-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKrBaL8jdpOOxPPdGWWFbHotxlEpSkWjpYVz6ltXG7iTGWfS3E96ta3LlgTvgCfB 7IQXZhjS+zOBnUZKuer3Sw== 0000912057-01-539506.txt : 20020410 0000912057-01-539506.hdr.sgml : 20020410 ACCESSION NUMBER: 0000912057-01-539506 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CANYON CAPITAL ADVISORS LLC /ADV CENTRAL INDEX KEY: 0001062244 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954688436 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04347 FILM NUMBER: 1787048 BUSINESS ADDRESS: STREET 1: 9665 WILSHIRE BLVD STREET 2: STE 200 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 3102472700 13F-HR 1 a2063755z13f-hr.txt FORM 13F-HR Page 1 of 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2001 Check here if Amendment / /; Amendment Number: / / This Amendment /Check only one./: / /is a restatement / /adds new holdings entries Institutional Investment Manager Filing this Report: Name: CANYON CAPITAL ADVISORS LLC Address: 9665 WILSHIRE BOULEVARD, SUITE 200 BEVERLY HILLS, CA 90212 Form 13F File Number: 28-7392 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: R. CHRISTIAN B. EVENSEN Title: MANAGING DIRECTOR Phone: (310) 247-2700 Signature, Place and Date of Signing: /s R. CHRISTIAN B. EVENSEN__ BEVERLY HILLS, CALIFORNIA 11/14/2001 ---------------------------------------------------------------------- /Signature/ /City, State/ /Date/ Report Type (Check only one): /x/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). Page 2 of 2 / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 2 --------------------------- Form 13F Information Table Entry Total: 258 --------------------------- Form 13F Information Table Value Total: $658,692 --------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. /If there are no entries in this list, state "NONE" and omit the column headings and list entries./
No. Form 13F File Number Name 1.28- 6844 THE CANYON VALUE REALIZATION FUND (CAYMAN),LTD. ----- ---- ----------------------------------------------- 2.28- 6780 CANYON VALUE REALIZATION FUND, L.P. ----- ---- -----------------------------------------
/Repeat as necessary./ Page 1 of 12
Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount ACT MFG INC SUB NT CV 7%07 000973AB3 448 1,385,000 PRN DEFINED 1 1,385,000 ACT MFG INC SUB NT CV 7%07 000973AB3 341 1,055,000 PRN DEFINED 2 1,055,000 ACT MFG INC SUB NT CV 7%07 000973AB3 121 375,000 PRN DEFINED 375,000 AT&T CORP COM 001957109 1,617 83,801 SH DEFINED 1 83,801 AT&T CORP COM 001957109 981 50,813 SH DEFINED 2 50,813 AT&T CORP COM 001957109 287 14,851 SH DEFINED 14,851 ADELPHIA BUSINESS SOLUTIONS CL A 006847107 17 16,250 SH DEFINED 1 16,250 ADELPHIA BUSINESS SOLUTIONS CL A 006847107 12 11,750 SH DEFINED 2 11,750 ADELPHIA BUSINESS SOLUTIONS CL A 006847107 