-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C6qIFs4pnFl066gOqvIFAOyQYVYQKBaF841q6zWu5xIfA4sV4lh1L0oHKu9wVta6 XKVfPUKx7LCOUEYAEwhAFg== 0001012709-02-001575.txt : 20021204 0001012709-02-001575.hdr.sgml : 20021204 20021204140904 ACCESSION NUMBER: 0001012709-02-001575 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021204 EFFECTIVENESS DATE: 20021204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NYE PARNELL & EMERSON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001062596 IRS NUMBER: 541395375 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07146 FILM NUMBER: 02848396 BUSINESS ADDRESS: STREET 1: 1630 DUKE ST SUITE 200 CITY: ALEXANDRIA STATE: VA ZIP: 22314 BUSINESS PHONE: 7036838575 MAIL ADDRESS: STREET 1: 1630 DUKE STREET SUISTE 200 CITY: ALEXANDRIA STATE: VA ZIP: 22314 13F-HR 1 x13f-1102.txt NYE, PARNELL & EMERSON CAPITAL MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2002 --------------------------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Nye, Parnell & Emerson Capital Management, Inc. ---------------------------------------------------------------------- Address: 1630 Duke Street, Suite 200 ---------------------------------------------------------------------- Alexandria, Virginia 22314 ---------------------------------------------------------------------- ---------------------------------------------------------------------- Form 13F File Number: 28-07146 -------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul G. Dietrich ---------------------------------------------------------------------- Title: President ---------------------------------------------------------------------- Phone: 703-683-8575 ---------------------------------------------------------------------- Signature, Place, and Date of Signing: Paul G. Dietrich Alexandria, Virginia 12-3-2002 - ---------------------------------- ------------------------------- ---------- [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager (s).) [ ] 13F COMBINATION REPORT. (Check here is a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ---------------------- ------------------------------------------------- [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------- Form 13F Information Table Entry Total: 130 ------------------- Form 13F Information Table Value Total: $189,396 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- - ----- ----------------- ---------------------------------------------- [Repeat as necessary.] FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------ -------- -------- -------- --------------------- -------- -------- ----------------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM COM 88579Y101 3810 34640 SH Sole 1890 32750 ABBOTT LABS COM 002824100 449 11120 SH Sole 7020 4100 AES CORP COM COM 00130H105 66 26491 SH Sole 75 26416 ALLIANCE CAP MGMT HLDG UNIT LT COM 01855A101 242 8715 SH Sole 8715 ALLIED CAP CORP NEW COM COM 01903Q108 1330 60737 SH Sole 1000 59737 ALLSTATE CORP COM 020002101 329 9250 SH Sole 250 9000 AMDL INC COM PAR $0.001 COM 00167K401 5 15000 SH Sole 15000 AMERICAN EXPRESS COM 025816109 4102 131576 SH Sole 14170 117406 AMERICAN INTL GROUP COM COM 26874107 220 4025 SH Sole 4025 AMGEN INC COM 031162100 1083 25967 SH Sole 701 25967 ANHEUSER BUSCH COS INC COM 035229103 291 5750 SH Sole 5750 AOL TIME WARNER INC COM COM 00184A105 977 83493 SH Sole 8632 74861 APPLIED MATLS INC COM COM 038222105 269 23314 SH Sole 66 23248 AUTOMATIC DATA PROCESS COM COM 53015103 593 17050 SH Sole 