9999999997-14-001826.txt : 20140312 9999999997-14-001826.hdr.sgml : 20140312 20140312190756 ACCESSION NUMBER: 9999999997-14-001826 CONFORMED SUBMISSION TYPE: X-17A-5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140312 EFFECTIVENESS DATE: 20140226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLEARY GULL INC. CENTRAL INDEX KEY: 0001062381 IRS NUMBER: 043414501 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: X-17A-5 SEC ACT: 1934 Act SEC FILE NUMBER: 008-51037 FILM NUMBER: 14046286 BUSINESS ADDRESS: STREET 1: 100 EAST WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202-3590 BUSINESS PHONE: 414-291-4500 MAIL ADDRESS: STREET 1: 100 EAST WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202-3590 FORMER COMPANY: FORMER CONFORMED NAME: CLEARY GULL INVESTMENT MANAGEMENT SERVICES INC /BD DATE OF NAME CHANGE: 20020329 FORMER COMPANY: FORMER CONFORMED NAME: CLEARY GULL & REILAND INC/ /BD DATE OF NAME CHANGE: 19991206 FORMER COMPANY: FORMER CONFORMED NAME: CLEARY GULL & REILAND INC /BD DATE OF NAME CHANGE: 19990727 X-17A-5 1 9999999997-14-001826.paper AUTO-GENERATED PAPER DOCUMENT This document was generated as part of a paper submission. Please reference the Document Control Number 14046286 for access to the original document.