-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5j5k75j7+Ku4l6kDeStwtDWulRNu8AkjES+fxqzwmUz9lUD/A4A1gJGmThkXPmU UZdmP9C3iWNMoGRsMyydMA== 0000950123-99-006688.txt : 19990721 0000950123-99-006688.hdr.sgml : 19990721 ACCESSION NUMBER: 0000950123-99-006688 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19990720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONG TERM CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001063676 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061429544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-04429 FILM NUMBER: 99667301 BUSINESS ADDRESS: STREET 1: LONG TERM CAPITAL MANAGEMENT LP STREET 2: ONE EAST WEAVER STREET CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 2035525460 MAIL ADDRESS: STREET 1: LONG TERM CAPITAL MANAGEMENT LP STREET 2: ONE EAST WEAVER STREET CITY: GREENWICH STATE: CT ZIP: 06831 13F-HR/A 1 LONG-TERM CAPITAL MANAGEMENT, L.P. 1 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101(d) OF REGULATION S-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1998 ------------- Check here if Amendment [ X ]; Amendment Number: 1 ------------- This Amendment (Check only one.): [ ] is a restatement. [X] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Long-Term Capital Management, L.P. Address: One East Weaver Street Greenwich, CT 06831 Form 13F File Number: 28- 5274 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that the required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric R. Rosenfeld Title: Principal Phone: 203-552-5460 Signature, Place and Date of Signing: /s/ Eric R. Rosenfeld Greenwich, Connecticut July 19, 1999 - ---------------------- ---------------------- ------------- [Signature] [City, State] [Date] 2 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101 (d) OF REGULATION S-T Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s). [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ________________ ___________________________ [Repeat as necessary.] 3 THIS PAPER DOCUMENT IS BEING SUBMITTED PURSUANT TO RULE 101 (d) OF REGULATION S-T Form 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 2 ---------------------- Form 13F Information Table Entry Total: 83 ---------------------- Form 13F Information Table Value Total: $ 653043 ----------------------- (thousands) List of Other Included Managers: Provide a number list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are not entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28- 6864 Long-Term Capital Management Japan, Limited ----- 2 28- 5278 LTCM (UK) ----- [Repeat as necessary.] 4 FORM 13F Page 1 of 2 Name of Reporting Manager: Long-Term Capital Management, L.P.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 LINE # NAME OF ISSUER TITLE OF CLASS CUSIP MARKET VALUE SHARES/ SH/ NUMBER (X 1000) PRN AMT PRN - ------------------------------------------------------------------------------------------------------------------------------------ 1 360 Communications Co Com 885571109 40652 1,181,407 Sh 2 Adaptec Inc Com 00651F108 91 6,380 Sh 3 AES Corp Com 00130H105 221 4,200 Sh 4 Allegheny Energy Inc Com 017361106 428 14,200 Sh 5 Altera Corp Com 021441100 1741 59,000 Sh 6 Alumax Inc Com 022197107 1996 43,042 Sh 7 Aluminum Co Amer Com 022249106 1170 17,739 Sh 8 Analog Devices Inc Com 032654105 342 13,905 Sh 9 AT&T Corp Com 001957109 7066 123,690 Sh 10 Bay Networks Inc Com 072510100 31201 967,465 Sh 11 Bear Stearns Cos Inc Com 073902108 18524 325,700 Sh 12 Beneficial Corp Com 081721102 25362 165,561 Sh 13 Berkshire Hathaway Inc Del CL A 084670108 14095 180 Sh 14 Bristol Hotel Co Com 110039104 939 38,318 Sh 15 Cadence Design System Inc Com 127387108 7743 247,760 Sh 16 Canadian Natl Ry Co Com 136375102 1126 21,195 Sh 17 Chrysler Corp Com 171196108 2113 37,477 Sh 18 Cincinnati Bell Inc Com 171870108 