5 5,000 SH DEFINED 5,000 AKAMAI TECHNOLOGIES INC SB NT CV 5.5%07 00971TAC5 415 1,220,000 PRN DEFINED 1 1,220,000 AKAMAI TECHNOLOGIES INC SB NT CV 5.5%07 00971TAC5 333 980,000 PRN DEFINED 2 980,000 AKAMAI TECHNOLOGIES INC SB NT CV 5.5%07 00971TAC5 102 300,000 PRN DEFINED 300,000 ALKERMES INC SUB NT CV3.75%07 01642TAB4 5,845 10,000,000 PRN DEFINED 1 10,000,000 ALKERMES INC SUB NT CV3.75%07 01642TAB4 2,922 5,000,000 PRN DEFINED 2 5,000,000 ALKERMES INC SUB NT CV3.75%07 01642TAB4 2,922 5,000,000 PRN DEFINED 5,000,000 ALLTEL CORP COM 020039103 1,020 17,600 PRN DEFINED 1 17,600 Page Total: 17,388 ALLTEL CORP COM 020039103 580 10,000 PRN DEFINED 2 10,000 ALLTEL CORP COM 020039103 139 2,400 PRN DEFINED 2,400 ANCHOR GAMING COM 033037102 4,627 111,486 PRN DEFINED 1 111,486 ANCHOR GAMING COM 033037102 2,809 67,690 PRN DEFINED 2 67,690 ANCHOR GAMING COM 033037102 657 15,824 PRN DEFINED 15,824 AT HOME CORP SUB NT CV 4.75%06b 045919AF4 314 2,620,000 PRN DEFINED 1 2,620,000 AT HOME CORP SUB NT CV 4.75%06 045919AF4 268 2,235,000 PRN DEFINED 2 2,235,000 Page 2 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount AT HOME CORP SUB NT CV 4.75%06 045919AF4 80 668,000 PRN DEFINED 668,000 BEA SYS INC SB NT CV 4%06 073325AD4 14,091 19,200,000 PRN DEFINED 1 19,200,000 BEA SYS INC SB NT CV 4%06 073325AD4 7,339 10,000,000 PRN DEFINED 2 10,000,000 BEA SYS INC SB NT CV 4%06 073325AD4 7,926 10,800,000 PRN DEFINED 10,800,000 BLOCKBUSTER INC CL A 093679108 241 11,000 SH DEFINED 1 11,000 BLOCKBUSTER INC CL A 093679108 188 8,600 SH DEFINED 2 8,600 BLOCKBUSTER INC CL A 093679108 9 400 SH DEFINED 400 BROOKS AUTOMATION INC SB NT CV 144A 08 11434AAA8 1,785 2,400,000 PRN DEFINED 1 2,400,000 BROOKS AUTOMATION INC SB NT CV 144A 08 11434AAA8 930 1,250,000 PRN DEFINED 2 1,250,000 Page Total: 41,983 BROOKS AUTOMATION INC SB NT CV 144A 08 11434AAA8 1,004 1,350,000 PRN DEFINED 1,350,000 CKE RESTAURANTS INC SUB NT CV 4.25%04 12561EAB1 1,704 2,400,000 PRN DEFINED 1 2,400,000 CKE RESTAURANTS INC SUB NT CV 4.25%04 12561EAB1 888 1,250,000 PRN DEFINED 2 1,250,000 CKE RESTAURANTS INC SUB NT CV 4.25%04 12561EAB1 355 500,000 PRN DEFINED 500,000 CELESTICA INC LYON ZERO 20 15101QAA6 15,586 42,500,000 PRN DEFINED 1 42,500,000 CELESTICA INC LYON ZERO 20 15101QAA6 7,793 21,250,000 PRN DEFINED 2 21,250,000 CELESTICA INC LYON ZERO 20 15101QAA6 7,793 21,250,000 PRN DEFINED 21,250,000 CENDANT CORP COM 151313103 225 17,550 PRN DEFINED 1 17,550 CENDANT CORP COM 151313103 134 10,500 PRN DEFINED 2 10,500 CENDANT CORP COM 151313103 25 1,950 PRN DEFINED 1,950 CENTURYTEL INC COM 156700106 184 5,500 PRN DEFINED 1 5,500 CENTURYTEL INC COM 156700106 117 3,500 PRN DEFINED 2 3,500 CENTURYTEL INC COM 156700106 34 1,000 PRN DEFINED 1,000 Page 3 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount CHARTER