EX-99 4 f38997d4.htm EXHIBIT (D)(3)(I) Exhibit (d)(3)(i)
 

March 6, 2024

(d)(3)(i)

Catrina Willingham

Vice President – Controller

Voya Investment Management Co. LLC

5780 Powers Ferry Road NW

Atlanta, GA 30327-4347

RE: Name Change and Sub-Advisory Fee Rate for Voya Global Multi-Asset Fund

Dear Ms. Willingham:

Pursuant to the Sub-Advisory Agreement, effective as of November 18, 2014, as amended, between Voya Investments, LLC and Voya Investment Management Co. LLC (the “Agreement”), we hereby notify you of our intention to change the name of Voya Global Multi- Asset Fund (the “Fund”) to Voya Global Income & Growth Fund and to modify the annual sub- advisory fee rate for the Fund, effective on May 1, 2024, upon all of the terms and conditions set forth in the Agreement.

Upon your acceptance, the Agreement will be modified to give effect to the foregoing by amending the Amended Schedule A of the Agreement. The Amended Schedule A, which indicates the annual sub-advisory fee rate for the Fund, is attached hereto.

Please signify your acceptance to the name change and modified sub-advisory fee rate for the aforementioned Fund by signing below where indicated.

Very sincerely,

By: /s/ Todd Modic______________

Name: Todd Modic

Title: Senior Vice President

Voya Investments, LLC

ACCEPTED AND AGREED TO:

Voya Investment Management Co. LLC

By: /s/ Catrina Willingham_________________

Name: Catrina Willingham

Title: Vice President – Controller, Duly Authorized

AMENDED SCHEDULE A

with respect to the

SUB-ADVISORY AGREEMENT

between

VOYA INVESTMENTS, LLC

and

VOYA INVESTMENT MANAGEMENT CO. LLC

 

Annual Sub-Advisory Fee

Series

(as a percentage of average daily

 

assets allocated to the Sub-Adviser)

Voya Corporate Leaders® 100 Fund

0.1800% on all assets

 

Direct Investments1

 

0.3375% on all assets

Voya Global Income & Growth Fund

Other Investments2

(formerly, Voya Global Multi-Asset Fund)

0.1350%

 

Underlying Funds3

 

0.0200%

 

 

Voya Large-Cap Growth Fund

0.2295% on all assets

 

 

Voya Large Cap Value Fund

0.2925% on all assets

 

 

1“Direct Investments” shall include direct interests in companies other than investment companies (e.g. stocks), securities evidencing indebtedness (e.g. bonds) that do not derive their value from another security or asset, and instruments whose value is backed by an asset.

2

3

“Other Investments” shall mean assets which are not Direct Investments or Underlying Funds.

“Underlying Funds” shall mean open-end investment companies registered under the 1940 Act within the Voya family of funds. The phrase “family of funds” shall have the same meaning as “fund complex” as defined in Item 17 of Form N-1A, as it was in effect as of the date of this contract.

 

Annual Sub-Advisory Fee

Series

(as a percentage of average daily

 

assets allocated to the Sub-Adviser)

 

0.2030% on first $500 million;

Voya Mid Cap Research Enhanced Index Fund

0.1910% on next $250 million;

 

0.1800% on next $1.25 billion; and

 

0.1690% over $2 billion

 

 

 

0.3375% on the first $500 million;

Voya MidCap Opportunities Fund

0.3150% on the next $400 million;

0.2925% on the next $450 million; and

 

 

0.2700% on assets in excess of $1.350 billion

 

 

Voya Multi-Manager Mid Cap Value Fund

[REDACTED]

 

 

Voya Small Cap Growth Fund

0.3600% on all assets

 

 

Voya Small Company Fund

0.3375% on all assets

 

 

Voya U.S. High Dividend Low Volatility Fund

0.1300% on all assets

 

 

Voya VACS Series MCV Fund

[REDACTED]

 

 

Effective Date: May 1, 2024, to reflect the name change from Voya Global Multi-Asset Fund to Voya Global Income & Growth Fund and the modification of the Fund’s sub-advisory fee rate.