-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFGdWZjcCqlOoPX7Y9JZQQfaSXS/69QIVyS3Me+JVF81SzayS5MkpYhPLP7Fisq7 ZtMyIdbR1iINufAXgtEpUw== 0000921530-02-000628.txt : 20021118 0000921530-02-000628.hdr.sgml : 20021118 20021114175023 ACCESSION NUMBER: 0000921530-02-000628 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021114 EFFECTIVENESS DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHATTERJEE FUND MANAGEMENT L P CENTRAL INDEX KEY: 0001063248 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07214 FILM NUMBER: 02826742 BUSINESS ADDRESS: STREET 1: 888 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10106 BUSINESS PHONE: 2123975553 MAIL ADDRESS: STREET 1: 888 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10106 13F-HR 1 chatterjee_13f-93002.txt Form 13F SUMMARY PAGE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 ------------------ Check here if Amendment |_|; Amendment Number: ------------------ This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chatterjee Fund Management, L.P. (a) Address: 888 Seventh Avenue New York, NY 10106 Form 13F File Number: 28-7214 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Flanagan Title: Chief Financial Officer Phone: 212-271-1947 Signature, Place, and Date of Signing: /S/ John Flanagan New York, New York November 14, 2002 - ----------------- ------------------ ----------------- [Signature] [City, State] [Date] (a) Dr. Purnendu Chatterjee is the sole general partner of Chatterjee Fund Management, L.P. Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 --------- Form 13F Information Table Entry Total: 20 --------- $59,281 --------- Form 13F Information Table Value Total: (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE Chatterjee Fund Management Form 13F Information Table Quarter Ended September 30, 2002
- ----------------------------------------------------------------------------------------------------------------------------- Investment Discretion Voting Authority - ----------------------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------------------- Issuer Title Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None of Number Value (in Principal SH/ Instr.V Other Class (thousands) Amount PRN - ----------------------------------------------------------------------------------------------------------------------------- ANSWERTHINK INC COM 036916104 $24 16,360 SH X X - ----------------------------------------------------------------------------------------------------------------------------- CONSECO INC COM 208464107 $4 47,581 SH X X - ----------------------------------------------------------------------------------------------------------------------------- CCC INFORMATION COM 12487Q109 $22,138 1,693,800 SH X X SVCS GROUP INC - ----------------------------------------------------------------------------------------------------------------------------- COMPUTER ASSOC COM 204912109 $728 73,850 SH X X INTL INC - ----------------------------------------------------------------------------------------------------------------------------- CRITICAL PATH INC COM 22674V100 $1,832 2,907,596 SH X X - ----------------------------------------------------------------------------------------------------------------------------- CRITICAL NOTE PATH INC 5.750% 4/0 22674VAB6 $819 1,000,000 PRN X X - ----------------------------------------------------------------------------------------------------------------------------- GREY WOLF INC COM 397888108 $400 111,000 SH X X - ----------------------------------------------------------------------------------------------------------------------------- HEWLETT PACKARD COM 428236103 $2,113 181,103 SH X X CO - ----------------------------------------------------------------------------------------------------------------------------- IKON OFFICE COM 451713101 $375 47,565 SH X X SOLUTIONS INC - ----------------------------------------------------------------------------------------------------------------------------- INFOUSA INC NEW COM 456818301 $414 95,500 SH X X - ----------------------------------------------------------------------------------------------------------------------------- INTERWOVEN INC COM 46114T102 $340 169,090 SH X X - ----------------------------------------------------------------------------------------------------------------------------- IVILLAGE INC COM 46588H105 $17 29,321 SH X X - ----------------------------------------------------------------------------------------------------------------------------- PRIMUS TELECOMMUNI- COM 741929103 $95 121,830 SH X X CATIONS GRP - ----------------------------------------------------------------------------------------------------------------------------- RCN CORP COM 749361101 $11 21,055 SH X X - ----------------------------------------------------------------------------------------------------------------------------- REDBACK COM 7572091001 $9 30,000 SH X X NETWORKS INC - ----------------------------------------------------------------------------------------------------------------------------- SELECTICA INC COM 816288104 $4,458 1,245,140 SH X X - ----------------------------------------------------------------------------------------------------------------------------- SORRENTO NETWORKS COM 83586Q100 $4 17,000 SH X X CORP - ----------------------------------------------------------------------------------------------------------------------------- SYBASE INC COM 871130100 $25,044 2,155,290 SH X X - ----------------------------------------------------------------------------------------------------------------------------- TRIPOS INC COM 896928108 $300 38,266 SH X X - ----------------------------------------------------------------------------------------------------------------------------- VITRIA TECHNOLOGY COM 92849Q104 $156 200,000 SH X X INC - ----------------------------------------------------------------------------------------------------------------------------- REPORT SUMMARY: 20 DATA $59,281 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED RECORDS
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