COMMUNICATIONS INC DELSR NT CV 4.75%06 16117MAC1 22,089 28,875,000 PRN DEFINED 1 28,875,000 CHARTER COMMUNICATIONS INC DELSR NT CV 4.75%06 16117MAC1 11,571 15,125,000 PRN DEFINED 2 15,125,000 CHARTER COMMUNICATIONS INC DELSR NT CV 4.75%06 16117MAC1 8,415 11,000,000 PRN DEFINED 11,000,000 Page Total: 77,917 CITIZENS COMMUNICATIONS CO COM 17453B101 1,790 190,440 SH DEFINED 1 190,440 CITIZENS COMMUNICATIONS CO COM 17453B101 1,228 130,622 SH DEFINED 2 130,622 CITIZENS COMMUNICATIONS CO COM 17453B101 36 3,834 SH DEFINED 3,834 CITIZENS UTILS TR PFD EPPICS CV 177351202 1,346 30,917 SH DEFINED 1 30,917 CITIZENS UTILS TR PFD EPPICS CV 177351202 2,575 59,148 SH DEFINED 2 59,148 CITIZENS UTILS TR PFD EPPICS CV 177351202 87 2,000 SH DEFINED 2,000 COMCAST CORP CL A SPL 200300200 502 14,000 SH DEFINED 1 14,000 COMCAST CORP CL A SPL 200300200 258 7,200 SH DEFINED 2 7,200 COMCAST CORP CL A SPL 200300200 72 2,000 SH DEFINED 2,000 COR THERAPEUTICS INC SR NT CV 144A 06 217753AE2 6,384 7,500,000 PRN DEFINED 1 7,500,000 COR THERAPEUTICS INC SR NT CV 144A 06 217753AE2 3,192 3,750,000 PRN DEFINED 2 3,750,000 COR THERAPEUTICS INC SR NT CV 144A 06 217753AE2 3,192 3,750,000 PRN DEFINED 3,750,000 CRITICAL PATH INC SUB NT CV 5.75%05 22674VAB6 358 1,375,000 PRN DEFINED 1 1,375,000 CRITICAL PATH INC SUB NT CV 5.75%05 22674VAB6 163 625,000 PRN DEFINED 2 625,000 CRITICAL PATH INC SUB NT CV 5.75%05 22674VAB6 130 500,000 PRN DEFINED 500,000 DIGEX INC DEL CL A 253756100 33 9,880 SH DEFINED 1 9,880 Page Total: 21,346 DIGEX INC DEL CL A 253756100 17 5,120 SH DEFINED 2 5,120 DISNEY WALT CO COM DISNEY 254687106 1,229 65,995 SH DEFINED 1 65,995 Page 4 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount DISNEY WALT CO COM DISNEY 254687106 724 38,890 SH DEFINED 2 38,890 DISNEY WALT CO COM DISNEY 254687106 282 15,115 SH DEFINED 15,115 ECHOSTAR COMMUNICATIONS NEW SR NT CV 144A 08 278762AE9 33,762 40,800,000 PRN DEFINED 1 40,800,000 ECHOSTAR COMMUNICATIONS NEW SR NT CV 144A 08 278762AE9 17,584 21,250,000 PRN DEFINED 2 21,250,000 ECHOSTAR COMMUNICATIONS NEW SR NT CV 144A 08 278762AE9 18,991 22,950,000 PRN DEFINED 22,950,000 ELECTRIC LIGHTWAVE INC CL A 284895109 116 253,216 SH DEFINED 1 253,216 ELECTRIC LIGHTWAVE INC CL A 284895109 73 158,555 SH DEFINED 2 158,555 ELECTRIC LIGHTWAVE INC CL A 284895109 4 9,129 SH DEFINED 9,129 ELOT INC COM 290143106 6 95,250 SH DEFINED 1 95,250 ELOT INC COM 290143106 5 79,750 SH DEFINED 2 79,750 ENZON INC SUB NT CV 144A08 293904AA6 4,638 5,000,000 PRN DEFINED 1 5,000,000 ENZON INC SUB NT CV 144A08 293904AA6 2,319 2,500,000 PRN DEFINED 2 2,500,000 ENZON INC SUB NT CV 144A08 293904AA6 2,319 2,500,000 PRN DEFINED 2,500,000 FEDERATED DEPT STORES INC DEL COM 31410H101 2,289 81,170 SH DEFINED 1 81,170 Page Total: 84,358 FEDERATED DEPT STORES INC DEL COM 