-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IaU8Ixc4u+65VyBK9ITNJgmXjufbD4FHFrQMN5dWgBmt2NQbC1/KJQqHd5nV5OiM iEPINPF1kofB7BsNYEhbgg== 0000950110-99-000491.txt : 19990408 0000950110-99-000491.hdr.sgml : 19990408 ACCESSION NUMBER: 0000950110-99-000491 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OMI CORP/M I CENTRAL INDEX KEY: 0001061571 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 522098714 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 001-14135 FILM NUMBER: 99588816 BUSINESS ADDRESS: STREET 1: ONE STATION PLACE STREET 2: 90 PARK AVE CITY: STAMFORD STATE: CT ZIP: 60902-6800 BUSINESS PHONE: 2036026700 MAIL ADDRESS: STREET 1: C/O OMI CORP STREET 2: ONE STATION PLACE CITY: STAMFORD STATE: CT ZIP: 60902-6800 10-K/A 1 FORM 10-K/A AMEND #1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON MARCH 31, 1999 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------ FORM 10-K/A ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) FOR THE FISCAL YEAR ENDED DECEMBER 31, 1998 ------------------------------ COMMISSION FILE NUMBER 001-14135 OMI CORPORATION ----------------------------------------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) MARSHALL ISLANDS 52-2098714 - ------------------------------- ------------------- (STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.) REGISTRANT'S TELEPHONE NUMBER INCLUDING AREA CODE: (203) 602-6700 SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: COMMON STOCK, PAR VALUE $.50 PER SHARE NEW YORK STOCK EXCHANGE - -------------------------------------- ------------------------------------ Title of Class Name of Exchange on which Registered SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: NONE ------------------------------ Indicate by check mark whether the Registrant (1) Has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the Registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [X] NO [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. YES [X] NO [ ] Aggregate Market value of Registrant's voting stock, held by non-affiliates, based on the closing price on the New York Stock Exchange as of the close of business on March 24, 1999: $96,264,780 Number of shares of the Registrant's Common Stock outstanding as of March 24, 1999: 41,628,013 The Following document is hereby incorporated by reference into Part III of this Form 10-K: (1) Portions of the OMI Corporation 1999 Proxy Statement to be filed with the Securities and Exchange Commission. ================================================================================ PART IV ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES AND REPORTS ON FORM 8-K (a) Financial Statements and Financial Statement Schedules 1. Financial statements as indicated in the index is set forth on page 24. 2. Financial Statement Schedules None. 3. The index to Exhibits is on page 73. (b) Reports on Form 8-K: OMI filed a current report on Form 8-K with the Commission during the last quarter of the fiscal period covered by this report on December 15, 1998. 72 EXHIBITS
NUMBER INCORPORATED BY REFERENCE TO DESCRIPTION OF EXHIBIT ------ ---------------------------- ---------------------- 4.1 REGISTRATION STATEMENT ON FORM S-1 (NO. FORM OF COMMON STOCK CERTIFICATE 333-52771) FILED MAY 15, 1998 4.2 REGISTRATION STATEMENT ON FORM S-1 (NO. ARTICLES OF ASSOCIATION OF OMI 333-52771) FILED MAY 15, 1998 4.3 REGISTRATION STATEMENT ON FORM S-1 (NO. BY-LAWS 333-52771) FILED MAY 15, 1998 4.4 REGISTRATION STATEMENT ON FORM S-1 (NO. OMI CORPORATION STOCK OPTION PLAN (1) 333-52771) FILED MAY 15, 1998 10.1 FORM 10-Q FILED NOVEMBER 13, 1998 FORM OF OMI EMPLOYMENT AGREEMENTS FOR SENIOR EXECUTIVES (1) 10.2 FORM 8A FILED DECEMBER 14, 1998 REGISTRATION STATEMENT OF PREFERRED STOCK PURCHASE RIGHTS AND RIGHTS AGREEMENT DATED AS OF NOVEMBER 19, 1998 BETWEEN OMI CORPORATION AND CHASEMELLON SHAREHOLDER SERVICES L.L.C. 10.3 OMI CORPORATION 1998 PERFORMANCE SHARE UNIT PLAN (1) 21 SUBSIDIARIES OF THE COMPANY 27 FINANCIAL DATA SCHEDULE DATED DECEMBER 31, 1998
(1) Denotes compensation plan and /or agreement 73 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Amendment to be signed on its behalf by the undersigned, thereunto duly authorized. OMI CORPORATION By /s/ FREDRIC J. LONDON ----------------------------------- Senior Vice President 74 -----END PRIVACY-ENHANCED MESSAGE-----