0001062613-17-000027.txt : 20170124 0001062613-17-000027.hdr.sgml : 20170124 20170124161257 ACCESSION NUMBER: 0001062613-17-000027 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170123 FILED AS OF DATE: 20170124 DATE AS OF CHANGE: 20170124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 MAIL ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunny John Joseph CENTRAL INDEX KEY: 0001586426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 17543865 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 EAST MOREHEAD STREET, SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 wf-form4_148529236425109.xml FORM 4 X0306 4 2017-01-23 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001586426 Lunny John Joseph C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 0 1 0 0 EVP & Chief Technology Officer Common stock, par value $0.01 per share 2017-01-23 4 A 0 7351 0 A 40916 D Common stock, par value $0.01 per share 2017-01-23 4 F 0 1257 18.45 D 39659 D Common stock, par value $0.01 per share 2017-01-23 4 F 0 869 18.45 D 38790 D Common stock, par value $0.01 per share 2017-01-23 4 F 0 535 18.45 D 38255 D Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan (the "LTIP") on January 23, 2017 (the "Grant Date"). 1,351 of these restricted shares vested on the Grant Date with 2,000 shares vesting on each of January 23, 2018, January 23, 2019 and January 23, 2020, respectively. No consideration was paid by the Reporting Person for these restricted shares. On January 23, 2017, 3,250 of the Reporting Person's restricted shares of the Company's common stock, par value $0.01 per share, that were granted pursuant to the Company's LTIP on January 22, 2014 vested. Pursuant to the LTIP, at the Reporting Person's election, 1,257 of the Reporting Person's restricted shares were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of the 3,250 restricted shares on such date. No consideration was received by the Reporting Person for his forfeiture of the 1,257 restricted shares. Represents the closing price on the date of forfeiture. On January 23, 2017, 2,250 of the Reporting Person's restricted shares of the Company's common stock, par value $0.01 per share, that were granted pursuant to the Company's LTIP on January 22, 2015 vested. Pursuant to the LTIP, at the Reporting Person's election, 869 of the Reporting Person's restricted shares were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of the 2,250 restricted shares on such date. No consideration was received by the Reporting Person for his forfeiture of the 869 restricted shares. On January 23, 2017, 1,500 of the Reporting Person's restricted shares of the Company's common stock, par value $0.01 per share, that were granted pursuant to the Company's LTIP on January 22, 2016 vested. Pursuant to the LTIP, at the Reporting Person's election, 535 of the Reporting Person's restricted shares were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of the 1,500 restricted shares on such date. No consideration was received by the Reporting Person for his forfeiture of the 535 restricted shares. /s/ John J. Lunny 2017-01-24