0001209191-22-041853.txt : 20220711 0001209191-22-041853.hdr.sgml : 20220711 20220711205150 ACCESSION NUMBER: 0001209191-22-041853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220708 FILED AS OF DATE: 20220711 DATE AS OF CHANGE: 20220711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AUSTIN ROXANNE S CENTRAL INDEX KEY: 0001061632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40806 FILM NUMBER: 221078075 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD STREET 2: PO BOX 956 MS ES/001/A102 CITY: EL SEGUNDO STATE: CA ZIP: 90245 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Freshworks Inc. CENTRAL INDEX KEY: 0001544522 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 331218825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: (650) 513-0514 MAIL ADDRESS: STREET 1: 2950 S. DELAWARE ST. STREET 2: SUITE 201 CITY: SAN MATEO STATE: CA ZIP: 94403 FORMER COMPANY: FORMER CONFORMED NAME: FreshDesk Inc. DATE OF NAME CHANGE: 20120312 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-07-08 0 0001544522 Freshworks Inc. FRSH 0001061632 AUSTIN ROXANNE S C/O FRESHWORKS INC. 2950 S DELAWARE STREET, SUITE 201 SAN MATEO CA 94403 1 0 0 0 Restricted Stock Units 2022-07-08 4 M 0 11460 0.00 D 2031-05-16 Class B Common Stock 11460 389580 D Class B Common Stock 2022-07-08 4 M 0 11460 0.00 A Class A Common Stock 11460 160420 D Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock. The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. /s/ Pamela Sergeeff, Attorney-in-fact 2022-07-11