31410H101 1,321 46,840 SH DEFINED 2 46,840 FEDERATED DEPT STORES INC DEL COM 31410H101 348 12,335 SH DEFINED 12,335 FLEMING COS INC COM 339130106 338 11,450 SH DEFINED 1 11,450 FLEMING COS INC COM 339130106 193 6,550 SH DEFINED 2 6,550 FLEMING COS INC COM 339130106 47 1,600 SH DEFINED 1,600 GENERAL MTRS CORP CL H NEW 370442832 3,197 239,835 SH DEFINED 1 239,835 GENERAL MTRS CORP CL H NEW 370442832 1,961 147,111 SH DEFINED 2 147,111 GENERAL MTRS CORP CL H NEW 370442832 774 58,054 SH DEFINED 58,054 Page 5 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount HARRAHS ENTMT INC COM 413619107 159 5,870 SH DEFINED 1 5,870 HARRAHS ENTMT INC COM 413619107 96 3,540 SH DEFINED 2 3,540 HARRAHS ENTMT INC COM 413619107 16 590 SH DEFINED 590 HONEYWELL INTL INC COM 438516106 253 9,567 SH DEFINED 1 9,567 HONEYWELL INTL INC COM 438516106 148 5,598 SH DEFINED 2 5,598 HONEYWELL INTL INC COM 438516106 128 4,835 SH DEFINED 4,835 HUTCHINSON TECHNOLOGY INC SUB NT CV 6%05 448407AC0 1,130 1,250,000 PRN DEFINED 1 1,250,000 HUTCHINSON TECHNOLOGY INC SUB NT CV 6%05 448407AC0 904 1,000,000 PRN DEFINED 2 1,000,000 Page Total: 11,013 HUTCHINSON TECHNOLOGY INC SUB NT CV 6%05 448407AC0 226 250,000 PRN DEFINED 250,000 INHALE THERAPEUTIC SYS INC SUB NT CV 3.5%07 457191AH7 6,660 12,240,000 PRN DEFINED 1 12,240,000 INHALE THERAPEUTIC SYS INC SUB NT CV 3.5%07 457191AH7 3,469 6,375,000 PRN DEFINED 2 6,375,000 INHALE THERAPEUTIC SYS INC SUB NT CV 3.5%07 457191AH7 3,746 6,885,000 PRN DEFINED 6,885,000 INTERNATIONAL RECTIFIER CORP SUB NT CV4.25%07 460254AE5 9,764 13,000,000 PRN DEFINED 1 13,000,000 INTERNATIONAL RECTIFIER CORP SUB NT CV4.25%07 460254AE5 5,858 7,800,000 PRN DEFINED 2 7,800,000 INTERNATIONAL RECTIFIER CORP SUB NT CV4.25%07 460254AE5 3,906 5,200,000 PRN DEFINED 5,200,000 INTERPUBLIC GROUP COS INC SUBNT CV 1.87%06 460690AJ9 9,162 12,000,000 PRN DEFINED 1 12,000,000 INTERPUBLIC GROUP COS INC SUBNT CV 1.87%06 460690AJ9 4,772 6,250,000 PRN DEFINED 2 6,250,000 INTERPUBLIC GROUP COS INC SUBNT CV 1.87%06 460690AJ9 5,154 6,750,000 PRN DEFINED 6,750,000 IVAX CORP SR SUB NT CV 07 465823AD4 4,326 5,000,000 PRN DEFINED 1 5,000,000 IVAX CORP SR SUB NT CV 07 465823AD4 2,163 2,500,000 PRN DEFINED 2 2,500,000 IVAX CORP SR SUB NT CV 07 465823AD4 2,163 2,500,000 PRN DEFINED 2,500,000 JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 313 500,000 PRN DEFINED 1 500,000 Page 6 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 156 250,000 PRN DEFINED 2 250,000 JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 156 250,000 PRN DEFINED 250,000 Page Total: 61,994 KERR MCGEE CORP SB DB CV 5.25%10 492386AP2 2,633 2,400,000 PRN DEFINED 1 2,400,000 KERR MCGEE CORP SB DB CV 5.25%10 492386AP2 1,372 1,250,000 PRN DEFINED 2 1,250,000 KERR MCGEE CORP SB DB CV 5.25%10 492386AP2 1,481 