0001061434-19-000004.txt : 20190222
0001061434-19-000004.hdr.sgml : 20190222
20190222170359
ACCESSION NUMBER: 0001061434-19-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190221
FILED AS OF DATE: 20190222
DATE AS OF CHANGE: 20190222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GETZ JAMES F
CENTRAL INDEX KEY: 0001061434
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35913
FILM NUMBER: 19626541
MAIL ADDRESS:
STREET 1: C/O TRISTATE CAPITAL HOLDINGS, INC
STREET 2: ONE OXFORD CENTRE, SUITE 2700
CITY: PITTSBURGH
STATE: PA
ZIP: 15219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TriState Capital Holdings, Inc.
CENTRAL INDEX KEY: 0001380846
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 204929029
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
BUSINESS PHONE: (412) 304-0304
MAIL ADDRESS:
STREET 1: ONE OXFORD CENTRE
STREET 2: 301 GRANT STREET, SUITE 2700
CITY: PITTSBURGH
STATE: pa
ZIP: 15219
FORMER COMPANY:
FORMER CONFORMED NAME: TriState Capital Holdings Inc
DATE OF NAME CHANGE: 20100617
FORMER COMPANY:
FORMER CONFORMED NAME: Tristate CapitalHoldings Inc
DATE OF NAME CHANGE: 20061113
4
1
wf-form4_155087302523589.xml
FORM 4
X0306
4
2019-02-21
0
0001380846
TriState Capital Holdings, Inc.
TSC
0001061434
GETZ JAMES F
ONE OXFORD CENTRE
301 GRANT STREET, SUITE 2700
PITTSBURGH
PA
15219
1
1
0
0
CHAIRMAN, PRESIDENT AND CEO
Common Stock
2019-02-21
4
S
0
6250
22.617
D
567960
D
Common Stock
2019-02-22
4
S
0
6250
22.6359
D
561710
D
Common Stock
287173
I
By Getz Enterprises, L.P.
Common Stock
140618
I
By Stephens Inc. FBO James F. Getz Individual Retirement Account
Common Stock
368944
D
The shares were sold by the Reporting Person to satisfy estimated tax obligations resulting from the vesting of restricted stock which occurred on January 14, 2019, which restricted stock was previously granted to the Reporting Person pursuant to the Company's 2014 Omnibus Incentive Plan.
This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.60 to $22.64 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
Shares held jointly by the Reporting Person and spouse.
This price represents the approximate weighted average price per share of sales of the Issuer's common stock, which were executed at prices ranging from $22.61 to $22.66 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
The Reporting Person is the general partner of this entity.
The Reporting Person is the beneficiary of this account.
Shares owned by the Reporting Person individually.
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
2019-02-22