X0304 4 2012-02-01 0 0001063494 KBW, INC. KBW 0001380496 Senchak Andrew M C/O KBW, INC. 787 SEVENTH AVENUE NEW YORK NY 10019 1 1 0 0 Director, Chairman Common Stock, par value $0.01 per share 2012-02-01 4 D 0 5031 17.70 D 359873 D Common Stock, par value $0.01 per share 2012-02-01 4 A 0 0 0 A 364363 I Shares held by a family trust Constitutes portion of shares which vested on February 1, 2012 that were withheld from reporting person in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a result of all vesting events. This line does not reflect a separate transaction requiring reporting. It reflects shares indirectly beneficially owned by the reporting person. All 364,363 shares that are indirectly beneficially owned are held by the Andrew Senchak Family Trust. By: /s/ Mitchell B. Kleinman, Attorney-in-Fact 2012-02-03