1,350,000 PRN DEFINED 1,350,000 KULICKE & SOFFA INDS INC SB NT CV 144A 06 501242AH4 5,520 6,600,000 PRN DEFINED 1 6,600,000 KULICKE & SOFFA INDS INC SB NT CV 144A 06 501242AH4 3,889 4,650,000 PRN DEFINED 2 4,650,000 KULICKE & SOFFA INDS INC SB NT CV 144A 06 501242AH4 3,136 3,750,000 PRN DEFINED 3,750,000 LIBERTY MEDIA CORP NEW COM SER A 530718105 1,200 94,451 SH DEFINED 1 94,451 LIBERTY MEDIA CORP NEW COM SER A 530718105 907 71,389 SH DEFINED 2 71,389 LIBERTY MEDIA CORP NEW COM SER A 530718105 54 4,260 SH DEFINED 4,260 LODGENET ENTMT CORP COM 540211109 395 35,980 SH DEFINED 1 35,980 LODGENET ENTMT CORP COM 540211109 214 19,470 SH DEFINED 2 19,470 LODGENET ENTMT CORP COM 540211109 35 3,250 SH DEFINED 3,250 MAI SYSTEMS CORP COM 552620205 197 562,248 SH DEFINED 1 562,248 MAI SYSTEMS CORP COM 552620205 221 632,276 SH DEFINED 2 632,276 MAI SYSTEMS CORP COM 552620205 90 257,576 SH DEFINED 257,576 MANUGISTICS GROUP INC SUB NT CONV 5%07 565011AB9 1,573 2,750,000 PRN DEFINED 1 2,750,000 Page Total: 22,917 MANUGISTICS GROUP INC SUB NT CONV 5%07 565011AB9 715 1,250,000 PRN DEFINED 2 1,250,000 MANUGISTICS GROUP INC SUB NT CONV 5%07 565011AB9 572 1,000,000 PRN DEFINED 1,000,000 MASCO CORP SR NT CV ZERO 31 574599AW6 11,418 28,800,000 PRN DEFINED 1 28,800,000 Page 7 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount MASCO CORP SR NT CV ZERO 31 574599AW6 5,947 15,000,000 PRN DEFINED 2 15,000,000 MASCO CORP SR NT CV ZERO 31 574599AW6 6,423 16,200,000 PRN DEFINED 16,200,000 MAY DEPT STORES CO COM 577778103 170 5,870 SH DEFINED 1 5,870 MAY DEPT STORES CO COM 577778103 103 3,540 SH DEFINED 2 3,540 MAY DEPT STORES CO COM 577778103 17 590 SH DEFINED 590 METHANEX CORP COM 59151K108 49 10,000 SH DEFINED 10,000 METROMEDIA INTL GROUP INC PRF CONV % 591695200 200 24,250 SH DEFINED 24,250 METROMEDIA INTL GROUP INC PRF CONV % 591695200 108 13,050 SH DEFINED 2 13,050 MGM MIRAGE COM 552953101 132 5,870 SH DEFINED 1 5,870 MGM MIRAGE COM 552953101 80 3,540 SH DEFINED 2 3,540 MGM MIRAGE COM 552953101 13 590 SH DEFINED 590 NASDAQ 100 TR UNIT SER 1 631100104 725 25,000 SH DEFINED 1 25,000 NASDAQ 100 TR UNIT SER 1 631100104 362 12,500 SH DEFINED 2 12,500 0.5 Page Total: 27,034 NASDAQ 100 TR UNIT SER 1 631100104 362 12,500 SH DEFINED 12,500 50,000 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 1,323 50,000 SH DEFINED 1 50,000 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 662 25,000 SH DEFINED 2 25,000 0.25 NATIONAL AUSTRALIA BK LTD CAP UTS EXCHBL 632525309 662 25,000 SH DEFINED 25,000 100,000 NEW VY CORP WT EXP 061404 649080116 5 30,962 SH DEFINED 1 30,962 NEW VY CORP WT EXP 061404 649080116 4 26,156 SH DEFINED 2 26,156 NEW VY CORP COM PAR $.01 649080504 2,695 705,560 SH DEFINED 1 705,560 NEW VY CORP COM PAR $.01 649080504 2,042 534,475 SH DEFINED 2 534,475 