17050 AVERY COMMUNICATIONS INC COM 053605507 16 12625 SH Sole 12625 BANKAMERICA CORP COM COM 60505104 1485 23277 SH Sole 23277 BANK OF NY CO INC COM 064057102 1128 39235 SH Sole 400 38835 BB&T CORP COM COM 054937107 8712 248623 SH Sole 248623 BED BATH & BEYOND INC COM COM 075896100 942 28922 SH Sole 1249 28922 BOEING CO COM 97023105 299 8750 SH Sole 8750 BOSTON SCIENTIFIC CORP COM COM 101137107 745 23615 SH Sole 3900 19715 BP AMOCO PLC - SPONS ADR COM 055622104 518 12992 SH Sole 12992 BURLINGTON RES INC COM COM 122014103 1463 38133 SH Sole 38133 CAPITAL ONE FINL CORP COM COM 14040H105 1633 46763 SH Sole 1235 45528 CARNIVAL CORP COM COM 143658102 809 32242 SH Sole 32242 CHEVRONTEXACO CORP COM COM 166764100 666 9622 SH Sole 2898 6724 CISCO SYSTEMS COM 912827N81 586 55921 SH Sole 9415 46506 CITIGROUP INC COM 172967101 2175 73367 SH Sole 200 73167 COCA COLA CO COM 191216100 2442 50917 SH Sole 2105 48812 COLGATE PALMOLIVE CO COM COM 194162103 1097 20335 SH Sole 4400 15935 COMPUTER ASSOCIATES COM 204912109 442 46005 SH Sole 46005 CONCORD EFS INC COM COM 206197105 602 37938 SH Sole 37938 CORVIS CORP COM COM 221009103 7 12488 SH Sole 12488 DELL COMPUTER CORP COM COM 247025109 578 24604 SH Sole 1825 22779 DISNEY WALT CO DEL COM 254687106 1415 93445 SH Sole 11765 81680 DUN & BRADSTREET DEL COM NEW COM 26483E100 420 12500 SH Sole 12500 E M C CORP MASS COM COM 268648102 194 42526 SH Sole 36 42490 ECOLLEGE.COM COM 27887E100 39 12050 SH Sole 12050 EMERSON ELECTRIC COM 291011104 608 13844 SH Sole 54 13790 EXXON MOBIL CORP COM COM 30231G102 4516 141561 SH Sole 5710 135851 FANNIE MAE COM 313586109 559 9390 SH Sole 9390 FEDEX CORP COM 31428X106 2668 53275 SH Sole 6578 46697 FIRELIGHT CORP COM COM 317919108 1 11260 SH Sole 11260 FIRST DATA CORP COM COM 319963104 1189 42553 SH Sole 500 42053 FREDDIE MAC COM 313400301 1742 31165 SH Sole 31165 GANNETT INC COM 364730101 3951 54736 SH Sole 1700 53036 GENERAL DYNAMICS CORP COM COM 369550108 380 4670 SH Sole 4670 GENERAL ELEC CO COM COM 369604103 4981 202075 SH Sole 23970 178105 GILEAD SCIENCES INC COM COM 375558103 1063 31695 SH Sole 800 31695 GILLETTE CO COM 375766102 694 23440 SH Sole 750 23440 GOODRICH CORP COM COM 382388106 516 27325 SH Sole 27325 HALLIBURTON CO COM COM 406216101 425 32905 SH Sole 4450 28455 HEALTHCARE RLTY TR COM COM 421946104 391 12575 SH Sole 12575 HOME DEPOT INC COM 437076102 522 19992 SH Sole 300 19692 HONEYWELL INTL INC COM COM 438516106 461 21271 SH Sole 2100 19171 HOOPER HOLMES INC COM COM 439104100 217 35000 SH Sole 35000 IMS HEALTH INC COM COM 449934108 672 44900 SH Sole 44900 INFORMAX INC COM COM 45677N205 32 48500 SH Sole 48500 INTEL CORPORATION COM 458140100 886 63783 SH Sole 600 63183 INTUIT COM COM 461202103 238 5235 SH Sole 5235 ISHARES TR S&P SMLCAP 600 COM 464287804 1329 14272 SH Sole 14272 ISHARES TR S&P500/BAR GRW COM 464287309 218 5185 SH Sole 5185 JEFFERSON PILOT CORP COM COM 475070108 3149 78533 SH Sole 6841 71692 JOHNSON & JOHNSON COM 478160104 1245 23018 SH Sole 50 22968 KEYCORP NEW COM COM 493267108 2004 80275 SH Sole 9050 71225 KIMBERLY CLARK CORP COM 494368103 2294 40504 SH Sole 3800 36704 LEHMAN BROS HLDGS INC COM COM 524908100 395 8050 SH Sole 8050 LILLY ELI & CO COM 532457108 243 4400 SH Sole 1550 2850 LINCARE HOLD COM 532791100 278 8955 SH Sole 835 8955 LUCENT TECHNOLOGIES INC COM 549463107 11 14598 SH Sole 34 14564 MARSH & MCLENNAN COS COM COM 571748102 796 19110 SH Sole 19110 MAXCOR FINANCIAL GROUP COM 57772G100 93 15583 SH Sole 15583 MCGRAW HILL COS INC COM