0001061434-19-000008.txt : 20190828
0001061434-19-000008.hdr.sgml : 20190828
20190828142807
ACCESSION NUMBER: 0001061434-19-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190827
FILED AS OF DATE: 20190828
DATE AS OF CHANGE: 20190828
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GETZ JAMES F
CENTRAL INDEX KEY: 0001061434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 191061027
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_156701687127002.xml
FORM 4
X0306
4
2019-08-27
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001061434
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2019-08-27
4
P
0
12500
19.368
A
299673
I
By Getz Enterprises, L.P.
Common Stock
2019-08-28
4
P
0
12500
19.449
A
312173
I
By Getz Enterprises, L.P.
Common Stock
368944
D
Common Stock
549210
D
Common Stock
140618
I
By Stephens Inc. FBO James F. Getz Individual Retirement Account
The price reported in Column 4 is the weighted average price of the trades on August 27, 2019. The shares were sold in multiple transactions at prices ranging from $19.28 to $19.50 per share. The Reporting Person undertakes to provide to TriState Capital Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Reporting Person is the general partner of this entity.
The price reported in Column 4 is the weighted average price of the trades on August 28, 2019. The shares were sold in multiple transactions at prices ranging from $19.43 to $19.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Owned by the Reporting Person, individually.
Shares held jointly by the Reporting Person and spouse.
The Reporting Person is the beneficiary of this account.
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
2019-08-28