NEW VY CORP COM PAR $.01 649080504 76 20,000 SH DEFINED 20,000 Page 8 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount NEWS CORP LTD SP ADR PFD 652487802 1,789 84,013 SH DEFINED 1 84,013 NEWS CORP LTD SP ADR PFD 652487802 1,069 50,221 SH DEFINED 2 50,221 NEWS CORP LTD SP ADR PFD 652487802 445 20,890 SH DEFINED 20,890 NORTEK INC COM 656559101 2,197 101,953 SH DEFINED 1 101,953 NORTEK INC COM 656559101 1,827 84,760 SH DEFINED 2 84,760 NORTEK INC COM 656559101 17 787 SH DEFINED 787 NORTEL NETWORKS CORP NEW GTD SR CV 144A08 656568AA0 6,297 7,500,000 PRN DEFINED 1 7,500,000 Page Total: 21,472 NORTEL NETWORKS CORP NEW GTD SR CV 144A08 656568AA0 3,149 3,750,000 PRN DEFINED 2 3,750,000 NORTEL NETWORKS CORP NEW GTD SR CV 144A08 656568AA0 3,149 3,750,000 PRN DEFINED 3,750,000 NOVELL INC COM 670006105 1,077 294,300 SH DEFINED 1 294,300 NOVELL INC COM 670006105 918 250,700 SH DEFINED 2 250,700 NOVELL INC COM 670006105 37 10,000 SH DEFINED 10,000 OMNICARE INC SUB DEB CV 5%07 681904AD0 4,517 5,100,000 PRN DEFINED 1 5,100,000 OMNICARE INC SUB DEB CV 5%07 681904AD0 1,882 2,125,000 PRN DEFINED 2 2,125,000 OMNICARE INC SUB DEB CV 5%07 681904AD0 1,129 1,275,000 PRN DEFINED 1,275,000 ONI SYSTEMS CORP SUB NT CV 5%05 68273FAA1 2,268 3,600,000 PRN DEFINED 1 3,600,000 ONI SYSTEMS CORP SUB NT CV 5%05 68273FAA1 1,181 1,875,000 PRN DEFINED 2 1,875,000 ONI SYSTEMS CORP SUB NT CV 5%05 68273FAA1 1,276 2,025,000 PRN DEFINED 2,025,000 ONLINE RES CORP COM 68273G101 129 110,275 SH DEFINED 1 110,275 ONLINE RES CORP COM 68273G101 99 84,225 SH DEFINED 2 84,225 ONLINE RES CORP COM 68273G101 19 16,000 SH DEFINED 16,000 ORACLE CORP COM 68389X105 126 10,000 SH DEFINED 1 10,000 Page 9 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount ORACLE CORP COM 68389X105 75 6,000 SH DEFINED 2 6,000 Page Total: 21,031 ORACLE CORP COM 68389X105 50 4,000 SH DEFINED 4,000 PMC-SIERRA INC SUB NT CV 144A06 69344FAA4 10,318 15,000,000 PRN DEFINED 1 15,000,000 PMC-SIERRA INC SUB NT CV 144A06 69344FAA4 5,159 7,500,000 PRN DEFINED 2 7,500,000 PMC-SIERRA INC SUB NT CV 144A06 69344FAA4 5,159 7,500,000 PRN DEFINED 7,500,000 PARK PL ENTMT CORP COM 700690100 628 85,615 SH DEFINED 1 85,615 PARK PL ENTMT CORP COM 700690100 378 51,530 SH DEFINED 2 51,530 PARK PL ENTMT CORP COM 700690100 58 7,855 SH DEFINED 7,855 PAYLESS SHOESOURCE INC COM 704379106 10,721 195,630 SH DEFINED 1 195,630 PAYLESS SHOESOURCE INC COM 704379106 8,739 159,475 SH DEFINED 2 159,475 PAYLESS SHOESOURCE INC COM 704379106 117 2,130 SH DEFINED 2,130 PEREGRINE SYSTEMS INC SUB NT CV 5.5%07 71366QAC5 12,600 15,000,000 PRN DEFINED 1 15,000,000 PEREGRINE SYSTEMS INC SUB NT CV 5.5%07 71366QAC5 6,300 7,500,000 PRN DEFINED 2 7,500,000 PEREGRINE SYSTEMS INC SUB NT CV 5.5%07 71366QAC5 6,300 7,500,000 PRN DEFINED 7,500,000 PERKINELMER INC