COM 580645109 268 4380 SH Sole 500 4380 MCKESSON HBOC INC COM COM 58155Q103 564 19915 SH Sole 19915 MEDTRONIC INC COM COM 585055106 3381 80267 SH Sole 5950 74317 MERCK & CO INC COM 589331107 3682 80557 SH Sole 10465 70092 METLIFE INC COM COM 59156R108 563 24715 SH Sole 24715 MICROSOFT CORP COM 594918104 3009 68801 SH Sole 270 68531 MOODYS CORP COM 615369105 543 11200 SH Sole 11200 MORGAN J P & CO INC COM 46625H100 393 20678 SH Sole 4427 16251 MORGAN STANLEY DEAN WITTER & C COM 617446448 270 7979 SH Sole 64 7915 MOTOROLA INC COM 620076109 187 18324 SH Sole 1865 16459 NETWORK APPLIANCE INC COM COM 64120L104 183 24903 SH Sole 25 24878 NEXTEL COMMUNICATIONS CL A COM 65332V103 172 22842 SH Sole 22842 NOKIA CORP SPONSORED ADR COM 654902204 184 13909 SH Sole 13909 NORTEL NETWORKS CORP COM 656568102 11 20275 SH Sole 20275 OMNICOM GROUP INC COM COM 681919106 554 9956 SH Sole 9956 ORACLE CORP COM 68389X105 145 18425 SH Sole 290 18135 PEPSICO INC COM 713448108 1209 32716 SH Sole 32716 PETROLEUM RESOURCES INC COM 716674106 0 75000 SH Sole 75000 PFIZER INC COM COM 717081103 2456 84624 SH Sole 2833 81791 PROCTER & GAMBLE CO COM 742718109 1420 15898 SH Sole 15898 QORUS COM INC COM COM 747280105 0 20849 SH Sole 20849 QUALCOMM INC COM 747525103 1288 46632 SH Sole 46632 RATIONAL SOFTWARE CORP COM NEW COM 75409P202 588 136000 SH Sole 136000 RITE AID CORP COM COM 767754104 26 12500 SH Sole 12500 SBC COMMUNICATIONS INC COM 78387G103 606 30664 SH Sole 30664 SCHERING PLOUGH CORP COM 806605101 1068 50073 SH Sole 50073 SCHLUMBERGER LTD COM 806857108 869 22586 SH Sole 22586 SOLECTRON CORP COM COM 834182107 31 14475 SH Sole 14475 SOUTHWEST AIRLS CO COM COM 844741108 181 13889 SH Sole 13889 SPDR TR UNIT SER1 COM 78462F103 425 5195 SH Sole 5185 SPRINT CORP PCS GROUP COM 852061506 28 14075 SH Sole 14075 STARBUCKS CORP COM 855244109 261 12640 SH Sole 1484 12640 SUN MICROSYSTEMS INC COM 866810104 265 102490 SH Sole 102490 TEXAS INSTRS INC COM COM 882508104 231 15653 SH Sole 32 15621 TEXTRON INC COM COM 883203101 630 18475 SH Sole 18475 TOWNEBANK PORTSMOUTH COM COM 89214P109 1140 66274 SH Sole 66274 TYCO INT'L LTD NEW COM 902124106 173 12240 SH Sole 1500 10740 VERIZON COMMUNICATIONS COM COM 92343V104 4197 152865 SH Sole 5469 147396 WAL MART STORES INC COM 931142103 2080 42252 SH Sole 16445 25807 WALGREEN COMPANY COM 931422109 1304 42375 SH Sole 800 41575 WASHINGTON MUT INC COM COM 939322103 1003 31872 SH Sole 31872 WATERSIDE CAP CORP COM COM 941872103 180 90098 SH Sole 6076 84022 WEBEX INC COM COM 94767I109 161 14400 SH Sole 14400 WELLS FARGO & COMPANY NEW COM 949746101 429 8910 SH Sole 8910 BAC CAP TR I GTD CAP SECS 055187207 656 25500 SH Sole 1500 24000 BROADWING INC PED CV DEP1/20 111620407 269 23775 SH Sole 23775 SEALED AIR CORP NEW PFD CV A 81211K209 1055 47955 SH Sole 47955 CAPITAL WORLD GRW&TNCM COM 140543109 275 13550 SH Sole 13550 DIMENSIONAL INVT GROUP DFA US 25434D807 95 10055 SH Sole 10055 GROWTH FD AMER INC COM 399874106 211 12221 SH Sole 12221 INCON FDS INFO TECHNOLOGY 44929K887 104 17364 SH Sole 17364 INCOME FD AMER INC COM 453320103 163 12031 SH Sole 12031 INVESTMENT CO AMER COM 461308108 210 9437 SH Sole 9437 NEW PERSPECTIVE FD INC COM 648018109 185 11220 SH Sole 11220 VANGUARD INDEX TR 500 PORTFOLI 922908108 661 8781 SH Sole 8781 ROWE T PRICE SML CP STK 779572106 1244 61301 SH Sole 61301 FEDERATED TOTAL RETURN GV FD I 209 19952 SH Sole 19952 AMERICAN RETIREMENT CORP 028913AA9 49 50000 PRN Sole 50000
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