-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWB0urmHr0fua/+qVczFg1d6TjeXMytcNEIBzKPbtqoO7aRYL2okI3tYherD5nMB ep4gQB4G+5OG7JkiTsCTsg== 0001209191-03-017183.txt : 20030814 0001209191-03-017183.hdr.sgml : 20030814 20030814161024 ACCESSION NUMBER: 0001209191-03-017183 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030812 FILED AS OF DATE: 20030814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN AXLE & MANUFACTURING HOLDINGS INC CENTRAL INDEX KEY: 0001062231 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 383161171 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1840 HOLBROOK AVENUE CITY: DETROIT STATE: MI ZIP: 48212 BUSINESS PHONE: 3139742000 MAIL ADDRESS: STREET 1: 1840 HOLBROOK AVENUE CITY: DETROIT STATE: MI ZIP: 48212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAUCH RICHARD F CENTRAL INDEX KEY: 0001077696 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14303 FILM NUMBER: 03847844 BUSINESS ADDRESS: STREET 1: C/O AMERICAN AXLE & MANUFACTURING STREET 2: HOLDINGS INC. 1840 HOLBROOK AVE. CITY: DETROIT STATE: MI ZIP: 48212 BUSINESS PHONE: 313-974-2000 MAIL ADDRESS: STREET 1: C/O AMERICAN AXLE & MANUFACTURING STREET 2: HOLDINGS INC. 1840 HOLBROOK AVE CITY: DETROIT STATE: MI ZIP: 48212 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-08-1200001062231AMERICAN AXLE & MANUFACTURING HOLDINGS INC AXL0001077696DAUCH RICHARD F1840 HOLBROOK AVENUEDETROITMI482120100VP, Financial PlanningCommon Stock2003-08-124M011544.26A1154DCommon Stock2003-08-124S0115429.54D0DCommon Stock2003-08-124M069004.26A6900DCommon Stock2003-08-124S0690029.4D0DEmployee Stock Option (right to buy)4.262003-08-124M0 80540D2009-10-29Common Stock8054143736DIn October 1997, the reporting person was granted an option to purchase 49,580 shares of common stock. The option vests in seven years from the date of the g rant or in five annual installments beginning December 31, 1998, subject to the Company's satisfaction of certain performance criteria each year. After the transactions reported above, 16,526 options are vested under this award.Michael K. Simonte2003-08-14 -----END PRIVACY-ENHANCED MESSAGE-----