-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GrNAexly/cQCDUD/M+ou3a0dMbaSMV+QnT822d8OTrSQsx4Qq1jqPDlQnXW9joiv 9Z1oU9VwXXrlDCuO5gPf5Q== 0001179110-04-000870.txt : 20040109 0001179110-04-000870.hdr.sgml : 20040109 20040109162911 ACCESSION NUMBER: 0001179110-04-000870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040108 FILED AS OF DATE: 20040109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROOKS D MAYSON CENTRAL INDEX KEY: 0001194777 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30637 FILM NUMBER: 04518362 MAIL ADDRESS: STREET 1: 4900 W 78TH ST CITY: BLOOMINGTON STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUGUST TECHNOLOGY CORP CENTRAL INDEX KEY: 0001063527 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 411729485 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 W 78TH ST CITY: BLOOMINGTON STATE: MN ZIP: 55435 BUSINESS PHONE: 9528200080 MAIL ADDRESS: STREET 1: 4900 WEST 78TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55435 4 1 edgar.xml FORM 4 - X0201 4 2004-01-08 0 0001063527 AUGUST TECHNOLOGY CORP AUGT 0001194777 BROOKS D MAYSON 4900 WEST 78TH STREET BLOOMINGTON MN 55435 0 1 0 0 VP, Global Sales & Field Ops Common Stock 2004-01-08 4 M 0 4100 4.30 A 0 D Common Stock 2004-01-08 4 S 0 200 23.07 D 0 D Common Stock 2004-01-08 4 S 0 800 23.05 D 0 D Common Stock 2004-01-08 4 S 0 100 23.01 D 0 D Common Stock 2004-01-08 4 S 0 3000 23.00 D 0 D Common Stock 2004-01-09 4 M 0 3900 4.3 A 0 D Common Stock 2004-01-09 4 S 0 3900 23.0 D 1831 D Stock Option (right to buy) 2.37 2006-07-06 Common Stock 0 16700 D Stock Option (right to buy) 10.44 2007-05-01 Common Stock 0 2250 D Stock Option (right to buy) 13.25 2007-08-04 Common Stock 0 3000 D Stock Option (right to buy) 10.563 2007-12-15 Common Stock 0 3000 D Stcok Option (right to buy) 12.375 2007-08-28 Common Stock 0 16044 D Stock Option (right to buy) 12.375 2007-08-28 Common Stock 0 7956 D Stock Option (right to buy) 13.375 2008-01-05 Common Stock 0 3000 D Stock Option (right to buy) 10.5 2008-04-06 Common Stock 0 4000 D Stock Option (right to buy) 13.24 2008-07-12 Common Stock 0 5000 D Stock Option (right to buy) 13.24 2008-07-12 Common Stock 0 7500 D Stock Option (right to buy) 10.05 2008-12-07 Common Stock 0 7500 D Stock Option (right to buy) 14.24 2009-04-05 Common Stock 0 7500 D Stock Option (right to buy) 4.70 2009-07-18 Common Stock 0 10000 D Stock Option (right to buy) 4.75 2009-10-25 Common Stock 0 5000 D Stock Option (right to buy) 4.56 2002-12-18 2009-12-18 Common Stock 0 10000 D Stock Option (right to buy) 4.30 2004-01-08 4 M 0 4100 0 D 2009-12-19 Common Stock 4100 16900 D Stock Option (right to buy) 4.3 2004-01-09 4 M 0 3900 0 D 2009-12-19 Common Stock 3900 13000 D Original option (82,500 shares) exercisable in five annual increments of 16,500 shares beginning on July 6, 2000. Original option (3,750 shares) exercisable in five annual increments of 750 shares beginning on May 1, 2001. Original option (3,750 shares) exercisable in five annual increments of 750 shares beginning on August 4, 2001. Original option (3,750 shares) exercisable in five annual increments of 750 shares beginning on December 15, 2001. Original option (20,055 shares) exercisable in five annual increments of 4,011 shares beginning on August 28, 2001. Original option (9,945 shares) exercisable in five annual increments of 1,989 shares beginning on August 28, 2001. Original option (3,750 shares) exercisable in five annual increments of 750 shares beginning on January 5, 2002. Original option (5,000 shares) exercisable in five annual increments of 1,000 shares beginning on April 6, 2002. Exercisable in five annual increments of 1,000 shares beginning on July 12, 2002. Exercisable in five annual increments of 1,500 shares beginning on July 12, 2002. Exercisable in five annual increments of 1,500 shares beginning on December 7, 2002. Exercisable in five annual increments of 1,500 shares beginning on April 5, 2003. Exercisable in five annual increments of 2,000 shares beginning on July 18, 2002. Exercisable in five annual increments of 1,000 shares beginning on October 25, 2002. Original option (24,000 shares) exercisable in four annual increments of 6,000 shares beginning on December 19, 2002. Sale effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person on November 30, 2003. /s/ D. Mayson Brooks 2004-01-09 -----END PRIVACY-ENHANCED MESSAGE-----