option vests in four equal annual installments beginning on 1/9/03. The option vests in four equal annual installments beginning on 1/8/04. The option vests in four equal annual installments beginning on 1/30/2004. The option vests in four equal annual installments beginning on 1/6/05 The option vests in four equal annual installments beginning on 12/16/2005. The option vests in four equal annual installments beginning on 1/9/07. The option vests in four equal annual installments beginning on 01/09/2008. Incorrect amount of shares reported on 01/11/2007. Option for 6,000 shares granted 01/09/2007. /s/ Paul O. Halme 2007-01-31