223 7,805 Sh 19 Citicorp Com 173034109 65273 437,340 Sh 20 CMS Energy Corp Com 125896100 2099 47,700 Sh 21 Coast Federal Litigation Tr RT 19034Q110 3702 244,749 Sh 22 Coherent Communications Sys Com 192478105 94 2,000 Sh 23 Crestar Finl Corp Com 226091106 1375 25,200 Sh 24 Crown Cork & Seal Inc Com 228255105 238 5,000 Sh 25 Dell Computer Corp Com 247025109 40810 440,000 Sh 26 DQE Inc Com 23329J104 400 11,100 Sh 27 Echlin Inc Com 278749106 1893 38,588 Sh 28 Electronic Data Sys New Com 285661104 29 720 Sh 29 Ensco Intl Inc Com 26874Q100 7 400 Sh 30 Equity Office Properties Trust Com 294741103 282 9,950 Sh 31 Federal Natl Mtg Assn Com 313586109 668 11,000 Sh 32 Fifth Third Bancorp Com 316773100 4 61 Sh 33 First Coml Corp Com 319825105 27289 393,361 Sh 34 Firstar Corp Com 33761C103 94 2,475 Sh 35 Firstbank Ill Co Com 337613103 266 6,400 Sh 36 Fluke Corp Com 343856100 896 27,249 Sh 37 General Elec Co Com 369604103 12740 140,000 Sh 38 General Re Corp Com 370563108 13182 52,000 Sh 39 Global Marine Inc Com 379352404 16 850 Sh 40 Green Tree Finl Corp Com 393505102 11267 263,165 Sh PAGE ONE SUBTOTAL 337657
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 LINE # NAME OF ISSUER PUT/ INVESTMENT OTHER VOTING AUTHORITY (SHARES) CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 1 360 Communications Co Defined 1, 2 1,181,407 2 Adaptec Inc Defined 1, 2 6,380 3 AES Corp Defined 1, 2 4,200 4 Allegheny Energy Inc Defined 1, 2 14,200 5 Altera Corp Defined 1, 2 59,000 6 Alumax Inc Defined 1, 2 43,042 7 Aluminum Co Amer Defined 1, 2 17,739 8 Analog Devices Inc Defined 1, 2 13,905 9 AT&T Corp Defined 1, 2 123,690 10 Bay Networks Inc Defined 1, 2 967,465 11 Bear Stearns Cos Inc Defined 1, 2 325,700 12 Beneficial Corp Defined 1, 2 165,561 13 Berkshire Hathaway Inc Del Defined 1, 2 180 14 Bristol Hotel Co Defined 1, 2 38,318 15 Cadence Design System Inc Defined 1, 2 247,760 16 Canadian Natl Ry Co Defined 1, 2 21,195 17 Chrysler Corp Defined 1, 2 37,477 18 Cincinnati Bell Inc Defined 1, 2 7,805 19 Citicorp Defined 1, 2 437,340 20 CMS Energy Corp Defined 1, 2 47,700 21 Coast Federal Litigation Tr Defined 1, 2 244,749 22 Coherent Communications Sys Defined 1, 2 2,000 23 Crestar Finl Corp Defined 1, 2 25,200 24 Crown Cork & Seal Inc Defined 1, 2 5,000 25 Dell Computer Corp Defined 1, 2 440,000 26 DQE Inc Defined 1, 2 11,100 27 Echlin Inc Defined 1, 2 38,588 28 Electronic Data Sys New Defined 1, 2 720 29 Ensco Intl Inc Defined 1, 2 400 30 Equity Office Properties Trust Defined 1, 2 9,950 31 Federal Natl Mtg Assn Defined 1, 2 11,000 32 Fifth Third Bancorp Defined 1, 2 61 33 First Coml Corp Defined 1, 2 393,361 34 Firstar Corp Defined 1, 2 2,475 35 Firstbank Ill Co Defined 1, 2 6,400 36 Fluke Corp Defined 1, 2 27,249 37 General Elec Co Defined 1, 2 140,000 38 General Re Corp Defined 1, 2 52,000 39 Global Marine Inc Defined 1, 2 850 40 Green Tree Finl Corp Defined 1, 2 263,165
5 FORM 13F PAGE 1 OF 2 NAME OF REPORTING MANAGER: LONG-TERM CAPITAL MANAGEMENT, L.P.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 LINE # NAME OF ISSUER TITLE OF CLASS CUSIP MARKET VALUE SHARES/ SH/ NUMBER (X 1000) PRN AMT PRN - ------------------------------------------------------------------------------------------------------------------------------------ 41 Harley Davidson Inc Com 412822108 1073 27,700 Sh 42 IMC Global Inc Com 449669100 2115 70,200 Sh 43 Inland Stl Inds Inc Com 457472108 245 8,700 Sh 44 John Alden Finl Corp Com 477838106 44 2,000 Sh 45 La Quinta Inns Inc Com 504195108 23464 1,110,700 Sh 46 Leggett & Platt Inc Com 524660107 6320 252,800 Sh 47 Linear Technology Corp Com 535678106 7875 130,700 Sh 48 Magna Group Com 559214101 19629 347,414 Sh 49 Manpower Inc Com 56418H100 109 3,805 Sh 50 Mariner Health Group Inc Com 56845J109 158 9,500 Sh 51 Marshall & Ilsley Corp Com 571834100 