0001209191-18-054682.txt : 20181010 0001209191-18-054682.hdr.sgml : 20181010 20181010162323 ACCESSION NUMBER: 0001209191-18-054682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181005 FILED AS OF DATE: 20181010 DATE AS OF CHANGE: 20181010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOX JEFFREY H CENTRAL INDEX KEY: 0001187383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14379 FILM NUMBER: 181116207 MAIL ADDRESS: STREET 1: ONE ALLIED DRIVE CITY: LITTLE ROCK STATE: AR ZIP: 72202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONVERGYS CORP CENTRAL INDEX KEY: 0001062047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 311598292 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 201 EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5137237000 MAIL ADDRESS: STREET 1: 201 EAST FOURTH STREET STREET 2: PO BOX 1638 CITY: CINCINNATI STATE: OH ZIP: 45201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-05 1 0001062047 CONVERGYS CORP CVG 0001187383 FOX JEFFREY H ONE INFORMATION WAY SUITE 400 LITTLE ROCK AR 72202 1 0 0 0 Common Shares 2018-09-27 4 G 0 23150 D 286686 D Common Shares 2018-09-27 4 G 0 23150 A 38150 I By Fox Family Charitable Trust Common Shares 2018-10-05 4 D 0 4841 D 282045 D Common Shares 2018-10-05 4 D 0 282045 D 0 D Common Shares 2018-10-05 4 D 0 38150 D 0 I By Fox Family Charitable Trust Common Shares 2018-10-05 4 D 0 300000 D 0 I By FAMCO Enterprises Limited Stock Options (Right to Buy) 13.76 2018-10-05 4 D 0 193630 D 2021-02-04 Common Shares 193630 0 D Stock Options (Right to Buy) 12.79 2018-10-05 4 D 0 81370 D 2022-02-10 Common Shares 81370 0 D Shares gifted to Fox Family Charitable Trust. At the Effective Time (as defined in the Agreement and Plan of Merger, dated June 28, 2018 (as amended, the "Merger Agreement"), by and among the Company, SYNNEX Corporation, Delta Merger Sub I, Inc. and Concentrix CVG Corporation), these time-based restricted stock units were converted into the right to receive $119,863.16 in cash, which amount will vest and be paid in accordance with the Merger Agreement and the applicable award agreement. At the Effective Time, these shares were cancelled pursuant to the Merger Agreement in exchange for the right to receive $3,737,096.25 in cash and 35,622.28 shares of SYNNEX Corporation common stock having a market value of $89.14 per share, based on the closing price of SYNNEX common stock on October 5, 2018. At the Effective Time, these shares were cancelled pursuant to the Merger Agreement in exchange for the right to receive $505,487.50 in cash and 4,818.35 shares of SYNNEX Corporation common stock having a market value of $89.14 per share, based on the closing price of SYNNEX common stock on October 5, 2018. At the Effective Time, these shares were cancelled pursuant to the Merger Agreement in exchange for the right to receive $3,975,000 in cash and 37,890 shares of SYNNEX Corporation common stock having a market value of $89.14 per share, based on the closing price of SYNNEX common stock on October 5, 2018. The stock options were part of a previously reported grant that vested 50% on February 4, 2013 and 50% on February 4, 2014. At the Effective Time, these stock options were cancelled pursuant to the Merger Agreement in exchange for the right to receive $2,129,930 in cash. The stock options were part of a previously reported grant that vested 50% on February 10, 2014 and 50% on February 10, 2015. At the Effective Time, these stock options were cancelled pursuant to the Merger Agreement in exchange for the right to receive $973,998.90. /s/ Andrew A. Farwig, attorney-in-fact for Jeffrey H. Fox 2018-10-10