-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMDY+D5lVPFlFukA6jMnKiY56Uqys9Xd88Z0XmeQ03sbaJQ482Y/xFq3waKR0Sd8 ve/NdvKAw0keyevs/2dKQg== 0001179110-03-011763.txt : 20031203 0001179110-03-011763.hdr.sgml : 20031203 20031203173104 ACCESSION NUMBER: 0001179110-03-011763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELIASEN ALBERT A CENTRAL INDEX KEY: 0001194784 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30637 FILM NUMBER: 031035997 MAIL ADDRESS: STREET 1: 4900 W 78TH ST CITY: BLOOMINGTON STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUGUST TECHNOLOGY CORP CENTRAL INDEX KEY: 0001063527 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 411729485 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4900 W 78TH ST CITY: BLOOMINGTON STATE: MN ZIP: 55435 BUSINESS PHONE: 9528200080 MAIL ADDRESS: STREET 1: 4900 WEST 78TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55435 4 1 edgar.xml FORM 4 - X0201 4 2003-12-01 0 0001063527 AUGUST TECHNOLOGY CORP AUGT 0001194784 ELIASEN ALBERT A 4900 WEST 78TH STREET BLOOMINGTON MN 55435 0 1 0 0 VP, Engineering Common Stock 2003-12-01 4 M 0 2652 4.30 A 0 D Common Stock 2003-12-01 4 M 0 5000 4.56 A 0 D Common Stock 2003-12-01 4 M 0 252 4.70 A 0 D Common Stock 2003-12-01 4 S 0 140 19.04 D 0 D Common Stock 2003-12-01 4 S 0 60 19.05 D 0 D Common Stock 2003-12-01 4 S 0 2000 19.08 D 0 D Common Stock 2003-12-01 4 S 0 20 19.09 D 0 D Common Stock 2003-12-01 4 S 0 40 19.10 D 0 D Common Stock 2003-12-01 4 S 0 90 19.15 D 0 D Common Stock 2003-12-01 4 S 0 187 19.16 D 0 D Common Stock 2003-12-01 4 S 0 294 19.17 D 0 D Common Stock 2003-12-01 4 S 0 40 19.19 D 0 D Common Stock 2003-12-01 4 S 0 170 19.20 D 0 D Common Stock 2003-12-01 4 S 0 101 19.21 D 0 D Common Stock 2003-12-01 4 S 0 34 19.226 D 0 D Common Stock 2003-12-01 4 S 0 67 19.32 D 0 D Common Stock 2003-12-01 4 S 0 67 19.33 D 0 D Common Stock 2003-12-01 4 S 0 1303 19.35 D 8666 D Stock Option (right to buy) 11.25 2007-12-06 Common Stock 0 30000 D Stock Option (right to buy) 12.938 2000-12-29 2007-12-29 Common Stock 0 2108 D Stock Option (right to buy) 9.92 2001-12-31 2008-04-12 Common Stock 0 2500 D Stock Option (right to buy) 13.24 2008-07-12 Common Stock 0 5000 D Stock Option (right to buy) 10.05 2008-12-07 Common Stock 0 3500 D Stock Option (right to buy) 9.63 2002-01-22 2009-01-22 Common Stock 0 1269 D Stock option (right to buy) 9.63 2002-01-22 2009-01-22 Common Stock 0 6231 D Stock Option (right to buy) 4.70 2003-12-01 4 M 0 252 0 D 2009-07-18 Common Stock 252 4748 D Stock Option (right to buy) 4.56 2003-12-01 4 M 0 5000 0 D 2002-12-18 2009-12-18 Common Stock 5000 0 D Stock Option (right to buy) 4.30 2003-12-01 4 M 0 2652 0 D 2009-12-19 Common Stock 2652 7956 D Sale effected pursuant to a Rule 10b5-1 tradiing plan adopted by reporting person on November 30, 2003. Original option (30,000 shares) exercisable in five annual increments of 6,000 shares beginning December 6, 2001. Original option (5,000 shares) exercisable in five annual increments of 1,000 shares beginning July 12, 2002. Original option (3,500 shares) exercisable in five annual increments of 700 shares beginning December 7, 2002. Original option (5,000 shares) exercisable in five annual increments of 1,000 shares beginning July 18, 2002. Original option (10,608 shares) exercisable in four annual increments of 2,652 shares beginning December 19, 2002. Additional December 1, 2003 transactions reported on separate Form 4; this Form 4 is #1 of 2. /s/ Albert A. Eliasen 2003-12-03 -----END PRIVACY-ENHANCED MESSAGE-----