0001061434-19-000008.txt : 20190828 0001061434-19-000008.hdr.sgml : 20190828 20190828142807 ACCESSION NUMBER: 0001061434-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190827 FILED AS OF DATE: 20190828 DATE AS OF CHANGE: 20190828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GETZ JAMES F CENTRAL INDEX KEY: 0001061434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 191061027 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_156701687127002.xml FORM 4 X0306 4 2019-08-27 0 0001380846 TriState Capital Holdings, Inc. TSC 0001061434 GETZ JAMES F ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 CHAIRMAN, PRESIDENT AND CEO Common Stock 2019-08-27 4 P 0 12500 19.368 A 299673 I By Getz Enterprises, L.P. Common Stock 2019-08-28 4 P 0 12500 19.449 A 312173 I By Getz Enterprises, L.P. Common Stock 368944 D Common Stock 549210 D Common Stock 140618 I By Stephens Inc. FBO James F. Getz Individual Retirement Account The price reported in Column 4 is the weighted average price of the trades on August 27, 2019. The shares were sold in multiple transactions at prices ranging from $19.28 to $19.50 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Reporting Person is the general partner of this entity. The price reported in Column 4 is the weighted average price of the trades on August 28, 2019. The shares were sold in multiple transactions at prices ranging from $19.43 to $19.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Owned by the Reporting Person, individually. Shares held jointly by the Reporting Person and spouse. The Reporting Person is the beneficiary of this account. /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact 2019-08-28