-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VWm7OoV1qg3aOfaCNND+To1/9flp+XKXnMw0rT0Rg+rUTn0+vRb/Zd4ktPPKpr89 w90rnIdhMaNEKlRlnV+8CA== 0001061768-03-000018.txt : 20030213 0001061768-03-000018.hdr.sgml : 20030213 20030213112030 ACCESSION NUMBER: 0001061768-03-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030213 EFFECTIVENESS DATE: 20030213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAUPOST GROUP LLC/MA CENTRAL INDEX KEY: 0001061768 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07120 FILM NUMBER: 03557266 BUSINESS ADDRESS: STREET 1: 10 ST JAMES AVE STREET 2: SUITE 2000 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-210-8300 MAIL ADDRESS: STREET 1: 10 ST JAMES AVE STREET 2: SUITE 2000 CITY: BOSTON STATE: MA ZIP: 02116 13F-HR 1 filing1202.txt 12-31/02 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2002 If amended report check here: |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Name of Institutional Investment Manager Filing this Report: Name: The Baupost Group, L.L.C. Business Address: 10 St. James Avenue, Suite 2000 Boston, MA 02116 13F File Number: 28-7120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul C. Gannon Title: Chief Financial Officer Phone: 617-210-8300 Signature, Place and Date of Signing: /s/ Paul C. Gannon Paul C. Gannon, Boston Massachusetts, February 13, 2003 Report Type: [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 42 Form 13F Information Table Value Total: $251,725 (thousands) List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). NONE Form 13F INFORMATION TABLE TITLE SHARES OR NAME OF ISSUER OF CUSIP VALUE PRINCIPAL TYPE INVSTMNT OTHER VOTING CLASS (x$1000) AMOUNT DISCRTN MNGRS AUTHORITY - --------------------------------------------------------------------------------------------------------------------------------- ALADDIN KNOWLEDGE SYS LTD ORD M0392N101 1,132 437,156 SH SOLE N/A 437,156 ALLEGHENY ENERGY INC COM 017361106 2,782 368,000 SH SOLE N/A 368,000 ALVARION LTD SHS M0861T100 2,385 1,275,239 SH SOLE N/A 1,275,239 ARENA PHARMACEUTICALS INC COM 040047102 6,510 1,000,000 SH SOLE N/A 1,000,000 ASCENTIAL SOFTWARE CORP COM 04362P108 9,600 4,000,000 SH SOLE N/A 4,000,000 AUDIOCODES LTD ORD M15342104 1,302 504,700 SH SOLE N/A 504,700 BANK UTD CORP LITIGATN CONT RIGHT 99/99/9999 065416117 185 1,847,500 SH SOLE N/A 1,847,500 CATALYTICA ENERGY SYS INC COM 148884109 5,739 2,079,500 SH SOLE N/A 2,079,500 CITIBANK WEST FSB SAN FRAN C 2ND CONT LITIG 17306J301 737 1,842,000 SH SOLE N/A 1,842,000 CITIBANK WEST FSB SAN FRAN C CONT LITIG REC 17306J202 2,718 1,941,200 SH SOLE N/A 1,941,200 CITIGROUP INC *W EXP 99/99/999 172967127 8,860 8,437,621 SH SOLE N/A 8,437,621 COAST FEDERAL LITIGATION TR RIGHT 99/99/9999 19034Q110 1,001 2,781,400 SH SOLE N/A 2,781,400 CORVIS CORP COM 221009103 8,161 11,495,000 SH SOLE N/A 11,495,000 DIME BANCORP INC NEW *W EXP 99/99/999 25429Q110 1,668 13,783,218 SH SOLE N/A 13,783,218 DJ ORTHOPEDICS INC COM 23325G104 4,546 1,209,100 SH SOLE N/A 1,209,100 FIRST FED BANCSHARES INC DEL COM 32021B103 203 10,000 SH SOLE N/A 10,000 FOSTER WHEELER LTD NOTE 6.500% 6/0 35024PAB8 7,678 34,900,000 SH SOLE N/A 34,900,000 GLENAYRE TECHNOLOGIES INC COM 377899109 2,565 2,250,000 SH SOLE N/A 2,250,000 GRACE W R & CO DEL NEW COM 38388F108 4,759 2,428,200 SH SOLE N/A 2,428,200 HUTTIG BLDG PRODS INC COM 448451104 4,478 1,571,300 SH SOLE N/A 1,571,300 NATIONAL HEALTH INVS INC COM 63633D104 22,226 1,382,185 SH SOLE N/A 1,382,185 NATUS MEDICAL INC DEL COM 639050103 3,328 834,000 SH SOLE N/A 834,000 NEUROGEN CORP COM 64124E106 1,803 496,700 SH SOLE N/A 496,700 OCTEL CORP COM 675727101 6,243 395,100 SH SOLE N/A 395,100 OMNOVA SOLUTIONS INC COM 682129101 3,018 749,000 SH SOLE N/A 749,000 PARAMETRIC TECHNOLOGY CORP COM 699173100 4,085 1,621,000 SH SOLE N/A 1,621,000 POLYONE CORP COM 73179P106 11,654 2,972,900 SH SOLE N/A 2,972,900 QWEST COMMUNICATIONS INTL IN COM 749121109 5,156 1,031,100 SH SOLE N/A 1,031,100 RADVISION LTD ORD M81869105 20,234 3,377,975 SH SOLE N/A 3,377,975 RYERSON TULL INC NEW COM 78375P107 6,709 1,099,879 SH SOLE N/A 1,099,879 SABRE HLDGS CORP CL A 785905100 5,158 284,800 SH SOLE N/A 284,800 SELECTICA INC COM 816288104 6,750 2,500,000 SH SOLE N/A 2,500,000 SEPRACOR INC NOTE 5.750%11/1 817315AQ7 10,362 15,700,000 SH SOLE N/A 15,700,000 SEPRACOR INC SDCV 5.000% 2/1 817315AL8 14,375 23,000,000 SH SOLE N/A 23,000,000 SOUTHERN BANC INC COM 842233108 458 30,500 SH SOLE N/A 30,500 SYCAMORE NETWORKS INC COM 871206108 2,890 1,000,000 SH SOLE N/A 1,000,000 TECO ENERGY INC COM 872375100 511 33,000 PUT SOLE N/A 33,000 TELLIUM INC COM 87967E107 2,368 3,700,000 SH SOLE N/A 3,700,000 TRANSMETA CORP DEL COM 89376R109 2,340 2,000,000 SH SOLE N/A 2,000,000 U S INDS INC NEW COM 912080108 16,667 6,337,195 SH SOLE N/A 6,337,195 WYNDHAM INTL INC CL A 983101106 4,971 21,612,546 SH SOLE N/A 21,612,546 XCEL ENERGY INC COM 98389B100 23,410 2,128,200 SH SOLE N/A 2,128,200
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