6490 127,255 Sh 52 Maxim Integrated Prods Inc Com 57772K101 2334 73,800 Sh 53 Maytag Corp Com 578592107 13450 272,400 Sh 54 Medpartners Inc New Com 58503X107 271 33,900 Sh 55 Medusa Corp Com 585072309 6776 107,979 Sh 56 Microsoft Corp Com 594918104 17318 159,800 Sh 57 Mid Ocean Limited Ord CL A G61061100 8502 108,305 Sh 58 National Surgery Ctrs Inc Com 638044107 8 260 Sh 59 New Century Energies Inc Com 64352U103 172 3,785 Sh 60 Newbridge Networks Corp Com 650901101 268 11,200 Sh 61 Noble Drilling Corp Com 655042109 116 4,800 Sh 62 Provident Cos Inc Com 743862104 3 100 Sh 63 Quantum Corp Com 747906105 486 23,473 Sh 64 R & B Falcon Corp Com 74912E101 133 5,900 Sh 65 R H Donnelley Corp Com 74955W109 285 95,000 Sh 66 Raytheon Co CL A 755111309 565 9,800 Sh 67 Republic Inds Inc Com 760516104 67 2,660 Sh 68 Revlon Inc CL A 761525500 11657 226,900 Sh 69 Safeway Inc Com New 786514208 90 2,200 Sh 70 Scherer R P Corp Del Com 806528105 14981 169,034 Sh 71 Schlumberger Ltd Com 806857108 71 1,040 Sh 72 Security Cap Atlantic Inc Com 814137105 207 9,256 Sh 73 Solectron Corp Com 834182107 3336 79,300 Sh 74 Southern New England Telecom Com 843485103 51 778 Sh 75 Southtrust Corp Com 844730101 13268 305,000 Sh 76 Star Banc Corp Com 855083101 16404 256,818 Sh 77 Starwood Hotels & Resorts Combnd Ctf New 855905204 30 618 Sh 78 Station Casinos Inc Com 857689103 55 3,728 Sh 79 Teleport Communications Group CL A 879463107 40383 745,231 Sh 80 Tosco Corp Com New 891490302 50 1,700 Sh 81 Transocean Offshore Inc Com 893817106 67 1,500 Sh 82 Washington Post Co CL B 939640108 1670 2,900 Sh 83 Waste Mgmt Inc New Com 94106K101 94790 2,708,293 Sh PAGE TWO SUBTOTAL 315386 PGS. 1 & 2 - GRAND TOTAL 653043
NOTE: In addition, confidential poitions have been filed separately with the Secretary of the SEC
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8 LINE # NAME OF ISSUER INVESTMENT OTHER VOTING AUTHORITY (SHARES) PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 41 Harley Davidson Inc Defined 1, 2 27,700 42 IMC Global Inc Defined 1, 2 70,200 43 Inland Stl Inds Inc Defined 1, 2 8,700 44 John Alden Finl Corp Defined 1, 2 2,000 45 La Quinta Inns Inc Defined 1, 2 1,110,700 46 Leggett & Platt Inc Defined 1, 2 252,800 47 Linear Technology Corp Defined 1, 2 130,700 48 Magna Group Defined 1, 2 347,414 49 Manpower Inc Defined 1, 2 3,805 50 Mariner Health Group Inc Defined 1, 2 9,500 51 Marshall & Ilsley Corp Defined 1, 2 127,255 52 Maxim Integrated Prods Inc Defined 1, 2 73,800 53 Maytag Corp Defined 1, 2 272,400 54 Medpartners Inc New Defined 1, 2 33,900 55 Medusa Corp Defined 1, 2 107,979 56 Microsoft Corp Defined 1, 2 159,800 57 Mid Ocean Limited Defined 1, 2 108,305 58 National Surgery Ctrs Inc Defined 1, 2 260 59 New Century Energies Inc Defined 1, 2 3,785 60 Newbridge Networks Corp Defined 1, 2 11,200 61 Noble Drilling Corp Defined 1, 2 4,800 62 Provident Cos Inc Defined 1, 2 100 63 Quantum Corp Defined 1, 2 23,473 64 R & B Falcon Corp Defined 1, 2 5,900 65 R H Donnelley Corp Defined 1, 2 95,000 66 Raytheon Co Defined 1, 2 9,800 67 Republic Inds Inc Defined 1, 2 2,660 68 Revlon Inc Defined 1, 2 226,900 69 Safeway Inc Defined 1, 2 2,200 70 Scherer R P Corp Del Defined 1, 2 169,034 71 Schlumberger Ltd Defined 1, 2 1,040 72 Security Cap Atlantic Inc Defined 1, 2 9,256 73 Solectron Corp Defined 1, 2 79,300 74 Southern New England Telecom Defined 1, 2 778 75 Southtrust Corp Defined 1, 2 305,000 76 Star Banc Corp Defined 1, 2 256,818 77 Starwood Hotels & Resorts Defined 1, 2 618 78 Station Casinos Inc Defined 1, 2 3,728 79 Teleport Communications Group Defined 1, 2 745,231 80 Tosco Corp Defined 1, 2 1,700 81 Transocean Offshore Inc Defined 1, 2 1,500 82 Washington Post Co Defined 1, 2 2,900 83 Waste Mgmt Inc New Defined 1, 2 2,708,293
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