CONV ZERO 20 714046AA7 10,056 19,200,000 PRN DEFINED 1 19,200,000 PERKINELMER INC CONV ZERO 20 714046AA7 5,238 10,000,000 PRN DEFINED 2 10,000,000 PERKINELMER INC CONV ZERO 20 714046AA7 5,657 10,800,000 PRN DEFINED 10,800,000 Page Total: 87,478 PINNACLE ENTMT INC COM 723456109 3,308 555,885 SH DEFINED 1 555,885 PINNACLE ENTMT INC COM 723456109 2,274 382,215 SH DEFINED 2 382,215 PINNACLE ENTMT INC COM 723456109 202 34,000 SH DEFINED 34,000 PINNACLE HLDGS INC COM 72346N101 15 38,750 SH DEFINED 1 38,750 Page 10 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount PINNACLE HLDGS INC COM 72346N101 10 26,250 SH DEFINED 2 26,250 PINNACLE HLDGS INC COM 72346N101 4 10,000 SH DEFINED 10,000 SANMINA CORP SUB NTCV 4.25% 04 800907AB3 5,708 6,000,000 PRN DEFINED 1 6,000,000 SANMINA CORP SUB NTCV 4.25% 04 800907AB3 2,854 3,000,000 PRN DEFINED 2 3,000,000 SANMINA CORP SUB NTCV 4.25% 04 800907AB3 2,854 3,000,000 PRN DEFINED 3,000,000 SCIENTIFIC ATLANTA INC COM 72346N101 527 30,000 SH DEFINED 1 30,000 SCIENTIFIC ATLANTA INC COM 72346N101 281 16,000 SH DEFINED 2 16,000 SCIENTIFIC ATLANTA INC COM 72346N101 70 4,000 SH DEFINED 4,000 SEPRACOR INC SUB DB CONV 7%05 817315AH7 3,374 4,085,000 PRN DEFINED 1 4,085,000 SEPRACOR INC SUB DB CONV 7%05 817315AH7 2,354 2,850,000 PRN DEFINED 2 2,850,000 SEPRACOR INC SUB DB CONV 7%05 817315AH7 2,119 2,565,000 PRN DEFINED 2,565,000 SHAW GROUP INC LYON 21 820280AC9 4,008 7,500,000 PRN DEFINED 1 7,500,000 Page Total: 29,962 SHAW GROUP INC LYON 21 820280AC9 2,405 4,500,000 PRN DEFINED 2 4,500,000 SHAW GROUP INC LYON 21 820280AC9 1,603 3,000,000 PRN DEFINED 3,000,000 SOLECTRON CORP SR LYON ZERO 20 834182AK3 8,357 16,800,000 PRN DEFINED 1 16,800,000 SOLECTRON CORP SR LYON ZERO 20 834182AK3 4,352 8,750,000 PRN DEFINED 2 8,750,000 SOLECTRON CORP SR LYON ZERO 20 834182AK3 4,701 9,450,000 PRN DEFINED 9,450,000 SPRINT CORP COM FON GROUP 852061100 548 22,811 SH DEFINED 1 22,811 SPRINT CORP COM FON GROUP 852061100 341 14,184 SH DEFINED 2 14,184 SPRINT CORP COM FON GROUP 852061100 23 955 SH DEFINED 955 STATION CASINOS INC COM 857689103 123 14,675 SH DEFINED 1 14,675 STATION CASINOS INC COM 857689103 74 8,850 SH DEFINED 2 8,850 Page 11 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount STATION CASINOS INC COM 857689103 13 1,475 SH DEFINED 1,475 TELEPHONE & DATA SYS INC COM 879433100 1,108 11,750 SH DEFINED 1 11,750 TELEPHONE & DATA SYS INC COM 879433100 631 6,690 SH DEFINED 2 6,690 TELEPHONE & DATA SYS INC COM 879433100 166 1,760 SH DEFINED 1,760 TRANS WORLD ENTMT CORP COM 89336Q100 1,777 229,825 SH DEFINED 1 229,825 TRANS WORLD ENTMT CORP COM 89336Q100 1,429 184,890 SH DEFINED 2 184,890 Page Total: 27,651 TRANS WORLD ENTMT CORP COM 89336Q100 69 8,985 SH DEFINED 8,985 TYCO INTL LTD NEW LYON ZERO 20 902124AC0 27,043 36,000,000 