-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HsxYbf2C4QSD+SeIRDt5XP651uc343GrG9uBG767iPrzAA90C7rYjURo99Fvj9uI EKasfH4def7ig2qP4t1Yxw== 0001140361-10-044260.txt : 20101108 0001140361-10-044260.hdr.sgml : 20101108 20101108172355 ACCESSION NUMBER: 0001140361-10-044260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101104 FILED AS OF DATE: 20101108 DATE AS OF CHANGE: 20101108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duffy John G CENTRAL INDEX KEY: 0001380488 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33138 FILM NUMBER: 101173401 MAIL ADDRESS: STREET 1: C/O KBW, INC., 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KBW, INC. CENTRAL INDEX KEY: 0001063494 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134055775 FISCAL YEAR END: 1017 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212887-7777 MAIL ADDRESS: STREET 1: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: KBW INC DATE OF NAME CHANGE: 19980605 4 1 doc1.xml FORM 4 X0303 4 2010-11-04 0 0001063494 KBW, INC. KBW 0001380488 Duffy John G C/O KBW INC. 787 SEVENTH AVE. NEW YORK NY 10019 1 1 0 0 Director, Chairman and CEO Common Stock, par value $0.01 per share 2010-11-04 4 S 0 15000 25.13 D 631182 D /s/ Mitchell B. Kleinman, Attorney-in-Fact 2010-11-08 -----END PRIVACY-ENHANCED MESSAGE-----