-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MtqzqR6sQ489d6CYrWj0beeuZnuQds/ZwEzEhyUrQ6Azppt5Nm6BqJGZDeFyno8I rRWHvKJEJp5Gk3+IuXicUQ== 0000950123-99-010107.txt : 19991115 0000950123-99-010107.hdr.sgml : 19991115 ACCESSION NUMBER: 0000950123-99-010107 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 19991112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONG TERM CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001063676 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061429544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04429 FILM NUMBER: 99749127 BUSINESS ADDRESS: STREET 1: LONG TERM CAPITAL MANAGEMENT LP STREET 2: ONE EAST WEAVER STREET CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035525460 MAIL ADDRESS: STREET 1: LONG TERM CAPITAL MANAGEMENT LP STREET 2: ONE EAST WEAVER STREET CITY: GREENWICH STATE: CT ZIP: 06831 13F-HR 1 LONG-TERM CAPITAL MANAGEMENT, L.P. 1 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101(d) OF REGULATION S-T UNITED STATES SECURITIES AND EXCHANGE COMMISSON Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Long-Term Capital Management, L.P. Address: One East Weaver Street Greenwich, CT 06831 Form 13F File Number: 28- 5274 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that the required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric R. Rosenfeld Title: Principal Phone: 203-552-5462 Signature, Place and Date of Signing: /s/ Eric R. Rosenfeld Greenwich, Connecticut November 12,1999 - --------------------- ---------------------- ---------------- [Signature] [City, State] [Date] 2 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101 (d) OF REGULATION S-T Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ________________ ___________________________ [Repeat as necessary.] 3 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101 (d) OF REGULATION S-T Form 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 2 ----------------------- Form 13F Information Table Entry Total: 6 ----------------------- Form 13F Information Table Value Total: $ 4645 ----------------------- (thousands) List of Other Included Managers: Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "NONE" and omit the column headings and list entries.]
No. Form 13F File Number Name --- --------------------- ---- 1 28- 6864 Long-Term Capital Management Japan, Limited 2 28- 5278 LTCM (UK)
[Repeat as necessary.] 4 FORM 13F PAGE 1 OF 1
NAME OF REPORTING MANAGER: LONG-TERM CAPITAL MANAGEMENT, L.P. - -------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 - -------------------------------------------------------------------------------------------------------------- LINE # NAME OF ISSUER TITLE CUSIP MARKET VALUE SHARES/ SH/ PUT/ OF CLASS NUMBER (X 1000) PRN AMT PRN CALL 1 Citigroup Inc ................. Com 172967101 1016 23,000 Sh 2 Coca Cola Co .................. Com 191216100 1579 32,896 Sh 3 Intel Corp .................... Com 458140100 232 3,100 Sh 4 Johnson & Johnson ............. Com 478160104 259 2,800 Sh 5 Sunbeam Corp .................. Com 867071102 82 14,500 Sh 6 Xerox Corp .................... Com 984121103 1475 35,500 Sh GRAND TOTAL 4645
NAME OF REPORTING MANAGER: LONG-TERM CAPITAL MANAGEMENT, L.P. - ---------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------------------------------------------------------------------------------------- LINE # NAME OF ISSUER INVESTMENT OTHER VOTING AUTHORITY (SHARES) DISCRETION MANAGERS SOLE SHARED NONE 1 Citigroup Inc ................. Defined 1, 2 23,000 2 Coca Cola Co .................. Defined 1, 2 32,896 3 Intel Corp .................... Defined 1, 2 3,100 4 Johnson & Johnson ............. Defined 1, 2 2,800 5 Sunbeam Corp .................. Defined 1, 2 14,500 6 Xerox Corp .................... Defined 1, 2 35,500
NOTE: IN ADDITION, CONFIDENTIAL POSITIONS HAVE BEEN FILED SEPARATELY WITH THE SECRETARY OF THE SEC -----END PRIVACY-ENHANCED MESSAGE-----