X0202 4 2007-11-09 0001063997 HARRINGTON WEST FINANCIAL GROUP INC/CA HWFG 0001016248 BREEDEN DOUGLAS T C/O THE BREEDEN GROUP, ATTN: ALLEN LYLES 100 EUROPA DRIVE, NUMBER 589 CHAPEL HILL NC 27517 0 0 1 0 Common Stock, par value $0.01 per share 2007-11-09 4 P 0 2000 12.7959 A 564475 D Common Stock, par value $0.01 per share 2007-11-09 4 P 0 1000 13.0892 A 565475 D Common Stock, par value $0.01 per share 2007-11-12 4 P 0 2000 13.2584 A 567475 D Common Stock, par value $0.01 per share 383202 I By Breeden Family Trust Common Stock, par value $0.01 per share 126035 I By Wyandotte Community Corporation Douglas T. Breeden's ("Dr. Breeden") children are the beneficiaries of Breeden Family Trust (the "Trust"). Dr. Breeden disclaims beneficial ownership of all shares held by the Trust in which Dr. Breeden does not have an actual pecuniary interest. Dr. Breeden is the President, Chairman, and 99% owner of Wyandotte Community Corporation ("Wyandotte"), and may be deemed to have or share investment control over the securities holdings of Wyandotte. As such, Dr. Breeden may be deemed to control Wyandotte and to be an indirect beneficial owner of the Common Stock held by Wyandotte reported herein. Dr. Breeden disclaims beneficial ownership of all shares of Wyandotte in which Dr. Breeden does not have an actual pecuniary interest. Exhibit List - Exhibit 24, Power of Attorney /s/ R. Allen Lyles, Attorney-in-fact for Douglas T. Breeden 2007-11-13