0001415889-24-010672.txt : 20240410 0001415889-24-010672.hdr.sgml : 20240410 20240410200240 ACCESSION NUMBER: 0001415889-24-010672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240408 FILED AS OF DATE: 20240410 DATE AS OF CHANGE: 20240410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN ROXANNE S CENTRAL INDEX KEY: 0001061632 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 24836907 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD STREET 2: PO BOX 956 MS ES/001/A102 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 form4-04112024_120435.xml X0508 4 2024-04-08 0001544522 Freshworks Inc. FRSH 0001061632 AUSTIN ROXANNE S C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 true false false false 0 Class A Common Stock 2024-04-08 4 J 0 148960 0 A 238160 D Class A Common Stock 2024-04-10 4 C 0 12601 0 A 250761 D Class B Common Stock 2024-04-08 4 M 0 11460 0 D 2031-05-16 Class B Common Stock 11460 148960 D Class B Common Stock 2024-04-08 4 M 0 11460 0 A Class A Common Stock 11460 263530 D Restricted Stock Units 0 2024-04-08 4 J 0 148960 0 D Class A Common Stock 148960 0 D Class B Common Stock 2024-04-10 4 C 0 12601 0 D Class A Common Stock 12601 250929 D The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On April 8, 2024, the RSU award was modified to provide that 148,960 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock. As reported in Column 9 of Table II, there are no remaining RSUs that settle in Class B Common Stock. Each RSU represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of RSU award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. Not applicable. /s/ Pamela Sergeeff, Attorney-in-Fact 2024-04-10