-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApzjYtj2NnzhJKJMnv/CBcLMVhGZrRuR34pO/XZWIEI51D/80s1Cd0xf9BIdXqYs PcfSjNl6ZTH7tCsY2V7r0g== 0001209191-04-056585.txt : 20041208 0001209191-04-056585.hdr.sgml : 20041208 20041208192642 ACCESSION NUMBER: 0001209191-04-056585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041206 FILED AS OF DATE: 20041208 DATE AS OF CHANGE: 20041208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEMORY PHARMACEUTICALS CORP CENTRAL INDEX KEY: 0001062216 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 100 PHILIPS PARKWAY CITY: MONTVALE STATE: NJ ZIP: 07645 BUSINESS PHONE: 2018027100 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNTERBECK AXEL CENTRAL INDEX KEY: 0001283979 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50642 FILM NUMBER: 041191824 BUSINESS ADDRESS: STREET 1: 100 PHILIPS PARKWAY CITY: MONITVALE STATE: NJ ZIP: 07645 BUSINESS PHONE: 2018027245 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-12-06 0 0001062216 MEMORY PHARMACEUTICALS CORP MEMY 0001283979 UNTERBECK AXEL C/O MEMORY PHARMACEUTICALS CORP. 100 PHILIPS PARKWAY MONTVALE NJ 07645 1 1 0 0 President & Co-Founder Common Stock 2004-12-06 4 M 0 432 0.54 A 163347 D Common Stock 2004-12-06 4 S 0 432 6.00 D 162915 D Common Stock 2004-12-07 4 M 0 1968 0.54 A 164883 D Common Stock 2004-12-07 4 S 0 1968 5.8037 D 162915 D Employee Stock Option (Right to Buy) 0.54 2004-12-06 4 M 0 432 0.00 D 2010-01-26 Common Stock 432 3318 D Employee Stock Option (Right to Buy) 0.54 2004-12-07 4 M 0 1968 0.00 D 2010-01-26 Common Stock 1968 1350 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2004, as amended on November 22, 2004. Fully vested. Only represents the derivative securities of this class. Dennis M. Keane, Attorney-in-fact 2004-12-08 -----END PRIVACY-ENHANCED MESSAGE-----