-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQDXw82BcRh78O+d0rLNy4nnDQTMTq3tGWwpgR7xtkiQUVpAELCRL/FiN21R508C Meg6Jk3A/Kcs6gv+Bu//Qg== 0000906344-04-000272.txt : 20041201 0000906344-04-000272.hdr.sgml : 20041201 20041201135944 ACCESSION NUMBER: 0000906344-04-000272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIGITAL RIVER INC /DE CENTRAL INDEX KEY: 0001062530 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-COMPUTER & PERIPHERAL EQUIPMENT & SOFTWARE [5045] IRS NUMBER: 411901640 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9625 W 76TH STREET SUITE 150 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9522531234 MAIL ADDRESS: STREET 1: 9625 W 76TH STREET SUITE 150 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HICKS CARTER D CENTRAL INDEX KEY: 0001189969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24643 FILM NUMBER: 041176805 BUSINESS ADDRESS: STREET 1: 9625 W 76TH ST STE 150 CITY: EDIN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 9522531234 MAIL ADDRESS: STREET 1: 9625 W 76TH ST STE 150 CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-11-29 0001062530 DIGITAL RIVER INC /DE DRIV 0001189969 HICKS CARTER D C/O DIGITAL RIVER, INC. 9625 W. 76TH STREET, SUITE 150 EDEN PRAIRIE MN 55344 0 1 0 0 Chief Financial Officer Common Stock 2004-11-29 2004-11-29 4 M 0 8332 20.60 A 13629 D Common Stock 2004-11-29 2004-11-29 4 M 0 6250 10.50 A 19879 D Common Stock 2004-11-29 2004-11-29 4 M 0 9005 4.65 A 28884 D Common Stock 2004-11-29 2004-11-29 4 M 0 3495 4.65 A 32379 D Common Stock 2004-11-29 2004-11-29 4 S 0 27082 42.42 D 5297 D Employee Stock Option (Right to Buy) 20.60 2004-11-29 2004-11-29 4 M 0 8332 20.60 D 2014-03-09 Common Stock 8332 41668 D Employee Stock Option (Right to Buy) 10.50 2004-11-29 2004-11-29 4 M 0 6250 10.50 D 2013-02-13 Common Stock 6250 28125 D Employee Stock Option (Right to Buy) 4.65 2004-11-29 2004-11-29 4 M 0 9005 4.65 D 2012-05-01 Common Stock 9005 34005 D Employee Stock Option (Right to Buy) 4.65 2004-11-29 2004-11-29 4 M 0 3495 4.65 D 2012-05-01 Common Stock 3495 3495 D Options vest in equal portions quarterly over four years beginning 3/9/04. Options vest in equal portions quarterly over four years beginning 2/13/03. Options vest in equal portions quarterly over four years beginning 5/1/02. /s/ Carter D. Hicks 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----