0001181431-13-013513.txt : 20130301 0001181431-13-013513.hdr.sgml : 20130301 20130301142438 ACCESSION NUMBER: 0001181431-13-013513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130228 FILED AS OF DATE: 20130301 DATE AS OF CHANGE: 20130301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL KENNETH E CENTRAL INDEX KEY: 0001241872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24607 FILM NUMBER: 13656466 MAIL ADDRESS: STREET 1: 701 GATEWAY BLVD STREET 2: C/O ACTUATE CORP CITY: SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUATE CORP CENTRAL INDEX KEY: 0001062478 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943193197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BOULEVARD CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650.645.3000 MAIL ADDRESS: STREET 1: 951 MARINERS ISLAND BOULEVARD CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: ACTUATE SOFTWARE CORP DATE OF NAME CHANGE: 19980527 4 1 rrd372489.xml X0306 4 2013-02-28 0 0001062478 ACTUATE CORP ACTU 0001241872 MARSHALL KENNETH E ACTUATE CORPORATION 2207 BRIDGEPOINTE PARKWAY, SUITE 500 SAN MATEO CA 94404 1 0 0 0 Common Stock 2013-02-28 4 M 0 10000 3.65 A 39000 D Common Stock 2013-02-28 4 M 0 1083 3.77 A 40083 D Common Stock 2013-02-28 4 S 0 11083 6.083 D 29000 D Option (right to buy) 3.65 2013-02-28 4 M 0 10000 0 D 2005-05-26 2014-05-26 Common Stock 10000 163000 D Option (right to buy) 3.77 2013-02-28 4 M 0 1083 0 D 2007-05-24 2016-05-24 Common Stock 1083 161917 D Represents a weighted average price within the range of $6.07 and $6.12. Includes 24,000 shares of the Issuer's common stock underlying RSUs previously awarded. /s/ Kenneth E. Marshall 2013-03-01