PRN DEFINED 1 36,000,000 TYCO INTL LTD NEW LYON ZERO 20 902124AC0 14,085 18,750,000 PRN DEFINED 2 18,750,000 TYCO INTL LTD NEW LYON ZERO 20 902124AC0 15,212 20,250,000 PRN DEFINED 20,250,000 USA NETWORKS INC COM 902984103 180 10,000 SH DEFINED 1 10,000 USA NETWORKS INC COM 902984103 135 7,500 SH DEFINED 2 7,500 USA NETWORKS INC COM 902984103 45 2,500 SH DEFINED 2,500 VERTEX PHARMACEUTICALS INC SUB NT CV 5%07 92532FAD2 2,504 3,975,000 PRN DEFINED 1 3,975,000 VERTEX PHARMACEUTICALS INC SUB NT CV 5%07 92532FAD2 1,276 2,025,000 PRN DEFINED 2 2,025,000 VERTEX PHARMACEUTICALS INC SUB NT CV 5%07 92532FAD2 945 1,500,000 PRN DEFINED 1,500,000 VIACOM INC CL B 925524308 1,912 55,420 SH DEFINED 1 55,420 VIACOM INC CL B 925524308 1,110 32,190 SH DEFINED 2 32,190 VIACOM INC CL B 925524308 255 7,390 SH DEFINED 7,390 VISHAY INTERTECHNOLOGY INC LYON ZERO 144A21 928298AC2 13,365 26,000,000 PRN DEFINED 1 26,000,000 VISHAY INTERTECHNOLOGY INC LYON ZERO 144A21 928298AC2 6,682 13,000,000 PRN DEFINED 2 13,000,000 VISHAY INTERTECHNOLOGY INC LYON ZERO 144A21 928298AC2 6,682 13,000,000 PRN DEFINED 13,000,000 Page 12 of 12 Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: Column 1: Column 2: CUSIP Fair Shares or SH/ Put/ Investment Other VOTING AUTHORITY Name of Issuer Title of Class Number Market Principal PRN Call Discretion Managers (a)Sole (b)Shared (c)None Value ($000) Amount Page Total: 91,500 WHX CORP COM 929248102 151 94,385 SH DEFINED 1 94,385 WHX CORP COM 929248102 46 28,815 SH DEFINED 2 28,815 WHX CORP PFD CV SER A 929248201 305 57,531 SH DEFINED 1 57,531 WHX CORP PFD CV SER A 929248201 331 62,469 SH DEFINED 2 62,469 WALTER INDS INC COM 93317Q105 352 39,357 SH DEFINED 1 39,357 WALTER INDS INC COM 93317Q105 354 39,585 SH DEFINED 2 39,585 WALTER INDS INC COM 93317Q105 23 2,558 SH DEFINED 2,558 WEATHERFORD INTL INC SR DB CV ZERO 20 947074AB6 5,294 10,000,000 PRN DEFINED 1 10,000,000 WEATHERFORD INTL INC SR DB CV ZERO 20 947074AB6 2,647 5,000,000 PRN DEFINED 2 5,000,000 WEATHERFORD INTL INC SR DB CV ZERO 20 947074AB6 2,647 5,000,000 PRN DEFINED 5,000,000 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 61 4,089 SH DEFINED 1 4,089 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 90 5,979 SH DEFINED 2 5,979 WORLDCOM INC GA NEW WRLDCOM GP COM 98157D106 21 1,408 SH DEFINED 1,408 XM SATELLITE RADIO HLDGS INC PFD CV B 8.25% 983759200 533 39,863 SH DEFINED 1 39,863 XM SATELLITE RADIO HLDGS INC PFD CV B 8.25% 983759200 469 35,092 SH DEFINED 2 35,092 XM SATELLITE RADIO HLDGS INC PFD CV B 8.25% 983759200 27 2,000 SH DEFINED 2,000 Page Total: 13,351 ZAPATA CORP COM PAR $ 989070602 141 8,013 SH DEFINED 1 8,013 ZAPATA CORP COM PAR $ 989070602 156 8,698 SH DEFINED 2 8,698 Page Total: 297 Grand Total: 658,692
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