0001061434-19-000004.txt : 20190222 0001061434-19-000004.hdr.sgml : 20190222 20190222170359 ACCESSION NUMBER: 0001061434-19-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190222 DATE AS OF CHANGE: 20190222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GETZ JAMES F CENTRAL INDEX KEY: 0001061434 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35913 FILM NUMBER: 19626541 MAIL ADDRESS: STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC STREET 2: ONE OXFORD CENTRE, SUITE 2700 CITY: PITTSBURGH STATE: PA ZIP: 15219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TriState Capital Holdings, Inc. CENTRAL INDEX KEY: 0001380846 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 204929029 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 BUSINESS PHONE: (412) 304-0304 MAIL ADDRESS: STREET 1: ONE OXFORD CENTRE STREET 2: 301 GRANT STREET, SUITE 2700 CITY: PITTSBURGH STATE: pa ZIP: 15219 FORMER COMPANY: FORMER CONFORMED NAME: TriState Capital Holdings Inc DATE OF NAME CHANGE: 20100617 FORMER COMPANY: FORMER CONFORMED NAME: Tristate CapitalHoldings Inc DATE OF NAME CHANGE: 20061113 4 1 wf-form4_155087302523589.xml FORM 4 X0306 4 2019-02-21 0 0001380846 TriState Capital Holdings, Inc. TSC 0001061434 GETZ JAMES F ONE OXFORD CENTRE 301 GRANT STREET, SUITE 2700 PITTSBURGH PA 15219 1 1 0 0 CHAIRMAN, PRESIDENT AND CEO Common Stock 2019-02-21 4 S 0 6250 22.617 D 567960 D Common Stock 2019-02-22 4 S 0 6250 22.6359 D 561710 D Common Stock 287173 I By Getz Enterprises, L.P. Common Stock 140618 I By Stephens Inc. FBO James F. Getz Individual Retirement Account Common Stock 368944 D The shares were sold by the Reporting Person to satisfy estimated tax obligations resulting from the vesting of restricted stock which occurred on January 14, 2019, which restricted stock was previously granted to the Reporting Person pursuant to the Company's 2014 Omnibus Incentive Plan. This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.60 to $22.64 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. Shares held jointly by the Reporting Person and spouse. This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.61 to $22.66 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. The Reporting Person is the general partner of this entity. The Reporting Person is the beneficiary of this account. Shares owned by the Reporting Person individually. /s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact 2019-02-22